Peabody director granted 5,298 RSUs in BTU stock

Malone Robert A reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Malone Robert A reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy director Robert A. Malone received a stock-based compensation award. He was granted 5,298 shares of common stock in the form of restricted stock units at no cash cost. These units generally vest on the first anniversary of the grant date, increasing his direct holdings to 58,569 shares after the award.

Insider Trade Summary

Grant/Award: 5,298 shares

Grant/Award 1 txn

Insider Malone Robert A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,298	$0.00	$0.00

Holdings After Transaction: Common Stock — 58,569 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units that generally vest on the first anniversary of the grant date.

Key Figures

RSU grant size: 5,298 shares Grant price per share: $0.00 per share Shares held after transaction: 58,569 shares +1 more

4 metrics

RSU grant size 5,298 shares Restricted stock units granted on May 8, 2026

Grant price per share $0.00 per share Compensation-related RSU grant, not open-market purchase

Shares held after transaction 58,569 shares Total direct holdings after RSU grant

Vesting schedule First anniversary RSUs generally vest one year after grant date

Key Terms

restricted stock units, Grant, award, or other acquisition, Form 4

3 terms

restricted stock units financial

"Represents restricted stock units that generally vest on the first anniversary of the grant date."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Grant, award, or other acquisition financial

"transaction code description is Grant, award, or other acquisition for this entry."

Form 4 regulatory

"INSIDER FILING DATA (Form 4) records this director equity grant."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Peabody Energy (BTU) report for Robert A. Malone?

Peabody Energy reported that director Robert A. Malone acquired 5,298 shares of common stock through a grant of restricted stock units. The award was recorded at a price of $0.00 per share as compensation rather than an open-market purchase.

Was the Peabody Energy (BTU) insider transaction an open-market buy or a grant?

The transaction was a grant of restricted stock units, not an open-market share purchase. The Form 4 uses code “A” for a grant, described as a grant, award, or other acquisition with no cash price paid per share in this filing.

How many Peabody Energy (BTU) shares does Robert A. Malone hold after this grant?

After the grant, Robert A. Malone directly holds 58,569 shares of Peabody Energy common stock. This total includes the 5,298 restricted stock units reported in the filing, which are part of his overall equity-based compensation as a director.

When do Robert A. Malone’s Peabody Energy (BTU) restricted stock units vest?

The restricted stock units generally vest on the first anniversary of the grant date. This means Malone’s 5,298-unit award will typically become fully vested one year after the grant, subject to the specific terms and any applicable service conditions.

What does transaction code “A” mean in the Peabody Energy (BTU) Form 4?

Transaction code “A” in this Form 4 indicates a grant, award, or other acquisition of securities. For Robert A. Malone, it reflects a compensation-related grant of 5,298 restricted stock units rather than a discretionary buy or sell on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 04:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malone Robert A

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MISSOURI 63101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/08/2026		A		5,298(1)	A	$0	58,569	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units that generally vest on the first anniversary of the grant date.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)