Peabody Energy (BTU) CAO granted RSUs and withholds 5,897 shares for tax

Rhea-AI Filing Summary

Peabody Energy Corporation reported an insider equity transaction involving its Chief Accounting Officer and Corporate Secretary. On January 2, 2026, the officer received 12,222 restricted stock units of common stock at a stated price of $0. These RSUs are scheduled to vest in three equal annual installments on the first, second, and third anniversaries of the January 2, 2026 grant date, assuming continued employment, and will fully vest if employment ends due to death or disability.

On the same date, 5,897 shares of common stock were withheld at a price of $30.68 to cover tax obligations arising from RSU vesting on January 2 and 3, 2026. After these transactions, the officer directly beneficially owned 84,457 shares of Peabody Energy common stock.

Insider Trade Summary

Net Buyer: 6,325 shares

Net Buy 2 txns

Insider Jarboe Scott T.

Role CAO and Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	12,222	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	5,897	$30.68	$181K

Holdings After Transaction: Common Stock — 84,457 shares (Direct)

Footnotes (2)

1. F1. Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2026, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.
2. F2. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2026.

FAQ

What insider transaction did Peabody Energy (BTU) report in this Form 4?

The filing reports equity transactions by Peabody Energy's Chief Accounting Officer and Corporate Secretary, including receipt of restricted stock units and share withholding for taxes.

How many restricted stock units were granted to the Peabody Energy (BTU) officer?

The officer was granted 12,222 restricted stock units of Peabody Energy common stock on January 2, 2026 at a stated price of $0.

What are the vesting terms of the Peabody Energy (BTU) restricted stock units?

The 12,222 RSUs will vest in three equal annual installments on the first, second, and third anniversaries of the January 2, 2026 grant date, subject to continued employment, and become fully vested upon termination due to death or disability.

Why were 5,897 Peabody Energy (BTU) shares withheld from the officer?

The 5,897 shares of common stock were withheld at $30.68 per share to satisfy the tax withholding obligation related to the vesting of restricted stock units on January 2 and 3, 2026.

How many Peabody Energy (BTU) shares does the officer own after these transactions?

Following the reported transactions, the officer directly beneficially owned 84,457 shares of Peabody Energy common stock.

Is this Peabody Energy (BTU) Form 4 filed for one reporting person or multiple?

The Form 4 is indicated as filed by one reporting person, not by more than one reporting person.

What is the relationship of the reporting person to Peabody Energy (BTU)?

The reporting person is an officer of Peabody Energy Corporation, serving as Chief Accounting Officer (CAO) and Corporate Secretary.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/06/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarboe Scott T.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CAO and Corporate Secretary

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/02/2026		A		12,222(1)	A	$0	90,354	D
Common Stock	01/02/2026		F		5,897(2)	D	$30.68	84,457	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2026, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

2. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2026.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.