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Peabody Energy (BTU) EVP gets 8,148 RSUs; 381 shares withheld

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy Corporation executive stock compensation and tax withholding are reported for EVP & Chief Commercial Officer on this Form 4. On January 2, 2026, the officer received 8,148 restricted stock units (RSUs) of Peabody common stock at a stated price of $0. These RSUs are scheduled to vest in three equal annual installments on the first, second, and third anniversaries of the January 2, 2026 grant date, and will become fully vested if employment ends due to death or disability.

The filing also shows that 381 shares of common stock were withheld on January 2, 2026 at a price of $30.68 to cover tax obligations related to RSU vesting on January 2 and 3, 2026. Following these transactions, the executive directly owns 31,917 shares of Peabody Energy common stock.

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Insider Roberts Malcolm James
Role EVP & Chief Commercial Officer
Type Security Shares Price Value
Grant/Award Common Stock 8,148 $0.00 --
Tax Withholding Common Stock 381 $30.68 $12K
Holdings After Transaction: Common Stock — 32,298 shares (Direct)
Footnotes (1)
  1. Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2026, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Malcolm James
(Last) (First) (Middle)
701 MARKET STREET
(Street)
ST. LOUIS MO 63033
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 A 8,148(1) A $0 32,298 D
Common Stock 01/02/2026 F 381(2) D $30.68 31,917 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2026, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.
2. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on January 2 and 3, 2026.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Peabody Energy (BTU) report in this Form 4?

The filing reports that Peabody Energy’s EVP & Chief Commercial Officer received 8,148 restricted stock units (RSUs) of common stock on January 2, 2026, and had 381 shares of common stock withheld to cover taxes related to RSU vesting.

How do the 8,148 Peabody Energy (BTU) RSUs vest for the executive?

The 8,148 RSUs will vest in three equal annual installments on the first, second, and third anniversaries of the January 2, 2026 grant date, subject to the executive’s continued employment on each vesting date. They become fully vested upon termination due to death or disability.

Why were 381 Peabody Energy (BTU) shares withheld from the executive?

The filing states that 381 shares of common stock were withheld at $30.68 per share to satisfy the tax withholding obligation associated with the vesting of restricted stock units on January 2 and 3, 2026.

How many Peabody Energy (BTU) shares does the executive own after these transactions?

After the reported transactions, the EVP & Chief Commercial Officer beneficially owns 31,917 shares of Peabody Energy common stock, held directly.

What is the executive’s role at Peabody Energy (BTU) mentioned in the filing?

The reporting person is identified as an officer of Peabody Energy Corporation, serving as EVP & Chief Commercial Officer.

Under what conditions do the Peabody Energy (BTU) RSUs fully vest early?

The filing explains that the RSUs will become fully vested if the executive’s employment terminates due to death or disability, in addition to the regular three-year installment vesting schedule.