STOCK TITAN

Director at Peabody Energy (NYSE: BTU) receives 5,298-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Banks Margaret Katherine reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy Corp director Margaret Katherine Banks received an equity grant. She was awarded 5,298 shares of common stock on May 8, 2026, recorded at a price of $0.00 per share, reflecting a compensation-related grant rather than an open-market purchase.

According to a footnote, this award represents restricted stock units that generally vest on the first anniversary of the grant date. After this transaction, Banks directly holds a total of 22,410 shares of Peabody Energy common stock.

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Insider Banks Margaret Katherine
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,298 $0.00 --
Holdings After Transaction: Common Stock — 22,410 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity grant size 5,298 shares Restricted stock unit award on May 8, 2026
Grant price per share $0.00 per share Compensation-related equity award, not market purchase
Total shares after grant 22,410 shares Director’s direct holdings following the transaction
Vesting schedule First anniversary of grant Restricted stock units generally vest after one year
restricted stock units financial
"Represents restricted stock units that generally vest on the first anniversary of the grant date."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Margaret Katherine

(Last)(First)(Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MISSOURI 63101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026A5,298(1)A$022,410D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that generally vest on the first anniversary of the grant date.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Margaret Katherine Banks report for BTU?

Margaret Katherine Banks reported receiving an equity grant of 5,298 shares of Peabody Energy common stock. The award is compensation-related, not an open-market purchase, and increases her direct holdings in the company to 22,410 shares after the transaction.

How many Peabody Energy (BTU) shares were granted to director Margaret Katherine Banks?

She was granted 5,298 shares of Peabody Energy common stock on May 8, 2026. These are in the form of restricted stock units, generally scheduled to vest on the first anniversary of the grant date, subject to the award’s terms and conditions.

Is the BTU Form 4 transaction a market purchase or a stock award?

The BTU Form 4 reflects a stock award, not a market purchase. The 5,298 shares were issued at a stated price of $0.00 per share as a grant of restricted stock units, consistent with typical director compensation practices rather than open-market buying.

When do Margaret Katherine Banks’s restricted stock units in BTU generally vest?

The restricted stock units generally vest on the first anniversary of the grant date. This means the 5,298-unit award reported on May 8, 2026 is expected to vest roughly one year after grant, assuming any applicable service or other conditions are satisfied.

What is Margaret Katherine Banks’s total BTU share ownership after this grant?

After the reported grant, Margaret Katherine Banks directly holds 22,410 shares of Peabody Energy common stock. This total includes the newly awarded 5,298 restricted stock units, reflecting her updated direct equity position as disclosed in the Form 4 filing.