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Peabody Energy (NYSE: BTU) EVP reports 35-share dividend equivalent grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy executive vice president and chief commercial officer reported a small increase in personal holdings of company stock. On 12/03/2025, the officer acquired 35 shares of Peabody Energy common stock at $29.43 per share, recorded as exempt dividend equivalents tied to prior restricted stock unit awards. Following this transaction, the executive directly owns 24,150 shares of Peabody Energy common stock.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Malcolm James

(Last) (First) (Middle)
701 MARKET STREET

(Street)
ST. LOUIS MO 63033

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value per share 12/03/2025 A 35(1) A $29.43 24,150 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) report in this Form 4?

The filing reports that an executive vice president and chief commercial officer acquired 35 shares of Peabody Energy common stock as an exempt transaction.

Who is the reporting person in the Peabody Energy (BTU) Form 4?

The reporting person is an officer of Peabody Energy, serving as EVP & Chief Commercial Officer.

When did the reported Peabody Energy (BTU) stock transaction occur?

The earliest transaction date disclosed is 12/03/2025.

How many Peabody Energy (BTU) shares does the executive own after this transaction?

After the reported transaction, the executive directly owns 24,150 shares of Peabody Energy common stock.

What was the price and nature of the Peabody Energy (BTU) shares acquired?

The 35 shares were recorded at $29.43 per share and are described as exempt dividend equivalents on prior restricted stock unit awards.

Is this Peabody Energy (BTU) Form 4 filed for one or multiple reporting persons?

The Form 4 is indicated as filed by one reporting person.
Peabody Energy

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3.56B
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Thermal Coal
Bituminous Coal & Lignite Surface Mining
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United States
ST LOUIS