Peabody Energy (BTU) director granted 137 dividend-equivalent shares
Rhea-AI Filing Summary
Bertone Andrea E. reported acquisition or exercise transactions in this Form 4 filing.
Peabody Energy Corp director Andrea E. Bertone received 137 shares of Common Stock on a grant/award basis on June 8, 2026, at a reference price of $28.19 per share. A footnote explains these shares are exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards, bringing her direct holdings to 47,048 shares.
Positive
- None.
Negative
- None.
Insights
Small routine equity award via dividend equivalents, not an open-market trade.
Director Andrea E. Bertone acquired 137 shares of Peabody Energy Corp Common Stock as a grant/award tied to prior deferred stock unit and restricted stock unit awards. The reference price was $28.19 per share.
The footnote clarifies these are exempt dividend equivalents, a common feature of stock-based compensation where holders receive share units mirroring dividends. The transaction increases her direct ownership to 47,048 shares and reflects routine compensation rather than a discretionary market purchase or sale.
Insider Trade Summary
Net Buyer: 137 shares
Net Buy
1 txn
Insider
Bertone Andrea E.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 137 | $28.19 | $4K |
Holdings After Transaction:
Common Stock — 47,048 shares (Direct)
Footnotes (1)
- F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.
Key Figures
Shares granted: 137 shares
Reference price per share: $28.19 per share
Shares owned after transaction: 47,048 shares
+2 more
5 metrics
Shares granted
137 shares
Common Stock grant/award on June 8, 2026
Reference price per share
$28.19 per share
Value assigned to 137-share award
Shares owned after transaction
47,048 shares
Director’s direct holdings following award
Transaction code
A (Grant, award, or other acquisition)
Non-derivative Common Stock transaction
Transaction direction
Acquire
Grant/award acquisition, not a market trade
Key Terms
dividend equivalents, deferred stock unit awards, restricted stock unit awards, Common Stock
4 terms
dividend equivalents financial
"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
deferred stock unit awards financial
"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."
restricted stock unit awards financial
"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."
Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.
Common Stock financial
"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What did Peabody Energy (BTU) director Andrea E. Bertone report on this Form 4?
Andrea E. Bertone reported acquiring 137 shares of Peabody Energy Common Stock as a grant or award. These shares are described as exempt dividend equivalents linked to prior deferred stock unit and restricted stock unit awards, increasing her direct holdings to 47,048 shares.
Was the Peabody Energy (BTU) Form 4 transaction a market buy or sell?
The filing shows no open-market buy or sell. Instead, Bertone acquired 137 shares through a grant or award classified as dividend equivalents on earlier deferred stock unit and restricted stock unit awards, which is standard equity compensation rather than a discretionary trade.
What is meant by dividend equivalents in the Peabody Energy (BTU) Form 4 filing?
Dividend equivalents are additional share units granted to mirror cash dividends on underlying awards. In this case, the 137 shares represent exempt dividend equivalents tied to prior deferred stock unit and restricted stock unit awards, effectively compensating the director as if those units had received dividends.
AI-generated analysis. How Rhea-AI works. Not financial advice.
