Peabody Energy (BTU) director granted 137 dividend-equivalent shares

Rhea-AI Filing Summary

Bertone Andrea E. reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy Corp director Andrea E. Bertone received 137 shares of Common Stock on a grant/award basis on June 8, 2026, at a reference price of $28.19 per share. A footnote explains these shares are exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards, bringing her direct holdings to 47,048 shares.

Insights

Equity compensation analyst

Small routine equity award via dividend equivalents, not an open-market trade.

Director Andrea E. Bertone acquired 137 shares of Peabody Energy Corp Common Stock as a grant/award tied to prior deferred stock unit and restricted stock unit awards. The reference price was $28.19 per share.

The footnote clarifies these are exempt dividend equivalents, a common feature of stock-based compensation where holders receive share units mirroring dividends. The transaction increases her direct ownership to 47,048 shares and reflects routine compensation rather than a discretionary market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Bertone Andrea E.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	137	$28.19	$4K

Holdings After Transaction: Common Stock — 47,048 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 137 shares Reference price per share: $28.19 per share Shares owned after transaction: 47,048 shares +2 more

5 metrics

Shares granted 137 shares Common Stock grant/award on June 8, 2026

Reference price per share $28.19 per share Value assigned to 137-share award

Shares owned after transaction 47,048 shares Director’s direct holdings following award

Transaction code A (Grant, award, or other acquisition) Non-derivative Common Stock transaction

Transaction direction Acquire Grant/award acquisition, not a market trade

Key Terms

dividend equivalents, deferred stock unit awards, restricted stock unit awards, Common Stock

4 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

deferred stock unit awards financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."

restricted stock unit awards financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

Common Stock financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/10/2026 - 04:08 PM Accepted by SEC EDGAR 06/10/2026 - 04:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bertone Andrea E.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MISSOURI 63101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		A		137(1)	A	$28.19	47,048	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Peabody Energy (BTU) director Andrea E. Bertone report on this Form 4?

Andrea E. Bertone reported acquiring 137 shares of Peabody Energy Common Stock as a grant or award. These shares are described as exempt dividend equivalents linked to prior deferred stock unit and restricted stock unit awards, increasing her direct holdings to 47,048 shares.

Was the Peabody Energy (BTU) Form 4 transaction a market buy or sell?

The filing shows no open-market buy or sell. Instead, Bertone acquired 137 shares through a grant or award classified as dividend equivalents on earlier deferred stock unit and restricted stock unit awards, which is standard equity compensation rather than a discretionary trade.

How many Peabody Energy (BTU) shares does Andrea E. Bertone now hold?

After the reported transaction, Andrea E. Bertone directly holds 47,048 shares of Peabody Energy Common Stock. This total includes the 137 new shares received as exempt dividend equivalents related to prior deferred stock unit and restricted stock unit compensation awards.

What is meant by dividend equivalents in the Peabody Energy (BTU) Form 4 filing?

Dividend equivalents are additional share units granted to mirror cash dividends on underlying awards. In this case, the 137 shares represent exempt dividend equivalents tied to prior deferred stock unit and restricted stock unit awards, effectively compensating the director as if those units had received dividends.

What was the reference price for the Peabody Energy (BTU) shares in this Form 4?

The Form 4 lists a transaction price of $28.19 per share for the 137 Common Stock shares acquired. This price serves as the reference value for the award, but the transaction reflects equity compensation, not an open-market purchase at that price.