Director at Peabody Energy (NYSE: BTU) receives 106-share stock award

Rhea-AI Filing Summary

Peabody Energy director Andrea E. Bertone acquired 106 shares of common stock on March 10, 2026 as exempt dividend equivalents on prior deferred stock unit awards. Following this compensation-related grant, Bertone directly holds 46,197 shares of Peabody Energy common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bertone Andrea E.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		106(1)	A	$32.56	46,197	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Peabody Energy (BTU) report for Andrea E. Bertone?

Peabody Energy reported that director Andrea E. Bertone acquired 106 shares of common stock. The shares are exempt dividend equivalents tied to prior deferred stock unit awards, increasing her direct holdings to 46,197 shares after the transaction.

Was the BTU insider transaction an open-market purchase or a stock award?

The BTU insider transaction was a stock award, not an open-market purchase. The 106 shares represent exempt dividend equivalents credited on earlier deferred stock unit awards, reflecting routine compensation rather than a discretionary market trade.

How many Peabody Energy (BTU) shares does Andrea E. Bertone hold after the award?

After receiving the 106-share dividend-equivalent award, Andrea E. Bertone directly owns 46,197 shares of Peabody Energy common stock. This figure reflects her updated position as reported in the Form 4 insider filing.

What was the reference price for the 106-share BTU stock award?

The 106-share award to Andrea E. Bertone used a reference price of $32.56 per share. This value is typically used for reporting and compensation measurement, rather than indicating an open-market purchase price.

Does the BTU Form 4 indicate any stock sales by Andrea E. Bertone?

The Form 4 for Peabody Energy shows only an acquisition of 106 shares by Andrea E. Bertone. It reports a grant of dividend-equivalent shares and does not disclose any sales or dispositions in this particular filing.