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Peabody Energy (BTU) CFO Spurbeck sells 30,000 shares in open-market trade

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy EVP and CFO Mark Spurbeck sold common stock in an open-market transaction. On March 4, 2026, he sold 30,000 shares of Peabody Energy common stock at a weighted average price of $35.58 per share.

After this sale, Spurbeck directly owned 68,394 common shares. The sale price reflects multiple trades executed between $35.43 and $35.74 per share, according to the weighted-average pricing footnote.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spurbeck Mark

(Last) (First) (Middle)
C/O CORPORATE SECRETARY, PEABODY ENERGY
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 S 30,000(1) D $35.58 68,394 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.43 to $35.74 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) report for Mark Spurbeck?

Peabody Energy reported that EVP and CFO Mark Spurbeck sold 30,000 shares of common stock in an open-market transaction at a weighted average price of $35.58 per share on March 4, 2026, as disclosed in a Form 4 filing.

At what price did Peabody Energy (BTU) CFO Mark Spurbeck sell his shares?

Mark Spurbeck sold 30,000 Peabody Energy common shares at a weighted average price of $35.58 per share. The trades occurred in multiple transactions, with individual prices ranging from $35.43 to $35.74 per share, according to the filing footnote.

How many Peabody Energy (BTU) shares does Mark Spurbeck hold after the sale?

After the reported sale, Mark Spurbeck directly holds 68,394 shares of Peabody Energy common stock. This post-transaction holding reflects his remaining direct ownership stake as EVP and CFO following the 30,000-share open-market sale on March 4, 2026.

What type of insider transaction did Peabody Energy (BTU) disclose for Mark Spurbeck?

The filing shows an open-market sale of common stock by Mark Spurbeck. It is coded as an “S” transaction, meaning a sale in the open market or a private transaction, with 30,000 shares sold at a weighted average price of $35.58 per share.

Does the Peabody Energy (BTU) Form 4 show direct or indirect ownership for Mark Spurbeck?

The Form 4 lists Mark Spurbeck’s ownership as direct. The 68,394 shares reported as owned after the transaction are held directly, and there is no footnote indicating indirect ownership through a trust, partnership, or other related entity.
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