Peabody Energy (NYSE: BTU) director gets 59-share stock award

Rhea-AI Filing Summary

Peabody Energy director Margaret Katherine Banks reported a small compensation-related share increase. On June 8, she acquired 59 shares of Peabody Energy common stock at a reference price of $28.19 per share through an exempt award, described as dividend equivalents on prior deferred and restricted stock unit awards.

Following this grant, she directly holds a total of 22,469 common shares. This is a routine equity compensation adjustment linked to earlier stock-based awards, rather than an open-market purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Banks Margaret Katherine

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	59	$28.19	$2K

Holdings After Transaction: Common Stock — 22,469 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares awarded: 59 shares Reference price per share: $28.19 per share Shares held after transaction: 22,469 shares

3 metrics

Shares awarded 59 shares Common Stock grant on June 8, 2026

Reference price per share $28.19 per share Price field associated with the award

Shares held after transaction 22,469 shares Total direct holdings following award

Key Terms

dividend equivalents, deferred stock unit, restricted stock unit awards, Common Stock

4 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

deferred stock unit financial

"exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

A deferred stock unit (DSU) is a promise from a company to give an employee or director the value of a share at a future date, paid in actual shares or cash when certain conditions are met (such as retirement or a set date). Think of it like a gift card that converts to company stock later; it aligns pay with long‑term performance and can affect future share count, compensation expense and potential cash needs, so investors watch DSUs for their impact on dilution and company finances.

restricted stock unit awards financial

"exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

Common Stock financial

"The shares of Common Stock represent exempt dividend equivalents"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Margaret Katherine

(Last) (First) (Middle)

C/O PEABODY ENERGY CORP.

701 MARKET STREET

(Street)

ST. LOUIS MISSOURI 63101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		A		59(1)	A	$28.19	22,469	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Peabody Energy (BTU) director Margaret Katherine Banks report in this Form 4?

Margaret Katherine Banks reported receiving 59 shares of Peabody Energy common stock as an exempt equity award. The shares represent dividend equivalents tied to prior deferred and restricted stock unit awards, increasing her direct holdings to 22,469 common shares after the transaction.

Was the Peabody Energy (BTU) Form 4 transaction an open-market buy or a compensation grant?

The Form 4 shows a compensation-related grant, not an open-market purchase. Code A identifies it as a grant or award, and a footnote explains the 59 shares are exempt dividend equivalents on earlier deferred stock unit and restricted stock unit awards.

How many Peabody Energy (BTU) shares does Margaret Katherine Banks hold after this Form 4?

After this transaction, Margaret Katherine Banks directly holds 22,469 shares of Peabody Energy common stock. The filing shows the 59-share award increased her existing position, reflecting ongoing stock-based compensation rather than a discretionary trade in the open market.

What is the size and price reference of the stock award reported for Peabody Energy (BTU)?

The award covers 59 shares of Peabody Energy common stock with a reference price of $28.19 per share. This small, routine grant represents dividend equivalents credited on prior deferred stock unit and restricted stock unit awards, according to the filing’s footnote disclosure.

How should investors interpret this Peabody Energy (BTU) insider Form 4 filing?

The filing reflects a minor, routine equity compensation adjustment rather than a significant insider trade. Shares were credited as exempt dividend equivalents on earlier stock-based awards, suggesting normal incentive program activity instead of a directional bet on Peabody Energy’s share price by the director.