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[Form 4] PEABODY ENERGY CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Peabody Energy Corp. (BTU) reported a director equity award. On 11/19/2025, a company director received 2,394 shares of common stock in the form of deferred stock units, coded as an acquisition. The transaction price is shown as $0, indicating this was a compensation-related grant rather than an open-market purchase.

After this award, the director beneficially owns 2,394 common shares, held directly. The deferred stock units generally vest pro rata over 12 months, meaning the director earns full ownership gradually over one year, aligning compensation with ongoing board service and the company’s share performance.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hodges Georganne

(Last) (First) (Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2025 A 2,394(1) A $0 2,394 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents deferred stock units that generally vest pro rata over 12 months.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) report on this Form 4?

A director of Peabody Energy Corp. (BTU) reported receiving 2,394 shares of common stock in the form of deferred stock units on 11/19/2025 as an acquisition.

How many Peabody Energy (BTU) shares were acquired in the reported transaction?

The Form 4 shows the acquisition of 2,394 shares of Peabody Energy common stock, reported as deferred stock units that count toward the director’s beneficial ownership.

What was the price of the Peabody Energy (BTU) shares acquired?

The transaction lists a price of $0 per share, indicating the 2,394 deferred stock units were granted as part of compensation rather than bought in the market.

How many Peabody Energy (BTU) shares does the director own after this transaction?

Following the reported transaction, the Form 4 states that the director beneficially owns 2,394 shares of Peabody Energy common stock, held in direct ownership form.

How do the Peabody Energy (BTU) deferred stock units vest for this director?

The response notes that the reported deferred stock units generally vest pro rata over 12 months, meaning the grant vests gradually in equal portions over one year.

Is the reporting person on this Peabody Energy (BTU) Form 4 a director or officer?

The filing identifies the reporting person as a Director of Peabody Energy Corp., with that box checked in the relationship section of the form.
Peabody Energy

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Thermal Coal
Bituminous Coal & Lignite Surface Mining
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United States
ST LOUIS