Form 4: BTU director's 214-share issuance tied to deferred units

Rhea-AI Filing Summary

Peabody Energy Corporation director Joe W. Laymon reported a Form 4 disclosing an acquisition of 214 shares of Peabody common stock on 09/03/2025 at a price of $17.09 per share. The filing shows the shares represent exempt dividend equivalents on prior deferred stock unit awards. After the transaction, Mr. Laymon beneficially owned 54,153 shares. The Form 4 was signed by an attorney-in-fact on 09/05/2025 and identifies the reporting person as a director of the issuer.

Positive

• Director reported acquisition of 214 shares, showing updated insider ownership
• Transaction disclosed as exempt dividend equivalents on prior deferred stock unit awards, clarifying nature of issuance
• Form 4 properly executed and filed with signature by attorney-in-fact

Negative

• None.

Insights

Financial Analyst

TL;DR: Director acquired a small number of shares via dividend-equivalent units, modestly increasing beneficial ownership.

The disclosed purchase of 214 shares at $17.09 appears to be an automated issuance tied to deferred stock unit awards rather than an open-market timed buy. The increment raises the director's beneficial position to 54,153 shares, which is a minor change relative to typical institutional holdings. For investors, this filing documents insider compensation settlement activity rather than a material change in ownership or control.

Corporate Governance Expert

TL;DR: Transaction reflects routine compensation settlement; filing meets Section 16 disclosure requirements.

The Form 4 specifies the shares are exempt dividend equivalents on prior deferred stock unit awards, indicating the company is settling deferred compensation in stock. The reporting person is identified as a director and the form is properly executed by an attorney-in-fact. This is a routine governance disclosure with no indication of unusual timing or irregularity in reporting.

Insider Trade Summary

Net Buyer: 214 shares

Net Buy 1 txn

Insider LAYMON JOE W

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	214	$17.09	$4K

Holdings After Transaction: Common Stock — 54,153 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

FAQ

What did BTU director Joe W. Laymon report on the Form 4?

He reported an acquisition of 214 shares of Peabody common stock on 09/03/2025 at $17.09 per share, resulting in beneficial ownership of 54,153 shares.

What is the nature of the shares acquired by the BTU reporting person?

The filing states the shares represent exempt dividend equivalents on prior deferred stock unit awards.

Was the Form 4 filed properly for BTU insider activity?

Yes. The Form 4 identifies the reporting person as a director and is signed by an attorney-in-fact on 09/05/2025.

Does this Form 4 indicate a change in control at Peabody (BTU)?

No. The filing documents a routine issuance tied to deferred compensation and shows a modest ownership update to 54,153 shares.

What price was paid per share in the reported transaction for BTU?

The reported price per share was $17.09.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/05/2025 - 04:26 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAYMON JOE W

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		214(1)	A	$17.09	54,153	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.