STOCK TITAN

BTU Form 4: Director William Champion receives 164 shares as dividend equivalents

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy director William H. Champion reported an acquisition of 164 shares of Peabody Energy Corporation common stock (BTU) on 09/03/2025 at a reported price of $17.09 per share. Following the transaction, Mr. Champion beneficially owns 37,610 shares, held in a direct capacity. The filing states these 164 shares represent exempt dividend equivalents credited on prior deferred stock unit awards. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/05/2025.

Positive

  • Director acquisition reported: The filing shows a director increased direct holdings to 37,610 shares by receiving 164 shares.
  • Clear disclosure: Transaction is documented as exempt dividend equivalents and was signed by an attorney-in-fact, indicating procedural compliance.

Negative

  • None.

Insights

TL;DR: Director acquired a small number of shares via dividend equivalents, raising direct ownership to 37,610 shares.

This Form 4 discloses a routine acquisition of 164 shares at $17.09 each, described as exempt dividend equivalents on deferred stock unit awards. The trade appears non-discretionary and related to compensation plan mechanics rather than an open-market purchase. The transaction raises the director's direct stake to 37,610 shares but is immaterial relative to typical institutional holdings and the company's market capitalization. Documentation is complete and signed by an attorney-in-fact, indicating proper procedural handling.

TL;DR: Administrative issuance from compensation plan; no governance red flags identified.

The entry is recorded as dividend equivalents on deferred stock units, a common post-compensation issuance. There is no indication of opportunistic timing or atypical insider behavior in the filing. Ownership remains direct and properly reported under Section 16. The disclosure meets Form 4 requirements with signature by an authorized attorney-in-fact.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Champion William H

(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 A 164(1) A $17.09 37,610 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did William H. Champion report for BTU?

He reported an acquisition of 164 shares of Peabody Energy (BTU) on 09/03/2025 at a price of $17.09 per share.

Why were the 164 shares issued to the reporting person?

The Form 4 states the shares represent exempt dividend equivalents credited on prior deferred stock unit awards.

How many Peabody shares does the reporting person own after the transaction?

Following the reported transaction, William H. Champion beneficially owns 37,610 shares in a direct capacity.

When was the Form 4 signed and filed?

The filing shows a signature by an attorney-in-fact dated 09/05/2025 reflecting the reported 09/03/2025 transaction.

Does the filing indicate the shares were purchased on the open market?

No. The filing specifies the shares are exempt dividend equivalents, not an open-market purchase.
Peabody Energy

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