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[Form 4] BrightView Holdings, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

BrightView Holdings insider report: Michael Joe Dozier, EVP and Chief Commercial Officer, reported transactions on September 29, 2025 whereby 31,645 restricted stock units vested and converted one-for-one into common shares. Following the vesting, he beneficially owned 204,894 shares, inclusive of shares acquired under the employee stock purchase plan and unvested restricted stock (excluding unvested performance shares). To satisfy tax withholding on the vested RSUs, 9,348 shares were withheld at an effective price of $13.22 per share, leaving a reported beneficial ownership of 195,546 shares after that withholding. The RSUs were time-based and settled in shares or cash per plan terms.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Insider vested a meaningful block of RSUs, increasing reported ownership but with share withholding for taxes.

Dozier's conversion of 31,645 RSUs into common stock is a routine executive compensation event that increases his reported share count to 204,894 before tax withholding. The withholding of 9,348 shares at $13.22 is a standard administrative action to satisfy tax obligations and does not indicate a sale or change in investment intent. For investors, the transaction is informative about executive compensation realization and minor dilution from RSU settlement, but it does not reflect active divestiture or market-facing trading by the officer.

TL;DR: This is a policy-driven vesting and tax-withholding disclosure, not a governance red flag.

The Form 4 documents time-based RSU vesting and standard tax-withholding mechanics. The filing notes that performance shares remain unvested and will be reported when earned, which is a useful disclosure about outstanding contingent awards. Reporting was executed by attorney-in-fact and properly discloses direct beneficial ownership and the nature of indirect holdings. From a governance perspective, the filing meets Section 16 reporting expectations and signals normal compensation settlement rather than an unusual governance event.

Insider Dozier Michael Joe
Role EVP, Chief Commercial officer
Type Security Shares Price Value
Exercise Restricted Stock Units 31,645 $0.00 --
Exercise Common Stock 31,645 $0.00 --
Tax Withholding Common Stock 9,348 $13.22 $124K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 204,894 shares (Direct)
Footnotes (1)
  1. Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents a grant of time-based restricted stock units that vest on September 29, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Dozier Michael Joe
(Last) (First) (Middle)
C/O BRIGHTVIEW HOLDINGS, INC.
980 JOLLY ROAD, SUITE 300
(Street)
BLUE BELL PA 19422
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BrightView Holdings, Inc. [ BV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Commercial officer
3. Date of Earliest Transaction (Month/Day/Year)
09/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/29/2025 M 31,645 A (1) 204,894(2) D
Common Stock 09/29/2025 F(3) 9,348 D $13.22 195,546(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (4) 09/29/2025 M 31,645 (5) (5) Common Stock 31,645 $0 0 D
Explanation of Responses:
1. Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
2. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
3. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025.
4. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
5. Represents a grant of time-based restricted stock units that vest on September 29, 2025.
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR