BrightView CEO Asplund receives 229,455 vested shares

The time-based restricted stock units vest in four equal annual installments beginning on October 1, 2024.

Rhea-AI Filing Summary

BrightView Holdings, Inc. President and CEO Dale A. Asplund reported that 229,455 restricted stock units vested and converted one-for-one into common stock on October 1, 2026. The derivative row reports 229,455 restricted stock units following the transaction.

Separately, 85,911 common shares were withheld at $10.16 per share to pay tax liability on the vested units. The report lists indirect holdings of 500,000 common shares as trustee for a Spousal Trust and 500,000 as trustee for a Family Trust.

Insider Trade Summary

229,455 shares exercised/converted

Exercise 5 txns

Insider Asplund Dale A

Role President and CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F4, F5	229,455	$0.00	$0.00
Exercise	Common Stock F1, F2	229,455	--	--
Tax Withholding	Common Stock F3, F2	85,911	$10.16	$873K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 229,455 contracts (Direct); Common Stock — 196,154 shares (Direct); Common Stock — 500,000 shares (Indirect, Trustee for Spousal Trust); Common Stock — 500,000 shares (Indirect, Trustee for Family Trust)

Footnotes (5)

1. F1. Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
2. F2. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
3. F3. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on October 1, 2026.
4. F4. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
5. F5. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

Key Figures

Restricted stock units converted: 229,455 units Restricted stock units following transaction: 229,455 units Shares withheld for tax liability: 85,911 shares +3 more

6 metrics

Restricted stock units converted 229,455 units Vested and converted one-for-one into common stock on October 1, 2026

Restricted stock units following transaction 229,455 units Reported derivative position following the October 1, 2026 transaction

Shares withheld for tax liability 85,911 shares Common shares withheld for tax liability on restricted stock units that vested October 1, 2026

Withholding price $10.16 per share Price reported for shares withheld to pay tax liability

Spousal Trust indirect holding 500,000 shares Held by Dale A. Asplund as trustee for a Spousal Trust

Family Trust indirect holding 500,000 shares Held by Dale A. Asplund as trustee for a Family Trust

Key Terms

restricted stock units, employee stock purchase plan, performance shares, contingent right

4 terms

restricted stock units financial

"restricted stock units that upon vesting converted into shares"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

employee stock purchase plan financial

"shares of common stock acquired under the Issuer's employee stock purchase plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

performance shares financial

"unvested performance shares which will be reported when earned"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

contingent right financial

"Each restricted stock unit represents a contingent right"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BV shares did Dale A. Asplund receive from vested restricted stock units?

Dale A. Asplund received 229,455 common shares when restricted stock units vested and converted one-for-one on October 1, 2026.

How many BV shares were withheld for Dale A. Asplund’s taxes?

85,911 common shares were withheld at $10.16 per share on October 1, 2026, to pay the related tax liability on restricted stock units that vested that day.

How do Dale A. Asplund’s BrightView restricted stock units vest?

The time-based restricted stock units vest in four equal annual installments beginning on October 1, 2024.

How can BrightView restricted stock units be settled?

Each restricted stock unit represents a contingent right to receive one share of BrightView common stock. The units will be settled in common stock, cash, or a combination of the two.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:31 PM Accepted by SEC EDGAR 10/02/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Asplund Dale A

(Last) (First) (Middle)

C/O BRIGHTVIEW HOLDINGS, INC.

980 JOLLY ROAD, SUITE 300

(Street)

BLUE BELL PENNSYLVANIA 19422

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BrightView Holdings, Inc. [ BV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		M		229,455	A	(1)	282,065(2)	D
Common Stock	10/01/2026		F(3)		85,911	D	$10.16	196,154(2)	D
Common Stock								500,000	I	Trustee for Spousal Trust
Common Stock								500,000	I	Trustee for Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(4)	10/01/2026		M			229,455	(5)	(5)	Common Stock	229,455	$0	229,455	D

Explanation of Responses:

1. Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

2. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

3. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on October 1, 2026.

4. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

5. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

	/s/ Jonathan M. Gottsegen, as Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)