BorgWarner Inc. (BWA) Rule 144 notice lists 3,800 and 1,200 shares

Rhea-AI Filing Summary

BorgWarner Inc. submitted a Rule 144 notice reporting proposed resales of common stock tied to equity compensation. The notice lists 3,800 shares from a restricted stock lapse dated 04/24/2024 and 1,200 shares from a restricted stock lapse dated 04/24/2025. The broker listed is Charles Schwab & Co., Inc.

Insights

Securities Counsel

Rule 144 notice reports planned resales tied to equity compensation vesting dates.

The filing lists two tranches of common stock associated with restricted stock lapses on 04/24/2024 and 04/24/2025, totaling 5,000 shares when combined in the excerpt. It names Charles Schwab & Co., Inc. as the broker-dealer.

Timing and execution methods are not detailed in the excerpt; subsequent trading depends on compliance with Rule 144 conditions and any holding-period or volume limits. Future filings would show actual dispositions.

Key Figures

Restricted stock lapse (first tranche): 3,800 shares Restricted stock lapse (second tranche): 1,200 shares Broker-dealer listed: Charles Schwab & Co., Inc.

3 metrics

Restricted stock lapse (first tranche) 3,800 shares restricted stock lapse dated 04/24/2024

Restricted stock lapse (second tranche) 1,200 shares restricted stock lapse dated 04/24/2025

Broker-dealer listed Charles Schwab & Co., Inc. broker handling proposed resale

Key Terms

Restricted Stock Lapse, Rule 144, Equity Compensation

3 terms

Restricted Stock Lapse regulatory

"Restricted Stock Lapse | BORGWARNER INC | 3800 | 04/24/2024"

Rule 144 regulatory

"Form 144 notice reporting proposed resales under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Equity Compensation financial

"Equity Compensation Common | 04/24/2025 | Restricted Stock Lapse"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	5000	365389.00	205114941	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/24/2024	Restricted Stock Lapse	BORGWARNER INC			3800	04/24/2024	Equity Compensation
Common	04/24/2025	Restricted Stock Lapse	BORGWARNER INC			1200	04/24/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does BorgWarner's Rule 144 notice mean for shareholders?

It notifies the marketplace of proposed resales under Rule 144. The form lists 3,800 and 1,200 shares tied to restricted stock lapses on 04/24/2024 and 04/24/2025, respectively, and names the executing broker.

Does the Rule 144 notice confirm the shares were sold?

No, it reports an intention to resell under Rule 144 rather than confirming a sale. Actual dispositions and amounts would appear in later transaction or broker reports if shares are sold.

Who is the broker-dealer handling the proposed sales?

The filing lists Charles Schwab & Co., Inc. as the broker-dealer and provides an address. The notice indicates planned brokerage handling but does not detail execution method or timing.

Are these shares from compensation or open-market holdings?

The notice labels the holdings as resulting from Equity Compensation and describes them as restricted stock lapses on 04/24/2024 and 04/24/2025, indicating the source is compensation vesting events.