BorgWarner (NYSE: BWA) holder prepares $70K stock sale from RSU grant

Rhea-AI Filing Summary

A shareholder of BorgWarner Inc. (BWA) filed a notice of proposed sale of up to 1,000 shares of BorgWarner common stock through Merrill Lynch at an aggregate market value of $70,000.00, with the contemplated sale date of 08/17/2026 on the NYSE. The shares relate to restricted stock unit awards that vested on 02/05/2025, which were originally granted as part of BorgWarner’s equity compensation plan.

Key Figures

Shares to be sold: 1,000 shares Aggregate market value: $70,000.00 Planned sale date: 08/17/2026 +2 more

5 metrics

Shares to be sold 1,000 shares Planned sale of BorgWarner common stock under Form 144

Aggregate market value $70,000.00 Market value of 1,000 BorgWarner shares covered by the notice

Planned sale date 08/17/2026 Date associated with the proposed sale of common stock

RSU vesting date 02/05/2025 Vesting date of restricted stock unit awards that produced the shares

Number of RSU shares vested 1,000 shares Shares from RSU awards granted under equity compensation plan

Key Terms

restricted stock unit awards, equity compensation plan, Form 144

3 terms

restricted stock unit awards financial

"Common Stock | 02/05/2025 | Vesting of restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does the Form 144 filing for BWA disclose about planned stock sales?

The filing discloses a planned sale of up to 1,000 shares of BorgWarner (BWA) common stock. The shares are to be sold through Merrill Lynch on or after 08/17/2026 on the NYSE at an aggregate market value of $70,000.00.

How many BorgWarner (BWA) shares are covered by this Form 144 notice?

The Form 144 notice covers 1,000 shares of BorgWarner common stock. These shares are associated with restricted stock unit awards that vested on 02/05/2025 and were granted under BorgWarner’s equity compensation plan.

What is the aggregate market value of BWA shares indicated in this Form 144?

The aggregate market value of the BorgWarner (BWA) shares subject to the planned sale is $70,000.00. This value corresponds to the 1,000 shares of common stock that the shareholder has noticed for potential sale under Rule 144.

When were the BorgWarner (BWA) shares scheduled for potential sale under this Form 144?

The shares are scheduled for potential sale on or after 08/17/2026. The Form 144 indicates that Merrill Lynch will handle the transaction on the NYSE, subject to applicable Rule 144 conditions and market circumstances.

How did the shareholder obtain the BWA shares referenced in the Form 144?

The 1,000 shares of BorgWarner (BWA) common stock stem from restricted stock unit awards. These awards vested on 02/05/2025 and were granted as part of BorgWarner’s equity compensation plan to the reporting holder.

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Available on EDGAR 08/17/2026 - 04:45 PM Accepted by SEC EDGAR 08/17/2026 - 04:44 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	1000	70000.00	203666354	08/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/05/2025	Vesting of restricted stock unit awards	BORGWARNER INC			1000	02/05/2025	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)