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Insider Jonathan Curtis files BWG (NYSE: BWG) Form 3 showing no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BrandywineGLOBAL-Global Income Opportunities Fund Inc. insider Jonathan Curtis filed an initial ownership report on Form 3. The filing states that he currently has no securities beneficially owned in the fund. Curtis is identified as EVP and CIO of a subadviser to the fund.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Curtis Jonathan

(Last) (First) (Middle)
FRANKLIN TEMPLETON
ONE FRANKLIN HIGHWAY

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2026
3. Issuer Name and Ticker or Trading Symbol
BrandywineGLOBAL-Global Income Opportunities Fund Inc [ BWG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
EVP and CIO of Subadviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Patrick DeLoia by Power of Attorney for Jonathan Curtis 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the BWG Form 3 filed by Jonathan Curtis report?

The Form 3 for BrandywineGLOBAL-Global Income Opportunities Fund Inc. (BWG) reports that insider Jonathan Curtis currently has no securities beneficially owned. It serves as his initial ownership statement in connection with his role related to the fund.

Who is the reporting person on the BrandywineGLOBAL BWG Form 3?

The reporting person is Jonathan Curtis, identified as EVP and CIO of a subadviser to BrandywineGLOBAL-Global Income Opportunities Fund Inc. This Form 3 documents his insider status and discloses his current beneficial ownership position.

Does the BWG Form 3 show any shares owned by Jonathan Curtis?

No, the Form 3 explicitly states that no securities are beneficially owned by Jonathan Curtis. Both the non-derivative and derivative securities tables contain no holdings, and the remarks section confirms this zero-ownership status.

What relationship does Jonathan Curtis have to BrandywineGLOBAL-Global Income Opportunities Fund Inc.?

The filing lists Jonathan Curtis as EVP and CIO of a subadviser to BrandywineGLOBAL-Global Income Opportunities Fund Inc. This role makes him a reporting person required to file an initial ownership statement with the SEC.

Why was a Form 3 filed for BWG on 02/01/2026?

The Form 3 reflects an event dated 02/01/2026 that required Jonathan Curtis to file an initial ownership statement. While the filing does not detail the event, it confirms his reporting status and that he holds no beneficial ownership in BWG securities.
BrandywineGLOBAL – Global Inc Opp Fund

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