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No BWG shares reported as owned in Form 3 by subadviser EVP Sonal Desai

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BrandywineGLOBAL-Global Income Opportunities Fund Inc. insider Sonal Desai filed an initial Form 3 ownership report. The filing states that no securities of the fund are beneficially owned. Desai is identified as EVP and Director of the fund's subadviser, with the form filed by one reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Desai Sonal

(Last) (First) (Middle)
FRANKLIN TEMPLETON
ONE FRANKLIN HIGHWAY

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2026
3. Issuer Name and Ticker or Trading Symbol
BrandywineGLOBAL-Global Income Opportunities Fund Inc [ BWG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
EVP and Director of Subadviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Patrick DeLoia by Power of Attorney for Sonal Desai 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the BWG Form 3 filing by Sonal Desai report?

The Form 3 filing for BrandywineGLOBAL-Global Income Opportunities Fund Inc. reports that insider Sonal Desai currently has no securities beneficially owned in the fund, according to the explanation of responses included in the document.

What is Sonal Desai’s relationship to BrandywineGLOBAL-Global Income Opportunities Fund Inc. (BWG)?

The filing identifies Sonal Desai as an “EVP and Director of Subadviser” for BrandywineGLOBAL-Global Income Opportunities Fund Inc., indicating a senior executive role at the fund’s subadviser rather than as a director or 10% owner of the fund itself.

Does the BWG Form 3 show any shares or derivatives owned by Sonal Desai?

No. Both the non-derivative and derivative security tables contain no holdings, and the explanation of responses explicitly states that no securities are beneficially owned by Sonal Desai for BrandywineGLOBAL-Global Income Opportunities Fund Inc.

Is the BWG Form 3 filed by multiple reporting persons or just one?

The document indicates that the Form 3 is filed by one reporting person. The checkbox for “Form filed by One Reporting Person” is marked, and Sonal Desai is the sole reporting individual identified in the filing.

What legal framework governs the BWG Form 3 filing?

The cover legend states the form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, which govern insider beneficial ownership reporting for certain public securities.
BrandywineGLOBAL – Global Inc Opp Fund

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