Charles Schwab files Form 144 for 202,000 shares

Charles Schwab Corporation submitted a Form 144 notice concerning the sale of 202,000 Class A common shares, described as a "Redemption/Exchange of Class B Common and LLC Units" tied to the corporate reorganization at IPO, with an effective date of 05/06/2026.

Rhea-AI Filing Summary

Charles Schwab Corporation submitted a Form 144 notice concerning the sale of 202,000 Class A common shares, described as a "Redemption/Exchange of Class B Common and LLC Units" tied to the corporate reorganization at IPO, with an effective date of 05/06/2026.

The filing lists two trust-level dispositions in the prior three months: 90,556 Class A shares valued at $1,924,388.88 and 29,431 Class A shares valued at $625,413.33, both dated 03/06/2026.

Insights

Capital Markets Counsel

Form 144 notifies the market of an affiliate sale of 202,000 Class A shares on 05/06/2026.

Section 144 notices are administrative disclosures that affiliates or control persons file to report proposed sales under Rule 144. The entry labels the transaction as a "Redemption/Exchange" tied to the IPO-era reorganization.

Cash‑flow treatment and who will receive proceeds are not stated in the excerpt; timing and method beyond the 05/06/2026 date are not detailed in the provided text.

Key Figures

Form 144 reported amount: 202,000 shares Trust disposition - Trust 1: 90,556 shares Trust disposition - Trust 2: 29,431 shares

3 metrics

Form 144 reported amount 202,000 shares effective <date>05/06/2026</date>

Trust disposition - Trust 1 90,556 shares <date>03/06/2026</date>; proceeds <money>$1,924,388.88</money>

Trust disposition - Trust 2 29,431 shares <date>03/06/2026</date>; proceeds <money>$625,413.33</money>

Key Terms

Form 144, Redemption/Exchange, Class A Common

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Redemption/Exchange financial

"Redemption/Exchange of Class B Common and LLC Units"

Class A Common financial

"Common Class A | Charles Schwab Corporation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Charles Schwab's Form 144 (BWIN) report?

It reports a proposed sale of 202,000 Class A common shares tied to a "Redemption/Exchange" related to the IPO reorganization. The filing shows the effective date as 05/06/2026 and lists prior trust-level dispositions in March 2026.

Who sold shares recently under this filing for BWIN?

Two trusts are shown as having disposed shares on 03/06/2026: one trust sold 90,556 Class A shares valued at $1,924,388.88, and another sold 29,431 Class A shares valued at $625,413.33.

Does the Form 144 specify proceeds recipient or sale method?

The excerpt labels the transaction as "Issuer" and as a "Redemption/Exchange," but it does not specify who receives proceeds or the detailed sale method. The filing text in the excerpt does not list plan of distribution or proceeds allocation.

When is the scheduled effective date for the reported sale?

The filing shows an effective or reported date of 05/06/2026 for the 202,000 Class A shares described as a redemption/exchange stemming from the IPO reorganization.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 02:35 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001787715
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Baldwin Insurance Group, Inc.
SEC File Number	001-39095
Address of Issuer	4211 W. BOY SCOUT BLVD. SUITE 800 TAMPA FLORIDA 33607
Phone	(866) 279-0698
Name of Person for Whose Account the Securities are To Be Sold	Krystyn Elizabeth
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Class A	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	202000	4355120.00	97489954	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/28/2019	Redemption/Exchange of Class B Common and LLC Units held by Trust for Class A Common w/ Class B Common and LLC Units acquired in connection with corporate reorganization at IPO	Issuer			202000	05/06/2026	Redemption/Exchange of Class B Common and LLC Units for Class A Common

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ELIZABETH H KRYSTYN. TTEE. ELIZABETH H. KRYSTYN 2017 REVOCABLE TRUST U/A DTD 6/28/17 4211 W. BOY SCOUT BLVD. SUITE 800 Tampa FL 33607	Common class A	03/06/2026	90556	1924388.88
ENRIQUE M FUEYO. TTEE, ELIZABETH H. KRYSTYN 2019 IRREVOCABLE TRUST U/A DTD 9/30/19 4211 W. BOY SCOUT BLVD SUITE 800 Tampa FL 33607	Common class A	03/06/2026	29431	625413.33

144: Remarks and Signature

Remarks	Shares to be sold between the two accounts listed below: ELIZABETH H. KRYSTYN 2019 IRREVOCABLE TRUST - 50,000 shares ELIZABETH H. KRYSTYN 2017 REVOCABLE TRUST - 152,000 shares Client will be exchanging the Class B shares for Class A upon execution of the trade.
Date of Notice	05/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	ELIZABETH H. KRYSTYN
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)