STOCK TITAN

BW (BW) General Counsel granted 25,000 RSUs and nets 13,850 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Babcock & Wilcox Enterprises General Counsel & Secretary John J. Dziewisz received a grant of 25,000 restricted stock units (RSUs) that vested immediately and were converted into 25,000 shares of common stock at a stated value of $10.51 per share.

To cover tax withholding obligations upon vesting, 11,150 common shares were withheld by the company, leaving Dziewisz with a net increase of 13,850 common shares. Following these transactions, he holds 294,718 common shares directly and 2.25 common shares indirectly through a 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dziewisz John J

(Last)(First)(Middle)
1200 EAST MARKET STREET

(Street)
AKRON OHIO 44305

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Babcock & Wilcox Enterprises, Inc. [ BW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/16/2026M25,000A$10.51305,868D
Common Stock03/16/2026F11,150(1)D$10.51294,718D
Common Stock2.25I401k Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)03/16/2026A25,000 (3) (3)Common Stock25,000$025,000D
Restricted Stock Units(2)03/16/2026M25,000 (3) (3)Common Stock25,000$00D
Explanation of Responses:
1. Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.
2. Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.
3. RSUs vest immediately on grant date.
/s/ John J. Dziewisz03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did BW executive John J. Dziewisz report in this Form 4?

John J. Dziewisz reported a grant of 25,000 restricted stock units that vested immediately and converted into common stock. A portion of the resulting shares was withheld to satisfy tax obligations, with the remainder added to his direct ownership position.

How many BW shares did John J. Dziewisz effectively acquire?

Dziewisz received 25,000 RSUs that converted into 25,000 common shares, with 11,150 shares withheld for taxes. This left a net addition of 13,850 common shares to his directly held position as reflected in the filing.

What is John J. Dziewisz’s BW share ownership after these transactions?

After these transactions, Dziewisz directly owns 294,718 common shares of Babcock & Wilcox Enterprises and indirectly holds 2.25 common shares through a 401(k) plan, according to the reported post-transaction balances in the Form 4.

Why were 11,150 BW shares withheld in John J. Dziewisz’s Form 4?

The Form 4 footnotes state that 11,150 common shares were withheld by the issuer to pay tax withholding obligations arising from the vesting of the RSUs. This is a non-market, tax-related disposition rather than an open-market sale.

At what price were John J. Dziewisz’s BW RSUs converted into common stock?

The RSUs were converted into common stock at a stated value of $10.51 per share. This price appears in the common stock transaction entries associated with the RSU exercise on the same date in the Form 4 data.

What position does John J. Dziewisz hold at Babcock & Wilcox Enterprises (BW)?

Dziewisz is identified as General Counsel & Secretary of Babcock & Wilcox Enterprises. This officer title is disclosed in the reporting person details section of the Form 4 insider transaction information.
Babcock & Wilcox Enterprises I

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