STOCK TITAN

Byline Bancorp (BY) CEO sells 19,750 shares, still holds 411,643

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Byline Bancorp, Inc. Chief Executive Officer Roberto R. Herencia reported selling 19,750 shares of common stock on 2026-08-13 at $39.2054 per share in an open-market or private transaction. Following this sale, he directly holds 411,643 shares of common stock.

He also reports indirect holdings of 16,612 shares through the Roberto Herencia Inc. Defined Benefit Plan and 2,575 shares through the Roberto Herencia Inc. 401(k). The filing indicates the Rule 10b5-1 trading-plan checkbox was not selected.

Positive

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Negative

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Insights

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Insider HERENCIA ROBERTO R
Role CHIEF EXECUTIVE OFFICER
Sold 19,750 shs ($774K)
Type Security Shares Price Value
Sale Common stock 19,750 $39.2054 $774K
holding Common stock -- -- --
holding Common stock -- -- --
Holdings After Transaction: Common stock — 411,643 shares (Direct); Common stock — 16,612 shares (Indirect, By Roberto Herencia Inc. Defined Benefit Plan); Common stock — 2,575 shares (Indirect, By Roberto Herencia Inc. 401(k))
Shares sold 19,750 shares Common stock sale by CEO on 2026-08-13
Sale price per share $39.2054 Per-share price for 19,750-share common stock sale
Direct holdings after sale 411,643 shares CEO direct ownership of common stock following transaction
Indirect DB Plan holdings 16,612 shares Indirect ownership via Roberto Herencia Inc. Defined Benefit Plan
Indirect 401(k) holdings 2,575 shares Indirect ownership via Roberto Herencia Inc. 401(k)
Net shares sold 19,750 shares Net buy/sell direction reported as net-sell
open market financial
"Sale in open market or private transaction"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
indirect ownership financial
"Indirect ownership noted as By Roberto Herencia Inc. 401(k)"
Defined Benefit Plan financial
"Nature of ownership: By Roberto Herencia Inc. Defined Benefit Plan"
A defined benefit plan is a retirement program that guarantees workers a specific monthly payment after they retire, with the employer responsible for funding whatever is needed to meet that promise. Investors care because these plans create long-term payment obligations that can affect a company’s cash flow and balance sheet—similar to a homeowner having a fixed mortgage the household must cover regardless of income swings.

FAQ

What did BY CEO Roberto R. Herencia report in this Form 4 transaction?

Roberto R. Herencia reported a sale of 19,750 shares of Byline Bancorp common stock on 2026-08-13 at $39.2054 per share in an open-market or private transaction.

How many BY shares does the CEO hold directly after this Form 4 filing?

After the reported sale, the CEO directly holds 411,643 shares of Byline Bancorp common stock. This figure reflects his direct ownership position following the 19,750-share disposition.

What indirect BY shareholdings does the CEO report in this Form 4?

He reports 16,612 shares held indirectly through the Roberto Herencia Inc. Defined Benefit Plan and 2,575 shares held indirectly through the Roberto Herencia Inc. 401(k) plan.

Was the BY CEO’s 19,750-share sale under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not selected, indicating the reported 19,750-share sale was not affirmatively reported as being made under a Rule 10b5-1 trading plan.

What was the total number of BY shares sold in this Form 4 transaction?

The CEO reported selling 19,750 shares of Byline Bancorp common stock. The transaction summary describes this as a net sell of 19,750 shares with no corresponding purchases or option exercises.

Does the BY CEO still hold derivative securities according to this Form 4?

The derivative holdings section in this Form 4 is empty, and the derivative transaction count is zero, indicating no derivative positions are reported in connection with this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HERENCIA ROBERTO R

(Last)(First)(Middle)
180 NORTH LASALLE STREET
SUITE 300

(Street)
CHICAGO ILLINOIS 60601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BYLINE BANCORP, INC. [ BY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CHIEF EXECUTIVE OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock08/13/2026S19,750D$39.2054411,643D
Common stock16,612IBy Roberto Herencia Inc. Defined Benefit Plan
Common stock2,575IBy Roberto Herencia Inc. 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Thomas J. Bell III, Attorney-in-Fact08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)