Broadway Financial gets Nasdaq extension to file delayed 10-Q

Broadway Financial Corporation reported that it has received an extension from Nasdaq until February 16, 2026 to file its delayed Quarterly Report on Form 10-Q for the quarter ended June 30, 2025.

Rhea-AI Filing Summary

Broadway Financial Corporation reported that it has received an extension from Nasdaq until February 16, 2026 to file its delayed Quarterly Report on Form 10-Q for the quarter ended June 30, 2025. The company needs to file this report with the SEC in order to regain compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely financial reporting. The company states that it anticipates filing the Form 10-Q on or before the new deadline and that there is currently no immediate impact on its listing status on the Nasdaq Capital Market.

Insights

Equity analyst – bank regulation and listings

BYFC gains more time from Nasdaq to cure a late 10-Q filing.

Broadway Financial Corporation has obtained a Nasdaq extension until February 16, 2026 to file its Form 10-Q for the quarter ended June 30, 2025. This filing is required to satisfy Nasdaq Listing Rule 5250(c)(1), which focuses on timely periodic reporting to maintain listing eligibility.

The company indicates it anticipates filing the 10-Q on or before the new deadline, and notes that there is no immediate impact on its current Nasdaq Capital Market listing status. However, the cautionary language highlights that a material delay in financial reporting is a key risk factor that could affect outcomes if not resolved.

The main variable now is whether the 10-Q is completed and filed by February 16, 2026. Subsequent disclosures in company filings will show if Broadway Financial fully regains compliance with Nasdaq’s reporting requirements.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadway Financial Corporation (BYFC) announce in this 8-K?

Broadway Financial Corporation reported that it received an extension from Nasdaq until February 16, 2026 to file its delayed Form 10-Q for the quarter ended June 30, 2025 with the SEC.

Why does BYFC need an extension from Nasdaq?

BYFC has not yet filed its Form 10-Q for the quarter ended June 30, 2025. Timely filing is required under Nasdaq Listing Rule 5250(c)(1), so the extension gives the company more time to regain compliance.

What is the new deadline for BYFC to file its Form 10-Q?

The new deadline, referred to as the Extension Deadline, is February 16, 2026. BYFC states that it anticipates filing the Form 10-Q on or before that date.

How does this extension affect BYFC’s Nasdaq listing status?

The company states that there is no immediate impact on its listing status on the Nasdaq Capital Market at this time, despite the late filing.

What risks does BYFC highlight related to the delayed 10-Q filing?

BYFC notes in its forward-looking statements that risks include, among others, a material delay in the company’s financial reporting, which could cause actual outcomes to differ from expectations.

What forward-looking statements does BYFC make about the 10-Q filing?

The company includes forward-looking statements about its beliefs and expectations regarding the filing of the Form 10-Q and cautions that various risks and uncertainties could affect the timing and outcome.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/14/2025 - 05:01 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 11, 2025

BROADWAY FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware	001-39043	95-4547287
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

4601 Wilshire Boulevard, Suite 150, Los Angeles, CA		90010
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (323) 634-1700

NOT APPLICABLE

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading symbol(s)		Name of each exchange on which registered
Class A Common Stock, par value $0.01 per share (including attached preferred stock purchase rights)		BYFC		Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

On November 11, 2025, Broadway Financial Corporation (the “Company”) received an extension from The Nasdaq Stock Market LLC (“Nasdaq”) to February 16, 2026 (the “Extension Deadline”) for the Company to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 (the “Form 10-Q”) with the U.S. Securities and Exchange Commission, to regain compliance with Rule 5250(c)(1). The Company anticipates filing the Form 10-Q on or before the Extension Deadline.

As previously reported, there is no immediate impact on the Company’s listing status on The Nasdaq Capital Market at this time.

*     *     *     *     *

Cautionary Statement Regarding Forward-Looking Information

This report includes “forward-looking statements” within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995, including statements regarding the Company’s beliefs and expectations relating the filing of the Form 10-Q. Forward-looking statements involve known and unknown risks, uncertainties and other factors that may cause actual outcomes to differ materially from the outcomes expressed or implied by this report. Such risks include, among others, a material delay in the Company’s financial reporting. All such factors are difficult to predict and may be beyond the Company’s control. The Company undertakes no obligation and does not intend to update or revise any forward-looking statements contained herein, except as required by law or regulation. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this report.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BROADWAY FINANCIAL CORPORATION
Date: November 14, 2025	By:	/s/ Zack Ibrahim
		Zack Ibrahim
		Executive Vice President and
		Chief Financial Officer