Broadway Financial EVP receives stock grant

Carew Tina reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/31/2026 - 05:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Carew Tina reported acquisition or exercise transactions in this Form 4 filing.

Tina Carew, EVP, CLO & Corporate Secretary of Broadway Financial, reported a grant of 4,921 shares of restricted common stock on July 28, 2026 at $10.16 per share. The award vests over four years under the Amended and Restated 2018 Long-Term Incentive Plan, and she now directly holds 4,921 shares. This amendment updates the grant date due to a clerical error.

Insider Trade Summary

Grant/Award: 4,921 shares

Grant/Award 1 txn

Insider Carew Tina

Role EVP, CLO & Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	4,921	$10.16	$50K

Holdings After Transaction: Common Stock — 4,921 shares (Direct)

Holdings Before and After: Common Stock, 0 to 4,921 shares (Direct)

Footnotes (1)

1. F1. This amendment is being filed to update the grant date in this Note 1 to the Form 4 due to a clerical error. Restricted Stock granted July 28, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

Key Figures

Restricted stock granted: 4,921 shares Grant price per share: $10.16 per share Shares owned after grant: 4,921 shares +2 more

5 metrics

Restricted stock granted 4,921 shares Restricted Stock grant to Tina Carew on July 28, 2026

Grant price per share $10.16 per share Reported price for Common Stock award

Shares owned after grant 4,921 shares Direct ownership following the reported transaction

Vesting period 4 years Restricted Stock vests over four years

Plan effective date April 16, 2023 Effective date of the Amended and Restated 2018 Long-Term Incentive Plan

Key Terms

Restricted Stock, vesting, Long-Term Incentive Plan

3 terms

Restricted Stock financial

"Restricted Stock granted July 28, 2026 with a 4 year vesting"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

vesting financial

"Restricted Stock granted July 28, 2026 with a 4 year vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Long-Term Incentive Plan financial

"2018 Long-Term Incentive Plan effective April 16, 2023"

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Tina Carew report at BYFC?

Tina Carew reported receiving 4,921 restricted shares of Broadway Financial common stock on July 28, 2026 at $10.16 per share. The grant is a stock award rather than an open-market purchase and vests over four years under the company’s 2018 long-term incentive plan.

Why was this Form 4/A amendment filed for BYFC?

The amendment was filed to correct the grant date for the reported restricted stock award. It states that Restricted Stock was granted on July 28, 2026 and clarifies that the prior Form 4 contained a clerical error regarding this date.

How many BYFC shares does Tina Carew own after this award?

Following the reported transaction, Tina Carew directly owns 4,921 shares of Broadway Financial common stock. All of these shares relate to the newly reported restricted stock grant and are subject to the four-year vesting schedule described in the company’s incentive plan.

What are the vesting terms of Tina Carew’s BYFC restricted stock?

The footnote explains that the restricted stock vests over four years. The shares were granted on July 28, 2026 and will vest in accordance with Broadway Financial Corporation’s Amended and Restated 2018 Long-Term Incentive Plan, effective April 16, 2023.

Under which plan was the BYFC restricted stock granted to Tina Carew?

The award was granted under the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan, which became effective April 16, 2023. The plan governs the terms, including the four-year vesting schedule for this restricted stock grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carew Tina

(Last) (First) (Middle)

1432 U STREET, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20009

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CLO & Corporate Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
07/30/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/28/2026	07/28/2026	A		4,921(1)	A	$10.16	4,921	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This amendment is being filed to update the grant date in this Note 1 to the Form 4 due to a clerical error. Restricted Stock granted July 28, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

	/s/Audrey Phillips, Attorney-in-Fact	07/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)