Broadway Financial EVP granted 4,921 shares

Carew Tina reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/30/2026 - 02:46 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Carew Tina reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corp executive Tina Carew, EVP, CLO & Corporate Secretary, received a grant of 4,921 shares of common stock as restricted stock. The award is priced at $10.16 per share, was granted on March 2, 2026, and vests over four years under the Amended and Restated 2018 Long-Term Incentive Plan. After this grant, she holds 4,921 shares directly, and the transaction is reported as not made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Grant/Award: 4,921 shares

Grant/Award 1 txn

Insider Carew Tina

Role EVP, CLO & Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	4,921	$10.16	$50K

Holdings After Transaction: Common Stock — 4,921 shares (Direct)

Holdings Before and After: Common Stock, 0 to 4,921 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock granted March 02, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

Key Figures

Restricted shares granted: 4,921 shares Grant price per share: $10.16 per share Shares owned after grant: 4,921 shares +2 more

5 metrics

Restricted shares granted 4,921 shares Grant of restricted common stock to EVP Tina Carew

Grant price per share $10.16 per share Reported transaction price for the restricted stock award

Shares owned after grant 4,921 shares Direct holdings of common stock following the reported transaction

Vesting period 4 years Restricted stock granted March 2, 2026 with a 4 year vesting schedule

Transaction date 2026-07-28 Date of the reported non-derivative acquisition on Form 4

Key Terms

Restricted Stock, Amended and Restated 2018 Long-Term Incentive Plan, vesting

3 terms

Restricted Stock financial

"Restricted Stock granted March 02, 2026 with a 4 year vesting"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Amended and Restated 2018 Long-Term Incentive Plan financial

"in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan"

vesting financial

"Restricted Stock granted March 02, 2026 with a 4 year vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BYFC report for Tina Carew?

Tina Carew received a grant of 4,921 restricted shares of Broadway Financial common stock at $10.16 per share, vesting over four years under the company’s 2018 long-term incentive plan as amended and restated.

What role does Tina Carew hold at BYFC in this Form 4?

Tina Carew is reported as EVP, CLO & Corporate Secretary of Broadway Financial. The Form 4 reflects an equity compensation grant of restricted stock rather than an open-market purchase or sale of shares.

How many BYFC shares does Tina Carew own after this transaction?

Following the reported grant, Tina Carew directly holds 4,921 shares of Broadway Financial common stock. These shares are in the form of restricted stock subject to a four-year vesting schedule under the long-term incentive plan.

What are the vesting terms of Tina Carew’s BYFC restricted stock grant?

The Form 4 footnote states the restricted stock was granted March 2, 2026 and carries a four-year vesting period, pursuant to Broadway Financial’s Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

Was Tina Carew’s BYFC equity grant made under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, indicating this restricted stock grant is not reported as being made pursuant to a Rule 10b5-1 trading plan arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carew Tina

(Last) (First) (Middle)

1432 U STREET, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20009

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CLO & Corporate Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/28/2026	07/28/2026	A		4,921(1)	A	$10.16	4,921	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock granted March 02, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

	/s/Audrey Phillips, Attorney-in-Fact	07/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)