Broadway Financial (NASDAQ: BYFC) EVP Tina Carew files initial Form 3

Rhea-AI Filing Summary

BROADWAY FINANCIAL CORP executive Tina Carew, EVP, CLO & Corporate Secretary, filed a Form 3 as a reporting person for the company. The data provided shows no reported purchases, sales, gifts, or derivative exercises, indicating an initial ownership filing without transaction activity.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Net buy/sell shares: 0 shares +1 more

4 metrics

Buy transactions 0 transactions BuyCount in transaction summary

Sell transactions 0 transactions SellCount in transaction summary

Net buy/sell shares 0 shares NetBuySellShares marked neutral

Derivative transactions 0 transactions DerivativeTransactionCount in summary

Key Terms

Form 3, reporting person, EVP, CLO & Corporate Secretary

3 terms

Form 3 regulatory

"filed a Form 3 as a reporting person for the company"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"filed a Form 3 as a reporting person for the company"

EVP, CLO & Corporate Secretary financial

"executive Tina Carew, EVP, CLO & Corporate Secretary, filed a Form 3"

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Available on EDGAR 07/02/2026 - 05:15 PM Accepted by SEC EDGAR 07/02/2026 - 05:15 PM Learn about SEC filing dates

FAQ

What does the BYFC Form 3 filing for Tina Carew report?

The BYFC Form 3 lists Tina Carew, EVP, CLO & Corporate Secretary, as a reporting person. It serves as an initial statement of beneficial ownership, with no purchases, sales, or derivative transactions disclosed in the provided data.

Did Tina Carew buy or sell BYFC shares in this Form 3?

No transactions are shown for Tina Carew in this Form 3 data. Buy, sell, gift, and exercise counts and share totals are all zero, indicating the filing is administrative rather than reporting new trading activity.

What is the role of Tina Carew at Broadway Financial Corp (BYFC)?

Tina Carew is identified as an officer of Broadway Financial Corp, serving as EVP, CLO & Corporate Secretary. Her status as a reporting person requires disclosure of beneficial ownership on Form 3 under SEC rules.

Does the BYFC Form 3 include any derivative positions for Tina Carew?

The provided data shows no derivative transactions or positions for Tina Carew. Derivative transaction counts, exercise counts, and related share figures are all zero, and the derivative summary is empty in this Form 3 snapshot.

What does a zero net buy/sell direction mean in this BYFC Form 3?

A neutral net buy/sell direction with zero net shares indicates no net trading activity. For this BYFC Form 3, all transaction counts and share amounts are zero, reflecting an initial reporting status without reported share movements.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Carew Tina

(Last) (First) (Middle)

1432 U STREET, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20009

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2026

3. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CLO & Corporate Secretary

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Audrey A. Phillips, Attorney-in-fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)