Broadway Financial Form 3 notes zero beneficial ownership

Rhea-AI Filing Summary

Broadway Financial (BYFC) filed a Form 3 reporting the initial beneficial ownership status of an executive serving as EVP, Chief Deposit Officer. The filing states that no securities are beneficially owned. The event date is October 14, 2025, and the form was submitted by one reporting person. This is a routine Section 16 disclosure indicating the officer currently reports no direct or indirect holdings.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jennings William Justin

(Last) (First) (Middle)

321 LENOX AVENUE

(Street)

SOUTH ORANGE NJ 07079

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/14/2025

3. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Deposit Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Audrey A. Phillips, Attorney-in-fact	10/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does BYFC's Form 3 disclose?

It reports the initial beneficial ownership for an executive officer and states that no securities are beneficially owned.

Who is covered by this BYFC Form 3?

An executive officer serving as EVP, Chief Deposit Officer.

What is the event date on the BYFC Form 3?

The event date is October 14, 2025.

Is this Form 3 a joint filing?

No. It indicates Form filed by one reporting person.

Does the Form 3 list any derivative securities?

No. The filing indicates no securities are beneficially owned, and no derivatives are listed.

What is the officer’s relationship to Broadway Financial?

The reporting person is an Officer, titled EVP, Chief Deposit Officer.