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[Form 4] BROADWAY FINANCIAL CORP DE Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Broadway Financial Corp (BYFC) director reports stock sales. A single reporting person, serving as a director, sold a total of 10,000 shares of BYFC common stock through their broker between 10/02/2025 and 10/15/2025. The trades were executed in ten separate 1,000-share transactions at prices ranging from $7.0987 to $7.7 per share, described as part of ordinary course portfolio rebalancing. After these sales, the director beneficially owns 8,452 BYFC shares directly.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DAVIDSON ROBERT C JR

(Last) (First) (Middle)
140 S. LAKE AVENUE SUITE 256

(Street)
PASADENA CA 91106

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2025 S 1,000(1) D $7.2 17,452 D
Common Stock 10/03/2025 S 1,000(1) D $7.5 16,452 D
Common Stock 10/06/2025 S 1,000(1) D $7.7 15,452 D
Common Stock 10/07/2025 S 1,000(1) D $7.61 14,452 D
Common Stock 10/08/2025 S 1,000(1) D $7.7 13,452 D
Common Stock 10/09/2025 S 1,000(1) D $7.61 12,452 D
Common Stock 10/10/2025 S 1,000(1) D $7.39 11,452 D
Common Stock 10/13/2025 S 1,000(1) D $7.3249 10,452 D
Common Stock 10/14/2025 S 1,000(1) D $7.21 9,452 D
Common Stock 10/15/2025 S 1,000(1) D $7.0987 8,452 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares reported on this Form 4 were sold by the Reporting Person's broker in connection with ordinary course portfolio rebalancing.
/s/Audrey A. Phillips, Attorney-in-Fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did BYFC report in this Form 4 filing?

The filing shows a BYFC director sold common stock in ten separate transactions between 10/02/2025 and 10/15/2025, as part of ordinary course portfolio rebalancing.

How many Broadway Financial (BYFC) shares were sold by the director?

The director sold 10,000 shares of Broadway Financial Corp (BYFC) common stock, in ten transactions of 1,000 shares each.

Over what dates did the BYFC director’s stock sales occur?

The reported sales occurred on 10/02/2025, 10/03/2025, 10/06/2025, 10/07/2025, 10/08/2025, 10/09/2025, 10/10/2025, 10/13/2025, 10/14/2025, and 10/15/2025.

At what prices did the BYFC director sell their shares?

The shares were sold at prices between $7.0987 and $7.7 per share, including individual sale prices such as $7.2, $7.5, $7.7, $7.61, and $7.3249.

How many BYFC shares does the director still own after these transactions?

Following the reported sales, the director beneficially owns 8,452 shares of BYFC common stock, held with direct ownership.

Why were the BYFC shares sold according to the Form 4 explanation?

The explanation states that the shares were sold by the reporting person’s broker in connection with ordinary course portfolio rebalancing.

Does the BYFC Form 4 report any derivative securities transactions?

No derivative securities transactions are listed; the table for derivative securities does not show any acquired or disposed instruments.

Broadway Finl Corp Del

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56.65M
7.40M
29.47%
24.03%
0.06%
Banks - Regional
Savings Institution, Federally Chartered
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United States
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