Director at Broadway Financial (BYFC) receives 2,675-share stock award under incentive plan

Rhea-AI Filing Summary

McGrady David J. reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corp. director David J. McGrady reported receiving an award of 2,675 shares of common stock on March 2, 2026. The unrestricted stock was granted under the company’s amended and Restated 2018 Long Term Incentive Plan, bringing his directly held stake to 10,223 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McGrady David J.

(Last) (First) (Middle)

1132 23RD AVENUE EAST

(Street)

SEATTLE WA 98112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		A		2,675(1)	A	$7.85	10,223(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.

2. The amount of securities adjusted for reverse stock split effective October 31, 2023.

	/s/ Audrey Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did BYFC director David J. McGrady report?

David J. McGrady reported receiving an award of 2,675 BYFC common shares. The grant was made on March 2, 2026 as unrestricted stock issued under Broadway Financial’s amended and Restated 2018 Long Term Incentive Plan for directors and other participants.

Was the BYFC insider transaction a stock purchase or an equity award?

The BYFC insider transaction was an equity award, not an open-market purchase. David J. McGrady received 2,675 unrestricted common shares as a grant under the amended and Restated 2018 Long Term Incentive Plan on March 2, 2026, at a reported price of $7.85 per share.

How many BYFC shares does David J. McGrady hold after this Form 4?

After the reported award, David J. McGrady directly holds 10,223 shares of BYFC common stock. This total reflects the addition of 2,675 unrestricted shares granted on March 2, 2026 under Broadway Financial’s amended and Restated 2018 Long Term Incentive Plan.

What is the reported price per share for the BYFC stock award to McGrady?

The Form 4 reports a price of $7.85 per BYFC share for the 2,675-share award. This value is typically used for reporting purposes for equity grants, rather than indicating an open-market transaction, and comes from the company’s long-term incentive compensation plan.

Under which plan was the BYFC stock granted to director David J. McGrady?

The BYFC stock grant was issued under Broadway Financial’s amended and Restated 2018 Long Term Incentive Plan. The Form 4 notes that the 2,675 unrestricted common shares awarded on March 2, 2026 were provided pursuant to this equity compensation program for eligible participants.

Does the BYFC Form 4 mention any stock split adjustments for McGrady’s holdings?

Yes, the filing notes that the amount of securities has been adjusted for a reverse stock split effective October 31, 2023. This means McGrady’s reported BYFC share amounts reflect the split-adjusted figures rather than pre-split quantities that would otherwise appear higher.