Broadway Financial director granted 2,675 BYFC shares

Ross Dutch C. III reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Ross Dutch C. III reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corporation director reports stock award

Director Dutch C. Ross III received an award of 2,675 shares of Broadway Financial Corporation common stock on March 2, 2026, valued at $7.85 per share. The award consists of unrestricted stock granted under the company’s Amended and Restated 2018 Long Term Incentive Plan.

Following this grant, Ross directly holds a total of 14,062 shares of Broadway Financial common stock. The share amounts reflect adjustments related to a reverse stock split that was effective on October 31, 2023.

Insider Trade Summary

Grant/Award: 2,675 shares

Grant/Award 1 txn

Insider Ross Dutch C. III

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,675	$7.85	$21K

Holdings After Transaction: Common Stock — 14,062 shares (Direct)

Footnotes (2)

1. F1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.
2. F2. The amount of securities adjusted for reverse stock split effective October 31, 2023.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BYFC director Dutch C. Ross III report?

Dutch C. Ross III reported receiving an award of 2,675 shares of Broadway Financial common stock. The unrestricted stock was granted on March 2, 2026 under the Amended and Restated 2018 Long Term Incentive Plan, reflecting equity-based compensation rather than an open-market share purchase.

At what price was the BYFC stock award to Dutch C. Ross III recorded?

The 2,675-share stock award to Dutch C. Ross III was recorded at $7.85 per share. This price is used for reporting the value of the equity grant, which represents compensation issued under Broadway Financial Corporation’s Amended and Restated 2018 Long Term Incentive Plan.

How many BYFC shares does Dutch C. Ross III own after this Form 4 transaction?

After the March 2, 2026 stock award, Dutch C. Ross III directly owns 14,062 shares of Broadway Financial common stock. This total reflects his holdings following the grant of 2,675 unrestricted shares and is adjusted for the company’s prior reverse stock split.

Was the BYFC Form 4 transaction a market purchase or a stock award?

The reported BYFC Form 4 transaction was a stock award, not a market purchase. Dutch C. Ross III received 2,675 unrestricted shares as an equity grant under Broadway Financial Corporation’s Amended and Restated 2018 Long Term Incentive Plan on March 2, 2026.

How did the reverse stock split affect the BYFC share numbers in this filing?

The share figures in this filing are adjusted for a reverse stock split that became effective October 31, 2023. A footnote states that the amount of securities has been adjusted to reflect this split, ensuring the reported holdings and grant size use post-split share counts.

What plan governed the BYFC stock award to Dutch C. Ross III?

The stock award to Dutch C. Ross III was issued under Broadway Financial Corporation’s Amended and Restated 2018 Long Term Incentive Plan. This plan provides for equity-based compensation, and in this case, granted 2,675 unrestricted common shares on March 2, 2026 as reported on Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/04/2026 - 02:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ross Dutch C. III

(Last) (First) (Middle)

2105 E. OCEAN BLVD.

UNIT #9

(Street)

CALABASAS CA 90803

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		A		2,675(1)	A	$7.85	14,062(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.

2. The amount of securities adjusted for reverse stock split effective October 31, 2023.

	/s/Audrey Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.