STOCK TITAN

Citigroup (C) director granted deferred common stock under compensation plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DUGAN JOHN CUNNINGHAM reported acquisition or exercise transactions in this Form 4 filing.

CITIGROUP INC director John Cunningham Dugan received a grant of deferred common stock under the company’s Compensation Plan for Non-Employee Directors. The award covers 563.1138 deferred shares at a reference price of $110.99 per share, held by Citigroup for his benefit as deferred compensation.

Following this award, he has 32,403.7751 deferred shares held indirectly and 14,310.9389 common shares held directly. The filing shows no open-market buying or selling, only a compensation-related share award and updated holdings.

Positive

  • None.

Negative

  • None.
Insider DUGAN JOHN CUNNINGHAM
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 563.114 $110.99 $63K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 32,403.775 shares (Indirect, See Footnote); Common Stock — 14,310.939 shares (Direct)
Footnotes (1)
  1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
Deferred shares granted 563.1138 shares Deferred common stock award under Compensation Plan for Non-Employee Directors on 2026-04-01
Grant price per share $110.99 per share Reference transaction price for deferred share award
Indirect deferred holdings after grant 32,403.7751 shares Deferred Citigroup common stock held for Dugan’s benefit after the award
Direct holdings after update 14,310.9389 shares Directly held Citigroup common stock position reported in Form 4
Deferred shares financial
"Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors."
Compensation Plan for Non-Employee Directors financial
"Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors."
indirect ownership financial
"total_shares_following_transaction: 32403.7751, direct_or_indirect: I, nature_of_ownership: See Footnote"
Common Stock financial
"security_title: Common Stock, transaction_type: non-derivative"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DUGAN JOHN CUNNINGHAM

(Last)(First)(Middle)
CITIGROUP INC.
388 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10013

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CITIGROUP INC [ C ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A563.1138(1)A$110.9932,403.7751(2)ISee Footnote
Common Stock14,310.9389D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
2. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
John C. Dugan by Joseph B. Wollard, Attorney-in-Fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)
Citigroup Inc

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