Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Buffer Securities linked to the S&P 500® Index maturing July 25, 2028. Each security has a stated principal amount of $1,000 and pays no interest.
The notes may be automatically redeemed on July 27, 2027 if the S&P 500® closing value is at or above the initial level of 7,457.69, in which case investors receive $1,000 plus a 10.50% premium. If not called, at maturity investors receive upside exposure to any index appreciation at a 100% participation rate, full principal repayment if the index is down but not below the 20% buffer, and 1-to-1 downside loss beyond that buffer if the final index value falls below 5,966.152.
The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer no dividends or voting rights on the index components, may have limited or no secondary market liquidity, and have an estimated value on the pricing date of at least $945.50 per $1,000 note, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities maturing July 19, 2029, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. Each security has a $1,000 stated principal amount.
The notes pay a 1.1542% contingent coupon per month (about 13.85% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier of 75% of its initial value. At maturity, if not previously called, investors receive $1,000 per security if the worst performing index is at or above its final barrier of 70%; otherwise, principal is reduced one-for-one with the decline in that index, down to zero.
Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon. The total offering is $13,558,000, with an estimated value of $987.20 per $1,000 at pricing, reflecting structuring, distribution and hedging costs. Investors face full issuer and guarantor credit risk, no upside participation in the indices, no dividends, potential illiquidity, and complex U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable securities with an aggregate issue price of $4,659,000.00, at $1,000 per security, linked to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index, maturing July 21, 2031.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above its initial level, returning $1,000 plus a fixed premium of 12%, 24%, 36%, 48% or 60%, depending on the year. If held to maturity and not called, investors receive $1,000 plus the 60% premium if the worst performer is at or above its initial level, $1,000 if it is below the initial but at or above 70% of the initial level (the final barrier), and otherwise suffer 1:1 downside to the worst index, potentially losing the entire principal.
The initial index levels are 52,552.97 (DJIA), 29,025.77 (Nasdaq‑100) and 2,974.567 (Russell 2000). The issue price includes an underwriting fee of up to $41.25 per security and the estimated value on the pricing date is $946.60, below par, reflecting structuring and hedging costs. Investors face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividend participation, complex tax treatment and limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, each with a 60.00% barrier to both coupons and principal protection.
Each $1,000 security may pay a 2.625% quarterly contingent coupon (10.50% per annum) only if, on the relevant valuation date, the worst performing index closes at or above its coupon barrier; otherwise no coupon is paid. At maturity on July 19, 2029, if not previously called and if the worst performer is at or above its final barrier, investors receive $1,000 plus any final coupon. If it is below the final barrier, repayment is reduced 1:1 with the index loss, potentially to zero.
The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon, which can cap potential income. The notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex tax treatment, and an initial estimated value of $988.60 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities due July 21, 2031, linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays a 0.9875% contingent coupon per period, equivalent to 11.85% per annum, but only if on the relevant valuation date the worst performing index is at or above its coupon barrier (70% of its initial value).
If the notes are not called and, on the final valuation date, the worst performing index is at or above its final barrier (60% of initial), investors receive $1,000 per note (plus any final coupon). If it is below the final barrier, the maturity payment is $1,000 plus $1,000 × the index return of the worst performer, exposing holders to downside one-for-one and potentially total loss of principal with no final coupon. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon.
The initial index levels are 29,025.77 (Nasdaq-100), 2,974.567 (Russell 2000) and 7,533.77 (S&P 500). Issue price is $1,000 per note, with an underwriting fee up to $9.00 and per-note proceeds to the issuer of $991.00. The estimated value on the pricing date is $984.20, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. Payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and liquidity in any secondary market may be limited.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq‑100 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF, with an aggregate issue of $1,502,000 at $1,000 per security.
The notes pay a contingent coupon of 1.0917% per month (about 13.10% per year) only if, on each valuation date, the worst performing underlying is at or above its coupon barrier, set at 70% of its initial value. Principal is protected only if, on the final valuation date, the worst performer is at or above its final barrier, set at 60% of its initial value; otherwise repayment is reduced one-for-one with the decline and can fall to zero.
The notes are callable at the issuer’s option on specified dates at par plus any due coupon, offer no upside participation or dividends on the underlyings, and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $971.30 per security, below the issue price, reflecting selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF, maturing July 19, 2029. Each $1,000 security may pay a monthly contingent coupon of 0.9167% (about 11.00% per annum) if on the relevant valuation date the worst performing underlying is at or above 70% of its initial value; otherwise no coupon is paid. The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. If not called, at maturity investors receive $1,000 per security only if the worst performing underlying is at least 60% of its initial value; below that level, repayment is reduced one-for-one with the underlying’s loss, potentially to zero. The stated principal amount is $1,000 per security, aggregate issue size is $942,000, and the estimated value is $953.50 per security, below the $1,000 issue price. Investors bear the full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and face limited or no liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Barrier Securities linked to the SPDR S&P 500 ETF Trust (SPY), due July 23, 2029. Each security has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed on valuation dates in 2027 or 2028 if SPY’s closing value is at or above the initial value of $754.81, returning $1,000 plus a premium of 8.60% or 17.20%, respectively. If held to the July 16, 2029 final valuation date and SPY is at or above the initial value, investors receive $1,000 plus the greater of a 25.80% premium or 150% participation in SPY’s price appreciation.
If SPY is below the initial value but at or above the final barrier value of $452.886 (60% of the initial value), investors receive only their $1,000 principal. Below the barrier, repayment is reduced 1-for-1 with SPY’s loss, up to total loss of principal. The securities are unsecured, subject to Citigroup credit risk, have limited liquidity, and carry complex U.S. tax and valuation considerations. The issue price is $1,000 per security, with an estimated value of $978.50 and a $10 underwriting fee.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities maturing on July 19, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a stated principal of $1,000 per security.
The notes pay a 0.9583% monthly contingent coupon (about 11.50% per annum) only if, on the preceding valuation date, the worst-performing index is at or above its 70% coupon barrier. Early automatic redemption can occur on specified dates starting January 19, 2027 if the worst performer is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its 60% final barrier; otherwise, repayment is reduced one-for-one with the index loss, potentially to zero. Investors have full downside exposure to the worst-performing index, no upside participation or dividends, are exposed to credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and face limited liquidity. The issue price is $1,000 with an estimated value of $988.50, reflecting selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Contingent Income Auto-Callable Securities due July 2027 linked to the shares of the Invesco QQQ Trust, Series 1. Each security has a $1,000 stated principal amount and pays a monthly contingent coupon of 1.4667% of principal (approximately 17.60% per annum) for any valuation date on which the QQQ closing price is at or above 90.00% of the initial share price (the downside threshold.
If on any potential redemption date the QQQ closing price is at or above the initial share price, the notes are automatically redeemed for $1,000 plus the applicable contingent coupon, including any previously unpaid coupons. If not redeemed early and the final share price is at or above the downside threshold, investors receive $1,000 plus the final contingent coupon (with any previously unpaid coupons). If the final share price is below the downside threshold, repayment is reduced using a leveraged loss formula based on a 10.00% buffer amount and a buffer rate of approximately 111.111%, and investors can lose some or all principal with no coupon at maturity.
The issue price is $1,000.00 per security, including a $1.00 underwriting fee, with $999.00 in proceeds to the issuer per security. Citigroup Global Markets Inc. currently expects the estimated value on the pricing date to be at least $945.50 per security, below the issue price. Non-U.S. holders may face 30% withholding on coupon payments, and the issuer intends to treat the notes as prepaid forward contracts with associated coupon income for U.S. federal tax purposes, subject to uncertainty and possible future law changes.