Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities linked to the worst of the Dow Jones Industrial Average, Nasdaq‑100 Index® and S&P 500® Index, maturing October 2, 2028.
Each note has a $1,000 principal amount and may pay a contingent coupon of at least 1.00% per period (at least 12.00% per annum) whenever the worst performing index on a valuation date is at or above 70.00% of its initial level. If the worst index closes below this coupon barrier on a valuation date, no coupon is paid for that period.
At maturity, if not previously called and the worst index is at or above 70.00% of its initial level, investors receive $1,000 plus any final coupon; otherwise they receive $1,000 plus $1,000 times that index’s return, which can reduce repayment to zero. Citigroup may redeem the notes on specified dates at $1,000 plus any due coupon. Investors have downside exposure to the worst index, receive no dividends or upside above par, bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may face limited secondary market liquidity. The estimated value on the pricing date is expected to be at least $939 per note, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium‑term senior callable contingent coupon equity‑linked securities tied to the worst of the Dow Jones Industrial Average, the Nasdaq‑100 Index and the S&P 500 Index, maturing on May 22, 2028.
The notes pay periodic contingent coupons of at least 1.00% of principal (at least 12.00% per annum) only if the worst‑performing index on each valuation date is at or above 70.00% of its initial value. If at final valuation the worst index is below 70.00%, repayment of the $1,000 principal is reduced one‑for‑one with the index loss, potentially to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. Per note economics include a $1,000 issue price, up to $4.50 underwriting fee, $995.50 proceeds to the issuer and an estimated value of at least $941.50, with payments subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity‑linked senior notes tied to the worst performing of the Dow Jones Industrial, Nasdaq‑100 Index® and S&P 500® Index, each with a $1,000 stated principal amount.
The notes may pay contingent coupons of at least 1.00% of principal per period (equivalent to at least 12.00% per annum) only when the worst performing index on the prior valuation date is at or above 70% of its initial level. If not, no coupon is paid for that period. Citigroup may redeem the notes on specified dates at $1,000 plus any applicable coupon.
If held to maturity and the worst performing index is at or above 70% of its initial level, investors receive principal back plus any final coupon. If it is below 70%, repayment is reduced one‑for‑one with the index loss, potentially to zero. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the estimated value on the pricing date is expected to be at least $932.50 per note, below the $1,000 issue price, and liquidity in any secondary market may be limited.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., plans to issue callable contingent coupon equity-linked securities maturing June 23, 2028, tied to the worst performer among the Dow Jones Industrial, Nasdaq-100 Index and S&P 500 Index.
Each $1,000 security may pay a quarterly contingent coupon of at least 1.00% (at least 12.00% per year) only when the worst-performing index on the valuation date is at or above 70.00% of its initial level; otherwise no coupon is paid. If not called, principal is fully repaid at maturity only if the worst index finishes at or above the 70.00% final barrier. Below that barrier, repayment is reduced one-for-one with the index loss, down to zero. The notes can be redeemed early at the issuer’s option at $1,000 plus any due coupon, are unsecured obligations subject to the credit risk of Citigroup entities, have limited expected liquidity, an estimated value on the pricing date of at least $947.50 per security, and involve complex market and tax risks including possible 30% withholding on coupons for some non-U.S. investors.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Autocallable Contingent Coupon Equity Linked Securities linked to NVIDIA Corporation, maturing on July 20, 2029 unless called earlier. Each security has a $1,000 stated principal amount and may pay contingent coupons of 2.725% per quarter (10.90% per annum) when NVIDIA’s closing value on the relevant valuation date is at or above the coupon barrier of $127.50, which is 60.00% of the $212.50 initial value.
If the notes are not automatically redeemed and the final NVIDIA value is at or above the same 60.00% final barrier, investors receive $1,000 plus the final coupon. If the final value is below the barrier, repayment equals $1,000 plus $1,000 times the underlying return, exposing investors to full downside, including total loss. Investors do not participate in any upside of NVIDIA and receive no dividends. The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have little or no secondary market, and price initially below issue, with an estimated value of $940 per $1,000 security due to fees, hedging costs and internal funding rates. U.S. tax treatment is uncertain, with potential 30% withholding on coupons for non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,234,000 of autocallable contingent coupon equity‑linked securities tied to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, maturing July 22, 2036.
The notes pay a 12.55% annualized contingent coupon (3.1375% of principal per quarter) only if the index is at or above 50% of its initial level on each valuation date; otherwise no coupon is paid. On specified autocall dates, if the index is at or above its initial level, the notes are redeemed early at $1,000 plus the coupon. If not called, principal is fully repaid at maturity only if the final index level is at or above 50% of the initial 555.3365 value; below that level, repayment falls in line with index losses and can be zero. The underlying index can use up to 500% leverage on S&P 500 futures, applies a 35% volatility target and a 6% annual decrement, and may significantly underperform the S&P 500. The estimated value is $883.40 per $1,000 note, and investors face Citigroup credit and liquidity risk.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to Advanced Micro Devices, Inc. in an aggregate principal amount of $110,000, at $1,000 per security, maturing July 20, 2029 unless called earlier.
The notes pay a 21.50% annualized contingent coupon (5.375% per period) only if AMD’s closing value on each valuation date is at or above the coupon barrier of $264.57 (50% of the $529.14 initial value. If on any potential autocall date AMD is at or above the initial value, the notes are automatically redeemed for $1,000 plus coupon, capping further income. If not called and AMD’s final value is below the final barrier of $264.57, principal is reduced one-for-one with AMD’s decline, down to zero.
Investors bear the full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., face potentially little or no secondary market liquidity, and the estimated value of $925.70 per security is below the $1,000 issue price due to fees, hedging costs and funding rates. U.S. tax treatment is uncertain, and non-U.S. holders may face 30% withholding on coupons.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the S&P MidCap 400 Index. Each note has a $10.00 principal amount, a term of approximately five years and pays a quarterly contingent coupon at 10.40% per annum (or $0.26 per $10) only when the least performing index closes at or above its coupon barrier of 70% of its initial level.
Beginning with the January 19, 2027 valuation date, the notes are automatically called if the least performing index is at or above its initial level, returning principal plus the relevant coupon. If not called and, at maturity, the least performing index is at or above its downside threshold of 60% of its initial level, investors receive principal plus the final coupon; otherwise, repayment is reduced one-for-one with the index loss and may fall to zero. Payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., the notes are not FDIC-insured, may be illiquid, can pay no coupons, and involve complex U.S. tax treatment, including potential 30% withholding for some non-U.S. holders.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes linked to the worst of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a stated principal of $1,000 per security.
The notes pay a contingent coupon of at least 1.0333% of principal per period (about 12.40% per annum, set on the pricing date) only if, on the prior valuation date, the worst-performing index is at or above 70% of its initial level; otherwise no coupon is paid. If not called and at maturity the worst index is at or above its 70% final barrier, investors receive $1,000 per security; if it is below, repayment is reduced in line with the index loss, potentially to zero.
The issuer may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. An underwriting fee of $6 per $1,000 security reduces proceeds to $994, and Citigroup estimates an initial value of at least $938.50, below the issue price, reflecting structuring and hedging costs. Investors face worst-of equity performance risk, Citigroup credit risk, limited secondary market liquidity and complex, uncertain U.S. tax treatment.
Citigroup Inc. is offering unsecured Callable Fixed Rate Notes due July 17, 2041, with a stated principal of $1,000 per note and a fixed interest rate of 5.50% per year, payable annually on July 17 starting in 2027, using a 30/360 day-count basis.
Beginning January 17, 2029, Citigroup may redeem the notes in whole at 100% of principal plus accrued interest on quarterly redemption dates in January, April, July and October. The notes are intended to qualify as eligible debt securities for the Federal Reserve’s total loss-absorbing capacity rule, so in a Citigroup bankruptcy losses would be imposed on shareholders and unsecured creditors, including noteholders.
A wholly owned Citigroup subsidiary may assume the obligations on at least 15 business days’ notice, with Citigroup guaranteeing payments; the successor issuer may be less creditworthy or have nominal assets, and, other than payment default, many bankruptcy or covenant events relating to Citigroup would not constitute an event of default. The notes will not be listed on any securities exchange. Citigroup Global Markets Inc. will underwrite the offering, receiving an underwriting fee of up to $20 per $1,000 note, and net proceeds will be used for general corporate purposes and to hedge obligations under the notes.