Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Inc. director Renee Jo James reported share awards rather than open-market trades. On April 1, 2026, she acquired 6.8255 shares of common stock at $110.99 per share through reinvested dividend equivalents, bringing her directly held stake to 1,269.4305 shares.
She also acquired 168.0427 deferred shares of common stock at $110.99 per share, held by Citigroup for her benefit under the Compensation Plan for Non-Employee Directors. After this award, her indirect deferred holdings totaled 31,253.1498 shares. These transactions reflect routine director compensation, not market purchases or sales.
CITIGROUP INC director Duncan P. Hennes reported routine stock-based compensation awards. On April 1, he acquired 6.8255 shares of common stock at $110.99 per share through reinvestment of dividend equivalents under the Compensation Plan for Non-Employee Directors.
He also acquired 211.2152 deferred shares of common stock at $110.99 per share, which are held by Citigroup for his benefit under the same compensation plan. Following these transactions, he holds 1,681.4305 shares directly and 39,282.5162 deferred shares indirectly.
DUGAN JOHN CUNNINGHAM reported acquisition or exercise transactions in this Form 4 filing.
CITIGROUP INC director John Cunningham Dugan received a grant of deferred common stock under the company’s Compensation Plan for Non-Employee Directors. The award covers 563.1138 deferred shares at a reference price of $110.99 per share, held by Citigroup for his benefit as deferred compensation.
Following this award, he has 32,403.7751 deferred shares held indirectly and 14,310.9389 common shares held directly. The filing shows no open-market buying or selling, only a compensation-related share award and updated holdings.
Citigroup Inc. director Grace E. Dailey acquired additional common shares through a compensation-related dividend reinvestment. She received 6.8255 shares of Citigroup common stock at $110.99 per share, described as a reinvestment of dividend equivalents under the company’s Compensation Plan for Non-Employee Directors. Following this automatic grant/award acquisition, her directly owned position increased to 17,724.675 shares of Citigroup common stock.
Citigroup Inc. director Titilope Cole acquired additional common stock through a small equity award. On the transaction date, Cole received 17.3065 shares of Citigroup common stock at a reference price of $110.99 per share, credited as reinvested dividend equivalents under the company’s Compensation Plan for Non-Employee Directors. Following this award, Cole directly holds a total of 60,128.6126 Citigroup common shares, indicating this was a routine, compensation-related increase rather than an open-market purchase or sale.
Citigroup Global Markets Holdings Inc. priced callable contingent coupon equity-linked securities due April 5, 2029 linked to the worst performing of the Nasdaq-100®, Russell 2000® and S&P 500®. Each security has a stated principal of $1,000 and an issue price of $1,000 per security; total issuance shown is $1,445,000.
Holders may receive periodic contingent coupons of 0.9417% per period (about 11.30% annualized if all paid) on specified valuation dates only if the worst performing underlying is at or above its coupon barrier (65% of initial). If not called, final payoff depends on the worst performing underlying relative to a final barrier (60% of initial), and can result in significant loss of principal, possibly to zero. Payments are unsecured obligations of the issuer, guaranteed by Citigroup Inc., and are subject to issuer credit risk, limited liquidity and complex tax treatment.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities linked to Meta Platforms, Inc. with a stated principal amount of $1,000 per security and a scheduled maturity of May 5, 2027. The securities pay a contingent coupon of 1.0458% per period (approximately 12.55% per annum) on each contingent coupon payment date only if the closing value of Meta meets or exceeds the coupon barrier of $394.77 (which is 69.00% of the initial underlying value). The initial underlying value was $572.13 on the pricing date. If not automatically redeemed on specified autocall dates, payment at maturity depends on the final underlying value relative to the final barrier of $394.77; below that level holders may receive an equity delivery based on an equity ratio of 1.74785 or, at the issuer’s option, cash, which could be significantly less than principal or zero. The securities are unsecured obligations of CGMH and are unconditionally guaranteed by Citigroup Inc.; all payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date was $960.10 and the issue price is $1,000.00 per security, with an underwriting fee of $21.50 per security.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked securities due April 5, 2029, guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000. The securities pay contingent quarterly coupons equal to 1.0375% ($10.375) per $1,000 on each contingent coupon payment date (annualized 12.45%) only if the worst-performing underlying's closing value on the preceding valuation date is at or above its coupon barrier (65% of the initial underlying value). If not redeemed early, maturity payoff depends on the worst-performing underlying on the final valuation date: investors receive $1,000 if that underlying is at or above its final barrier (65%), or $1,000 × (1 + underlying return) if below, which can result in substantial loss or total loss. Pricing date is March 31, 2026, issue date April 6, 2026, and final valuation date is scheduled for April 2, 2029 with maturity April 5, 2029. The estimated value at pricing was $987.60 versus an issue price of $1,000 per security, and CGMI will receive an underwriting fee of up to $7.50 per security.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked securities due April 3, 2031, with each security having a stated principal amount of $1,000. The securities pay a contingent coupon of 0.7917% per valuation period (approximately 9.50% per annum if all coupons are paid) only when the worst performing of the three underlyings meets or exceeds its coupon barrier on a valuation date. The underlyings and their pricing-date values are the Dow Jones Industrial Average (46,341.51), the Russell 2000 (2,496.374) and the S&P 500 (6,528.52). Coupon barrier values equal 70.00% of initial values and final barrier values equal 50.00% of initial values. If the worst performing underlying is below its final barrier on the final valuation date, redemption at maturity will equal $1,000 plus the underlying return of that worst performing underlying, which can result in a significant loss or a zero recovery. The issuer may call the securities on numerous potential redemption dates; if called, holders receive $1,000 plus any contingent coupon then due. The issue price is $1,000.00 per security; the estimated value on the pricing date is $969.90 per security. All payments are unsecured obligations of CGMH and guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings Inc. priced autoca llable contingent coupon equity-linked notes due October 5, 2028, guaranteed by Citigroup Inc. The securities pay a contingent coupon of 0.8625% per valuation period (10.35% annualized if all paid) and are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Coupons are paid only when the worst performing underlying is at or above a 70% coupon barrier on each valuation date; redemption may occur early if the worst performing underlying equals or exceeds its initial value on a potential autocall date. At maturity, holders receive $1,000 if the worst performing underlying is at or above its 70% final barrier; otherwise the payout equals $1,000 plus the worst performing underlying return, potentially resulting in substantial loss, including total loss. Issue price per security was $1,000 and total offering shown is $904,000.