Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. is offering market-linked securities due April 2, 2029, fully guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount and pays a monthly contingent coupon of 8.90% per annum only when the lowest-performing underlying (Dow Jones Industrial Average™, Russell 2000®, or S&P 500®) closes at or above its 75% coupon threshold on a calculation day. The securities are auto-callable from September 2026 through February 2029 if the lowest-performing underlying equals or exceeds its starting value on a potential autocall date. If not auto-redeemed, maturity payment depends on the final calculation day: investors receive $1,000 if the lowest-performing underlying is at or above its 60% downside threshold, otherwise the principal is reduced pro rata to that underlying's performance factor. All payments are subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc. is offering medium-term, equity-linked senior notes tied to Micron Technology, Inc. with a stated principal amount of $1,000 per security. The securities pay a one-time coupon equal to 9.95% of principal at maturity (equivalent to 19.90% per annum) and mature on October 7, 2026. The payment at maturity depends on the final underlying value measured on the valuation date of October 2, 2026: if the final underlying value is at or above the final buffer (set at 75.00% of the initial underlying value), holders receive $1,000 plus the coupon; if below the final buffer, holders receive a fixed number of Micron shares equal to the equity ratio (or cash at the issuer’s election), which may be worth less than principal. Citigroup Inc. unconditionally guarantees payments. The preliminary pricing supplement states CGMI’s estimated value will be at least $932.00 per security on the pricing date and an underwriting fee of $7.50 per security applies.
Citigroup Global Markets Holdings Inc. priced equity-linked securities linked to NVIDIA Corporation with a stated principal of $1,000 per security, a one-time coupon of 6.10% (12.20% annualized) and maturity on October 7, 2026. Payments depend on the final underlying value versus a final buffer equal to 80.00% of the initial underlying value; if the final underlying value is below the buffer, holders receive an equity ratio-based share delivery (or cash in CGMI’s discretion) that can be worth less than principal. The estimated preliminary value on the pricing date was $936.50 per security and CGMI will receive an underwriting fee of $7.50 per security.
Citigroup Global Markets Holdings Inc. priced 17,613 Contingent Income Auto-Callable Securities linked to NVIDIA Corporation with an aggregate stated principal amount of $17,613,000 and a stated principal amount of $1,000 per security. The securities pay a quarterly contingent coupon of 2.95% of stated principal ($29.50 per security; 11.80% per annum) only if the underlying closing price on a valuation date is at or above the downside threshold of $83.76 (50.00% of the initial share price). The initial share price is $167.52 (closing price on March 27, 2026). The securities may be automatically redeemed early if the underlying share price on any potential redemption date is at or above the initial share price; early redemption pays the stated principal plus the applicable contingent coupon. If not redeemed early and the final share price is below the downside threshold, the maturity payment exposes investors to a 1-to-1 decline in NVIDIA shares (payment = $1,000 + $1,000 × share return), potentially resulting in a total loss. Issue price per security is $1,000.00, estimated value on the cover is $969.70 per security, underwriting fee per security is $22.50, selling concession is $17.50, and a structuring fee of $5.00 applies.
Citigroup Global Markets Holdings Inc. is offering $15,557,000 aggregate stated principal of contingent income auto-callable securities due March 30, 2028, each with a $1,000 stated principal amount. The securities pay a quarterly contingent coupon of 2.80% ($28.00) if Microsoft’s closing price on a valuation date is at or above the downside threshold of $249.739 (70.00% of the initial share price of $356.77), and may automatically redeem early if Microsoft’s closing price on a potential redemption date is at or above the initial share price. At maturity, if not redeemed and the final share price is below the downside threshold, holders receive $1,000 + ($1,000 × share return), exposing principal to 1:1 downside and possible total loss. The estimated value on pricing was $966.10 per security and CGMI received underwriting and structuring fees disclosed in the supplement.
Citigroup Global Markets Holdings Inc. priced callable contingent coupon equity-linked securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal and may pay a contingent coupon of 1.1208% per valuation period (approximately 13.45% per annum if all coupons are paid). Coupons are paid only when the worst performing underlying on a valuation date is at or above its 70% coupon barrier; repayment at maturity depends on the worst performing underlying versus its 60% final barrier. The issuer may call the securities on many potential redemption dates; all payments are unsecured obligations of CGMH and guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, due April 1, 2031. Each security has a stated principal amount of $1,000 and pays a contingent coupon of 0.8708% per valuation period (approximately 10.45% per annum) only if the worst performing underlying on a valuation date is at or above its coupon barrier (70% of initial). If the worst performing underlying is at or above its initial value on a potential autocall date the securities will be automatically redeemed early for $1,000 plus the related contingent coupon. If not redeemed, final payment at maturity depends on the worst performing underlying versus its final barrier (65% of initial) and may result in a principal loss, potentially to zero. The issue price is $1,000.00 per security, the estimated value on the pricing date was $968.20, and the offering totals $506,000 in principal. All payments are unsecured obligations of CGMH and are guaranteed by Citigroup Inc.; holders bear credit risk, limited liquidity, tax uncertainty, and the risks from the multiple underlyings.
Citigroup Global Markets Holdings Inc. issued callable contingent coupon securities due September 30, 2027, guaranteed by Citigroup Inc. Each $1,000 security pays a contingent coupon of 0.945% per period (11.34% per annum) only if the worst performing of the Russell 2000® and S&P 500® on a valuation date is at or above its 70% coupon barrier. If not redeemed early, maturity payoff depends on the worst performing underlying versus its 70% final barrier: holders receive $1,000 if that underlying is at or above the barrier, otherwise $1,000 plus $1,000 times the underlying return, which can result in substantial loss, including total loss. The issue price is $1,000 with an estimated value of $978.30 per security on the pricing date; total offering size shown is $1,715,000.
Citigroup Global Markets Holdings Inc. priced callable contingent coupon equity-linked securities due April 2, 2029, fully guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000 and the offering totals $290,000 at an issue price of $1,000 per security. The securities pay a contingent coupon of 0.8875% per period (equivalent to 10.65% per annum) only on valuation dates when the worst performing underlying (the lesser of the Nasdaq-100 or the S&P 500) is at or above its coupon barrier (70% of its initial value). At maturity, if the final value of the worst performing underlying is below its final barrier (70% of initial), principal is reduced pro rata to that underlying return and may be significantly less than, or equal to, zero. CGMI disclosed an estimated value of $976.30 per security on the pricing date, below the issue price.
Citigroup Global Markets Holdings Inc. priced and is issuing callable contingent coupon equity-linked securities due March 2, 2028, guaranteed by Citigroup Inc.. Each $1,000 security may pay contingent coupons of 1.1667% per period (approximately 14.00% per annum) when the worst-performing index meets a 70% barrier on valuation dates; principal repayment at maturity depends on the worst-performing underlying relative to its final 70% barrier.
The securities are callable on specified potential redemption dates; early call returns $1,000 plus any related contingent coupon. Payments are subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and may result in significant loss of principal, including total loss.