Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities due July 6, 2028, with a $1,000 stated principal per security. The notes are linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices.
The notes pay a 0.7125% quarterly contingent coupon (8.55% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value. The notes are autocallable on specified dates if the worst-performing index is at or above its initial level, in which case investors receive $1,000 plus the coupon and the investment ends early.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above 65% of its initial value; otherwise the payoff is $1,000 plus the index return of the worst performer, leading to 1:1 downside exposure and a possible total loss of principal. Investors forgo dividends and any upside in the indices, face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, limited or no liquidity, and an initial estimated value of $972.80 per note, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due August 5, 2031, with a $1,000 stated principal amount per security. The notes are linked to the worst performing of the Nasdaq-100 Index, the Russell 2000 Index and the VanEck Semiconductor ETF, each with a coupon barrier and final barrier set at 60.00% of its initial value.
On each valuation date, investors receive a contingent coupon of 1.6667% of principal (approximately 20.00% per annum) only if the worst performing underlying is at or above its coupon barrier; otherwise no coupon is paid for that period. At maturity, if the notes are not previously called and the worst performer is at or above its final barrier, investors receive back the $1,000 principal (plus any final coupon). If it is below the final barrier, repayment is reduced one-for-one with the underlying’s loss, potentially down to $0. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to NVIDIA Corporation, each with a $1,000 stated principal amount, priced on July 31, 2026 and maturing on August 3, 2029, unless called earlier. The notes pay a contingent coupon of 3.5375% per quarter (annualized 14.15%) only if NVIDIA’s closing value on the relevant valuation date is at or above the coupon barrier of $130.488, which is also the final barrier (both 65% of the $200.75 initial underlying value). If NVIDIA closes below the barrier on a valuation date, no coupon is paid for that period.
The notes are autocallable: on specified potential autocall dates, if NVIDIA’s closing value is at or above the initial value, the notes are redeemed for $1,000 plus the coupon, ending further payments. If not called and NVIDIA’s final value is at or above the barrier, investors receive $1,000 (plus any final coupon). If the final value is below the barrier, investors receive a fixed number of NVIDIA shares equal to the equity ratio of 4.98132 (or equivalent cash), exposing them to full downside and potentially a total loss of principal, with no minimum repayment. The issue price is $1,000 per note (total $988,000), including a $27.50 underwriting fee; Citigroup’s estimated value is $962.50, and the notes are subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, limited liquidity, complex tax treatment and significant market volatility risk.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Dual Directional Buffer Securities due August 3, 2029, linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays no interest.
The payoff at maturity depends on the worst underlying’s performance from its initial value (Russell 2000® 2,931.339; S&P 500® 7,489.72) to its final value. Investors participate in upside at a 108.80% participation rate if the worst index finishes at or above its initial level. If the worst index is below its initial level but not below 82.00% of that level (an 18.00% buffer), investors receive a positive return equal to the absolute decline. If it falls more than 18%, principal is reduced 1% for each 1% drop beyond the buffer.
The total offering size is $1,398,000.00 at $1,000 per security, with up to $12.00 underwriting fee per security and estimated value of $983.10 on the pricing date. Investors forgo dividends on the indices, face limited or no liquidity, and are fully exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities maturing August 3, 2029, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 security may pay a 2.40% quarterly contingent coupon (9.60% annualized) on scheduled dates if, on the prior valuation date, the worst performing index is at or above 70% of its initial value (coupon barrier). Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon.
If not redeemed, at maturity investors receive $1,000 per security if the worst index is at least 85% of its initial value (final buffer). Below that level, principal is reduced: investors lose 1% of principal for each 1% decline beyond the 15% buffer, with potential for substantial loss and no upside participation in index gains. The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may have limited or no secondary market liquidity. The initial issue price is $1,000, while the issuer’s own estimated value is $977.40 per security.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured Barrier Securities linked to JPMorgan Chase & Co. maturing on August 3, 2029. Each security has a $1,000 stated principal amount and pays no interest or dividends.
At maturity, if JPMorgan’s final share price is above the $351.79 initial value, investors receive $1,000 plus 100% of the share price gain, capped by a maximum return of $1,035 per security. If the final value is at or below the initial value but at or above the final barrier value of $246.253 (70% of initial), investors receive only the $1,000 principal. If the final value is below the barrier, repayment is $1,000 × (1 + underlying return), giving 1‑for‑1 downside exposure and the possibility of losing the entire investment.
The issue price is $1,000 per note, with an estimated value of $954.40 based on Citigroup Global Markets Inc.’s proprietary models and internal funding rate, and a per‑security underwriting fee up to $28.50. The notes may have limited or no secondary market and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. U.S. tax counsel views the notes as prepaid forward contracts, though the tax treatment remains uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity linked securities due February 3, 2028, tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays a contingent coupon of 0.7708% per period (about 9.25% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 70% of its initial value. The same 70% level functions as a final barrier at maturity. The notes are automatically called on specified dates if the worst-performing index is at or above its initial level, paying $1,000 plus the coupon. If not called and, on the final valuation date, the worst-performing index is below its final barrier, principal is reduced 1% for every 1% decline in that index, down to zero, and no final coupon is paid. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the issuer expects limited or no secondary market liquidity. The issue price is $1,000 per security versus an estimated value of $986.30, reflecting distribution and structuring costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the SPDR S&P Regional Banking ETF. Each security has a $1,000 stated principal amount, a pricing date of July 31, 2026, and, unless earlier redeemed, a maturity date of August 3, 2029.
The notes pay a 1.15% contingent coupon per period (13.80% per annum) only if, on the relevant valuation date, the worst performing underlying is at or above its coupon barrier set at 70% of its initial value; otherwise no coupon is paid. At maturity, if not called and the worst performer is at or above its final barrier (60% of initial), investors receive $1,000; if it is below, repayment is reduced one-for-one with the underlying’s decline, potentially to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the estimated value on the pricing date is $982.50 per $1,000 security, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Dual Directional Buffer Securities linked to the worst performer of the Dow Jones Industrial Average and the Russell 2000 Index, each starting at respective initial values of 52,485.03 and 2,931.339.
Each security has a $1,000 principal, no periodic interest, and matures on February 3, 2028. Investors receive enhanced participation of 120% in gains of the worst-performing index, subject to a maximum upside return of $175 (17.50%). If that index falls but not more than the 15% buffer, investors gain 120% of the absolute decline. Below the 15% buffer, principal is lost 1-for-1 beyond the buffer. The estimated value on the pricing date is $977.30 per security, below the $1,000 issue price, reflecting selling, structuring and hedging costs. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer limited liquidity, no dividends, and rely on the final index levels on a single valuation date.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured market-linked notes tied to the S&P 500 Futures Excess Return Index, maturing August 5, 2031. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, investors receive $1,000 plus a return amount only if the index rises from its initial value of 598.42; upside is leveraged via a 120% participation rate. If the index is flat or lower, only principal is repaid, so there may be no return in real (inflation-adjusted) terms and no compensation for forgone dividends.
The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and secondary market liquidity may be limited, with potential sales below principal. The issue price is $1,000 per note versus an estimated value of $933.80, reflecting selling, structuring and hedging costs and use of an internal funding rate. For U.S. tax purposes, they are treated as contingent payment debt instruments, requiring accrual of interest at a comparable yield of 4.998% based on a projected maturity payment of $1,280.082.