Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing August 3, 2029. Each security has a $1,000 principal amount and offers a 2.55% contingent coupon per quarter (10.20% per annum) only if the worst-performing index on each valuation date is at or above 70% of its initial level.
If not called and the worst-performing index on the final valuation date is at or above its 70% final barrier, investors receive $1,000 per security (plus the final coupon if the barrier is met). If it is below this barrier, repayment is $1,000 plus $1,000 × the worst index return, which can result in a substantial loss of principal, down to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. The initial issue price is $1,000, while the issuer’s estimated value is $988.40, reflecting embedded costs and hedging profits. Payments depend entirely on Citigroup Global Markets Holdings Inc.’s and Citigroup Inc.’s credit, and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities maturing August 3, 2029, tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a 1.10% quarterly-equivalent contingent coupon (13.20% per annum) on each scheduled date only if the worst-performing index is at or above its 70% coupon barrier; otherwise no coupon is paid. Citigroup can redeem the notes early on specified dates at $1,000 plus any due coupon. At maturity, if not called, investors receive $1,000 per note only if the worst-performing index is at or above 70% of its initial level; otherwise repayment is reduced one-for-one with that index’s loss and can fall to zero. All payments are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes are expected to have limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities maturing August 3, 2029, with a $1,000 stated principal amount per security and total proceeds of $3,305,000. The notes are linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index.
Investors may receive a 2.80% quarterly contingent coupon (11.20% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier of 70% of its initial level. At maturity, if not called and the worst-performing index is at or above its final buffer value of 85% of its initial level, investors receive $1,000 per note; otherwise, principal is reduced 1% for each 1% decline beyond the 15% buffer, with potential for substantial loss.
The issuer may redeem the notes early on specified dates at $1,000 plus any due coupon. The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer no participation in index upside or dividends, and may have limited or no secondary market. The estimated value on the pricing date is $994.10 per security, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing on August 5, 2031. Each security has a $1,000 stated principal amount and may be automatically redeemed on scheduled valuation dates starting August 3, 2027 if the worst performing index is at or above its initial level, paying $1,000 plus a fixed premium that rises from 13.10% to 65.50% of principal over time.
If not called, at maturity investors receive: $1,000 plus the final premium if the worst index is at or above its initial level; $1,000 if it is below its initial level but at or above 70% of that level (the final barrier); or $1,000 plus the index return if it is below the barrier, producing 1:1 downside exposure and potential full loss of principal. The initial index values are 52,485.03 (Dow Jones Industrial), 2,931.339 (Russell 2000) and 7,489.72 (S&P 500). The securities pay no interest or dividends, have limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $991.90 per $1,000 security, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing autocallable unsecured notes linked to the worst performing of the Dow Jones Industrial, Russell 2000® Index and S&P 500® Index, maturing on August 5, 2031. The notes pay no interest and do not guarantee principal.
Each note has a $1,000 stated principal. On each scheduled valuation date from August 3, 2027 through July 31, 2031, if the worst-performing index is at or above 95% of its initial value (its autocall barrier), the notes are automatically redeemed at $1,000 plus a fixed premium, starting at 12.05% and rising to 60.25% by the final valuation date. If not redeemed early, at maturity: investors receive $1,000 plus the final premium if the worst-performing index is at or above its autocall barrier; $1,000 if it is below the autocall barrier but at or above 75% of its initial value (final barrier); or $1,000 plus the index return if it is below the final barrier, creating 1-to-1 downside exposure and potential loss of the entire principal.
The initial index levels are 52,485.03 for the Dow Jones Industrial, 2,931.339 for the Russell 2000® and 7,489.72 for the S&P 500®. The estimated value on the pricing date is $986.40 per $1,000 note, reflecting issuer funding and hedging costs. Investors face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividends or voting rights on the indices, limited or no secondary market liquidity, complex tax treatment and sensitivity to the worst-performing index and index volatility.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing February 3, 2028. Each security has a $1,000 principal amount with potential monthly contingent coupons of 0.8417% (about 10.10% per annum) if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial level. The notes are subject to automatic early redemption on specified dates if the worst performing index is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note only if the worst performing index is at or above its final barrier (also 70% of initial). Otherwise, repayment is reduced one-for-one with the decline in that index, down to a possible zero return of principal, and no coupon. The estimated value is $989.20 per $1,000 note, below issue price, and the securities carry credit risk of both the issuer and guarantor, limited liquidity, complex tax treatment and substantial market and correlation risk across the three indices.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $4,998,000 of autocallable unsecured notes linked to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, each with an initial value of 52,485.03, 2,931.339 and 7,489.72, respectively. The notes have a $1,000 stated principal amount, price on July 31, 2026, settle on August 5, 2026 and mature on August 5, 2031, unless called earlier.
The notes may be automatically redeemed on scheduled valuation dates from 2027 to 2031 if the worst-performing index is at or above 95% of its initial level, paying $1,000 plus a fixed premium that steps from 10.15% to 50.75%. If held to maturity and not called, investors receive (i) $1,000 plus the final premium if the worst index is at or above its 95% autocall barrier, (ii) $1,000 if it is between 75% and 95% of its initial level, or (iii) $1,000 plus the index return, resulting in 1-for-1 downside and possible full loss of principal, if it is below 75%. The notes pay no interest or dividends, have limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value at issuance is $966.50 per $1,000 note.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due August 5, 2030, with a $1,000 stated principal per security. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index.
Investors may receive a contingent coupon of 0.90833% of principal per month (about 10.90% per annum) on each observation date only if the worst performing index is at or above its 75% coupon barrier. At maturity, if not previously called, investors receive $1,000 per security only if the worst performer is at or above its 65% final barrier; otherwise the payoff is $1,000 plus the index return of the worst performer, which can reduce principal to zero.
The issuer may redeem the notes in whole on specified dates at $1,000 plus any due coupon, capping income. The total offering is $6,139,000, with an estimated value of $988.60 per security based on internal models, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The notes are expected to have limited liquidity and embed significant downside and structural risks.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing on August 5, 2030. Each security has a $1,000 principal amount and may pay quarterly contingent coupons of 0.78333% of principal (about 9.40% per annum) only when the worst-performing index on a valuation date is at or above its 75% coupon barrier. The issuer can redeem the notes in whole on specified dates at $1,000 plus any due coupon. At maturity, if not redeemed, investors receive $1,000 per note if the worst-performing index is at or above its 65% final barrier; otherwise, principal is reduced one-for-one with the index decline, down to possible total loss. The initial estimated value is $972.50 per $1,000 note, below the issue price, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing autocallable unsecured notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, due August 3, 2029. Each security has a $1,000 stated principal amount, pays no interest, and does not guarantee principal repayment.
The notes may be automatically redeemed on valuation dates in 2027, 2028 or 2029 if the worst-performing index is at or above its initial level, paying $1,000 plus a fixed premium of 12.12%, 24.24% or 36.36%, respectively. If held to maturity and not called, investors receive $1,000 plus the final premium if the worst index is at or above its initial level, $1,000 if it is between 60% and 100% of its initial level, or 1‑for‑1 downside exposure to the decline of the worst index if it finishes below 60% of its initial level, potentially losing the entire investment.
The initial index levels are 2,931.339 for the Russell 2000 and 7,489.72 for the S&P 500, with barriers at 60% of those values. The issue price is $1,000 per note, including up to a $12 underwriting fee, while the initial estimated value is $984.20, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. Investors face credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividends from the indices, potentially limited or no liquidity, and complex U.S. tax treatment described as a prepaid forward contract.