Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and S&P 500® Index, maturing October 5, 2027. Each $1,000 security may pay a contingent coupon of 1.1167% per period (about 13.40% per annum) on scheduled dates if, on the prior valuation date, the worst performing index is at or above its coupon barrier set at 75% of its initial level.
If the notes are not called and, on the final valuation date, the worst performing index is at or above its final barrier (also 75% of initial), investors receive $1,000 plus any final coupon. If it is below the final barrier, repayment is reduced dollar-for-dollar with the index decline, with no minimum principal, potentially resulting in a total loss and no final coupon. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., are expected to have limited liquidity, and have an estimated value on the pricing date of $992.60 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing August 3, 2029. Each security has a $1,000 principal amount and pays a contingent coupon of 0.9917% per month (about 11.90% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value; otherwise no coupon is paid.
On scheduled autocall dates from February 2027 onward, if the worst-performing index is at or above its initial level, the notes are automatically redeemed at $1,000 plus the coupon, capping future income. If not called, principal repayment at maturity depends solely on the worst-performing index: investors receive $1,000 only if its final level is at least 70% of its initial value; otherwise they incur a 1% loss of principal for each 1% decline, potentially losing their entire investment. The issue size is $493,000, with an underwriting fee of $8 per security and an estimated value of $987, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities maturing on August 5, 2027, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 stated principal amount.
The notes pay a 0.9583% contingent coupon per month (about 11.50% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value. Principal repayment at maturity also depends on this worst performer: if it is at or above its 70% final barrier, investors receive $1,000; otherwise, payoff is $1,000 plus the index return of the worst performer and can fall to zero.
The issuer may call the notes in whole on specified dates in 2027 at $1,000 plus any coupon, capping future income. The estimated value on the pricing date is $992 per $1,000 security, below the issue price, reflecting selling, structuring and hedging costs. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity linked securities due May 5, 2027, with a $1,000 stated principal amount per security. Payments depend on the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a 0.875% contingent coupon each valuation period (equivalent to 10.50% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier value, set at 70.00% of its initial value. Citigroup may redeem the notes early at par plus any due coupon on specified dates in 2027.
If not called, at maturity investors receive $1,000 per note only if the worst performing index is at or above its final barrier value (also 70.00% of initial). Otherwise, repayment is $1,000 plus $1,000 × the index return of the worst performer, exposing investors to a loss of up to their entire investment. Investors do not receive dividends or upside participation in any index and bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $992.90 per security, below the $1,000 issue price, reflecting structuring and distribution costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performer of the Russell 2000® Index, the Energy Select Sector SPDR® ETF (XLE) and the VanEck® Gold Miners ETF (GDX). Each security has a $1,000 principal amount, a pricing date of July 31, 2026, and, if not called, matures on August 3, 2029.
The notes pay a contingent coupon of 1.5833% per period (about 19.00% per annum) only if, on the relevant valuation date, the worst-performing underlying is at or above its coupon barrier, set at 70% of its initial value. Principal protection is conditional: at maturity investors receive $1,000 only if the worst performer is at or above its final barrier, set at 60% of initial value; otherwise the payoff is $1,000 plus the underlying return of the worst performer, exposing investors to losses up to 100% of principal.
The issuer may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon, which can shorten the life of the investment. The estimated value on the pricing date is $970.30 per $1,000 note, below the issue price, reflecting selling, structuring and hedging costs. Investors face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., the risk of missing some or all coupons, market and correlation risks across the three underlyings, limited liquidity, and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing on August 3, 2029, with a stated principal amount of $1,000 per security.
The securities pay a 0.9083% contingent coupon per month (about 10.90% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its 70% coupon barrier; otherwise no coupon is paid. Principal is at risk: if the worst-performing index on the final valuation date is below its 60% final barrier, repayment is reduced one-for-one with the index decline, down to zero. The notes may be automatically called on specified dates if the worst-performing index is at or above its initial level, in which case investors receive $1,000 plus the applicable coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the estimated value on the pricing date is $986.60 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing on August 3, 2029. Each security has a $1,000 principal amount and pays a contingent coupon of 1.0708% per period (about 12.85% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level (its coupon barrier value). Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon.
If held to maturity and not called, investors receive $1,000 per security only if the worst-performing index finishes at or above 70% of its initial value; otherwise, repayment is reduced dollar-for-dollar with the index decline, with no principal protection and potential total loss. Investors do not receive dividends or upside participation in the indices and face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The total issuance is $1,070,000, and the estimated value on the pricing date is $991.70 per $1,000 security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing August 5, 2030. Each security has a $1,000 principal amount and pays a 1.0083% contingent coupon per month (about 12.10% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 70% of its initial value. Principal is protected only if at maturity the worst-performing index is at or above its final barrier, set at 60% of its initial value; otherwise, repayment is reduced one-for-one with the index loss and can fall to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The total offering is $5.309 million at $1,000 per note, with an estimated value of $992 per note after internal pricing. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing August 3, 2029. Each security has a $1,000 principal amount and may be redeemed early at Citigroup’s option on specified dates at $1,000 plus any due coupon.
The notes pay a contingent coupon of 1.1458% of principal per observation period (about 13.75% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level. If the worst index is below this coupon barrier, no coupon is paid. If held to maturity and not called, investors receive $1,000 per note only if the worst-performing index is at or above 60% of its initial level; otherwise, repayment is reduced one-for-one with the index decline and can fall to zero.
The structure provides no upside participation or dividends from the indices and carries full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The total offering is $3,075,000, with an issue price of $1,000 and an estimated value of $999.40 per security based on Citigroup’s internal models and funding rate. Liquidity may be limited, and secondary market prices are expected to be below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable barrier securities linked to the S&P 500® Index, maturing August 5, 2031. Each security has a $1,000 stated principal amount and pays no interest or dividends.
The notes may be automatically redeemed on August 3, 2027 at $1,085.50 per security (8.55% premium) if the index is at or above the initial level of 7,489.72. If not redeemed, at maturity investors participate in index gains at a 150% upside participation rate. Principal is protected only if the final index level stays at or above the barrier of 5,991.776 (80% of the initial level); below that, losses match the index decline, down to a possible total loss. The estimated value on the pricing date is $969.00 per security versus a $1,000 issue price, reflecting fees, hedging costs and internal funding assumptions.