Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing August 5, 2031.
Each $1,000 security pays a 1.3583% contingent coupon per period (about 16.30% per annum) only if the worst-performing index on the prior valuation date is at or above 80% of its initial level. Principal is fully repaid at maturity only if the worst-performing index on the final valuation date stays at or above this 80% final barrier; otherwise repayment is reduced one-for-one with the index decline and can fall to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The issue price is $1,000 per security, with an estimated value of $989.10, a $5.00 per-security underwriting fee and total proceeds to the issuer of $2,069,600, and investors face both market risk on the indices and the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., along with limited expected liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities due August 3, 2029, linked to the worst performing of the EURO STOXX 50®, Nasdaq‑100® and S&P 500® indices. Each security has a $1,000 stated principal amount and pays a contingent coupon of 2.8125% per quarter (11.25% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 75% of its initial value.
The notes are subject to automatic early redemption on specified potential autocall dates if the worst performing index is at or above its initial value, in which case holders receive $1,000 plus the applicable coupon. If the notes are not called and, on the final valuation date, the worst performing index is below its final barrier (also 75% of initial), the maturity payment is $1,000 plus $1,000 times that index’s return, exposing holders to 1:1 downside and potential loss of all principal. Investors forego dividends and any upside in the indices and face credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The total offering is $1,567,000, with an underwriting fee of up to $20 per security and an estimated value of $973 per $1,000 on the pricing date, reflecting dealer costs, hedging and use of an internal funding rate.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $534,000 of autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing August 5, 2031. Each $1,000 note pays a monthly contingent coupon of 1.4167% (about 17.00% per annum) only when the index is at or above the coupon barrier of 60% of its initial value; otherwise no coupon is paid.
The notes may be automatically called on many scheduled dates if the index is at or above its initial level, returning $1,000 plus the coupon. If not called and the final index value is below the 60% final barrier, repayment is reduced one-for-one with the index decline, down to possible zero principal. The underlying index is highly complex, can use up to 500% leverage, and is reduced by a 6% per annum decrement, so it may significantly underperform the S&P 500 Index. The notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., have limited liquidity, an estimated value of $931 per note below the $1,000 issue price, and involve uncertain and potentially adverse U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing market-linked securities due February 3, 2028 tied to the Citi Dynamic Asset Selector 5 Excess Return Index. The notes have an aggregate principal of $145,000, or $1,000 per security, and pay no periodic interest.
At maturity, investors receive $1,000 plus a return amount that equals 150% of any positive index return; if the index level on the valuation date (January 31, 2028) is at or below the initial level of 228.24, only principal is repaid. The index is a rules-based strategy rotating among equity and Treasury futures with a 5% volatility target and an annual 0.85% index fee, which can materially limit gains.
The issue price is $1,000 with up to a $10 underwriting fee and estimated fair value of $958.90 per note. Liquidity may be limited and all payments are subject to the credit risk of Citigroup entities. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, with a comparable yield of 4.519% and a projected maturity payment of $1,069.144 per note.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and S&P 500® Index, maturing on August 5, 2030, with a stated principal amount of $1,000 per security.
The notes pay a 2.35% quarterly contingent coupon (9.40% per annum) only if, on each valuation date, the worst performing index is at or above its coupon barrier value, set at 65.00% of its initial value. At maturity, if not called and the worst performer is at or above its final barrier (also 65%), investors receive $1,000 plus any final coupon; otherwise, principal is reduced one-for-one with the index loss and can fall to zero. Citigroup may redeem the notes in whole on specified dates at $1,000 plus any coupon. The total offering is $875,000.00, with per-note proceeds to the issuer of $980.50 and an estimated value of $977.90, reflecting selling, structuring and hedging costs. Investors face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., market and correlation risk across the three indices, limited liquidity and complex, uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,504,000 of Autocallable Barrier Securities linked to the S&P 500® Index, each with a stated principal amount of $1,000 and maturing on August 5, 2031, unless automatically redeemed earlier.
The notes pay no interest and do not guarantee principal. If on August 3, 2027 the index is at or above the initial value of 7,489.72, the notes are redeemed for $1,116.50 per $1,000 (an 11.65% premium) and terminate. If not called, at maturity holders receive: $1,000 plus leveraged upside at a 150% participation rate if the index is above the initial value; $1,000 if the index is at or below the initial value but at or above the final barrier value of 5,991.776 (80% of the initial); or $1,000 plus the full index return if the index closes below the barrier, exposing investors to 1‑for‑1 downside and up to total loss.
Investors forgo dividends, face limited or no liquidity, and are fully exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $990.40 per $1,000, reflecting embedded costs and hedging profits.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities due August 3, 2029, with a $1,000 stated principal amount per security. The notes are linked to the worst performing of the EURO STOXX 50® Index, Russell 2000® Index and S&P 500® Index, exposing investors to the full downside of whichever index performs worst.
The securities pay a 2.025% contingent coupon per quarter (8.10% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 65% of its initial value. Automatic early redemption can occur on specified dates from February 1, 2027 onward if the worst-performing index is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per security only if the worst-performing index is at or above its final barrier (60% of initial). Otherwise, principal is reduced 1-for-1 with the index loss, potentially to $0. The issue size is $4.2 million, issue price $1,000, with an estimated value of $972.20 per security after selling, structuring and hedging costs. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may be illiquid.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the S&P 500® Index, with a stated principal of $1,000 per security and total offering of $250,000.00, maturing on August 3, 2029 unless called earlier.
The notes pay a contingent coupon of 0.4917% per month (about 5.90% per annum) only if, on each valuation date, the S&P 500 closing value is at or above the coupon barrier of 4,493.832 (60% of the initial level 7,489.72); missed coupons can be paid later if the barrier is met. The notes are autocallable on specified dates if the index is at or above the initial level, in which case investors receive $1,000 plus the applicable coupon and any unpaid coupons.
If not called, principal repayment at maturity depends on the final index level. If the final value is at or above the final barrier of 3,744.86 (50% of initial), investors receive $1,000 (plus the final coupon if the coupon barrier is met). If the final value is below the final barrier, repayment is $1,000 plus $1,000 × index return, exposing investors to losses up to their entire principal and no coupon at maturity. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., have limited or no liquidity, and their estimated value of $987.90 per security on the pricing date is below the $1,000 issue price due to selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities maturing on August 5, 2031, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 stated principal amount and may be redeemed early at Citigroup’s option on specified dates at $1,000 plus any due coupon.
The notes pay a contingent coupon of 0.9083% per month (about 10.90% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier equal to 70% of its initial level. At maturity, if not called, investors receive $1,000 per note only if the worst performing index is at or above its final barrier of 60% of its initial level; otherwise payoff is $1,000 plus $1,000 × the index return of that worst index, exposing investors to losses down to a zero return of principal.
The total offering size is $7,050,000, with no underwriting fee shown; the estimated value is $982 per note, below the issue price, reflecting structuring, hedging costs and issuer funding assumptions. Payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the securities are expected to have limited or no liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the S&P 500 Index, maturing on August 3, 2029, in $1,000 denominations and an aggregate offering of $350,000.
The securities pay a 0.5333% contingent coupon per month (about 6.40% per annum) only if, on the relevant valuation date, the S&P 500 closing value is at or above the coupon barrier value of 4,531.281 (60.50% of the initial 7,489.72). Missed coupons can be caught up later if the index recovers above the barrier, but may be lost entirely. The notes are subject to automatic early redemption on specified dates if the index is at or above its initial level, paying $1,000 plus due coupons.
If not called early and the final index value is below the final barrier value of 4,531.281, repayment of principal is reduced one-for-one with the index decline, down to zero. Investors have full downside exposure below the barrier, no upside participation in index gains, no dividends, limited or no liquidity, and are exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The initial estimated value is $987.20 per $1,000 security, below the issue price.