Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Medium-Term Senior Notes linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing August 15, 2031, with issuer call rights.
The notes pay a contingent coupon of 0.7792% per month (about 9.35% per annum) only if on each valuation date the worst-performing index is at or above 70% of its initial value. At maturity, full principal is repaid only if the worst performer is at or above 60% of its initial value; otherwise repayment is reduced in line with the index loss and can be zero.
The stated principal amount is $1,000 per security, with an issue price of $1,000, an underwriting fee of up to $6.50 and expected estimated value on the pricing date of at least $935.50. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited or no liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities with a stated principal amount of $1,000 per security, linked to the worst performer of the Invesco QQQ Trust, Series 1 and the SPDR S&P 500 ETF Trust, maturing August 13, 2029.
The notes pay a contingent coupon of 2.25% per quarter (9.00% per annum) only if, on each valuation date, the worst-performing ETF is at or above its coupon barrier, set at 70% of its initial value. Missed coupons can be recouped later if the barrier is met, but may be lost entirely. The notes are automatically called at par plus coupon if, on any potential autocall date, the worst-performing ETF is at or above its initial value, which can cap total return.
If not called and the worst-performing ETF finishes below its 70% final barrier, investors receive ETF shares (or cash) worth the ETF’s final value times a fixed equity ratio (approximately 1.38 QQQ or 1.30 SPY shares per note based on the disclosed ratios), resulting in potentially large principal losses, up to 100%. Initial ETF levels are $723.85 for QQQ and $771.33 for SPY. The issue price is $1,000, with estimated value at least $932, including an underwriting fee of $13.50 per note, and all payments are subject to Citigroup’s credit risk and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, due August 9, 2029, at a stated principal amount of $1,000 per security.
The notes pay a contingent coupon of 1.6875% per quarter (6.75% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier, set at 65.00% of its initial value; otherwise no coupon is paid. Beginning February 5, 2027, the notes are automatically called if the worst performer is at or above its initial value, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 only if the worst-performing index is at or above its final barrier (65% of initial). Otherwise, repayment is $1,000 plus the index return of the worst performer, exposing principal to 1-for-1 downside with potential for a total loss. The estimated value on the pricing date is expected to be at least $918.00 per security, below the $1,000 issue price; the per-security underwriting fee is up to $23.50, with net proceeds of $976.50 to the issuer. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and there may be limited or no secondary market.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable Contingent Coupon Equity Linked Securities with a total principal of $1,230,000, each with a $1,000 stated amount, linked to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index® and maturing on August 3, 2029.
The notes pay a 0.80% quarterly contingent coupon (annualized 9.60%) only when the worst-performing index on a valuation date is at or above 70% of its initial level. Principal is protected only down to a 20% buffer; if the worst-performing index finishes below 80% of its initial level, repayment is reduced 1% for each 1% drop beyond the buffer, potentially down to a significant loss of principal. Citigroup may redeem the notes early at par plus any due coupon on specified dates. The initial index levels are 52,485.03 for the Dow Jones Industrial Average and 28,274.20 for the Nasdaq-100 Index®. The issue price is $1,000 per note (with fee-based accounts as low as $995), versus an estimated value of $991, reflecting embedded costs and dealer margin. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities maturing on August 3, 2029. These notes are linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, each with a coupon and principal barrier set at 70.00% of its initial value.
The notes pay a contingent coupon of 1.1083% per month (about 13.30% per annum) only if, on each valuation date, the worst performing index is at or above its coupon barrier; otherwise no coupon is paid. At maturity, if not previously called, investors receive $1,000 per note only if the worst performing index is at or above its final barrier; otherwise repayment is reduced one-for-one with the index decline, down to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the estimated value on the pricing date, $990.60 per note, is below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable unsecured notes due August 5, 2031 linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER. Each security has a $1,000 stated principal amount, no interest and no guaranteed principal repayment.
The notes may redeem early if, on any annual valuation date before maturity, the index closes at or above its initial level of 664.7982, paying $1,000 plus a premium that steps from 32% in 2027 up to 160% in 2031. If not called, maturity payment depends on the final index level: full principal plus the 160% premium if at or above the initial level; principal only if between the initial level and the 50% barrier of 332.399; otherwise a 1‑for‑1 loss with the index decline, down to zero.
The index itself is complex and risky, using a 40% volatility target with leverage up to 500%, a 6% per annum decrement, and futures-based exposure expected to underperform the S&P 500® Index. The issue price is $1,000 per note, including up to a $10 underwriting fee; the initial estimated value is $915. Investors bear Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities maturing on February 3, 2028. Each security has a $1,000 principal amount and is linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index.
Investors may receive a 0.8417% monthly contingent coupon (about 10.10% per annum) on each valuation date only if the worst-performing index is at or above 70% of its initial value. Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon, which can shorten the investment and cap total income.
If the notes are held to maturity and not called, principal is fully repaid only if the worst-performing index on the final valuation date is at or above its 70% final barrier. If it is below that barrier, repayment is reduced one-for-one with the index decline, down to zero. Investors do not receive dividends or index upside and face the unsecured credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000, while the issuer’s estimated value is $974.20, reflecting embedded costs and dealer profit.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities due August 5, 2031, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a $1,000 principal amount and pays a 0.6667% quarterly contingent coupon (about 8.00% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 70.00% of its initial level.
The notes can be automatically called on specified autocall dates if the worst-performing index is at or above its initial level, in which case investors receive $1,000 plus the coupon and no further payments. If not called, at maturity investors receive $1,000 if the worst-performing index is at or above its 70.00% final barrier; otherwise they incur a 1% loss of principal for each 1% decline in that index, with potential loss of the entire investment and no final coupon. The initial offering totals $1,920,000, with an underwriting fee of $36.50 per note and an estimated value of $954.40 per note. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes are expected to have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due August 3, 2029, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index. Each $1,000 security may pay a quarterly contingent coupon of 1.8125% (equivalent to 7.25% per annum) if, on the relevant valuation date, the worst performing index is at or above its coupon barrier (55% of its initial value). Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon.
If the securities are held to maturity and not redeemed, investors receive $1,000 per security only if the worst performing index on the final valuation date is at or above its final barrier (also 55% of initial). Otherwise, repayment of principal is reduced one-for-one with the index decline and may be as low as $0, with no final coupon. Investors do not receive dividends or upside participation in either index and face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex tax treatment and an initial estimated value of $990.80 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the EURO STOXX 50® Index, Russell 2000® Index and S&P 500® Index, maturing August 3, 2029. The notes pay a 2.00% quarterly contingent coupon (8.00% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier, set at 61.30% of its initial value. If on any potential autocall date the worst-performing index is at or above its initial value, the notes are automatically redeemed at $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its final barrier (also 61.30% of initial). Otherwise, principal is reduced 1% for each 1% decline in that index, with no minimum repayment, and coupon at maturity is forfeited. The issue price is $1,000 per note, with total issuance of $813,000, an underwriting fee of $23.50 per note, and an estimated value of $971.40. Investors face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and limited or no liquidity.