Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
CITIGROUP INC (symbol: C) is the issuer of record for a Form 424B2 filing submitted to the SEC.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, auto-callable market-linked securities fully and unconditionally guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount, sold at 100% of principal, linked to the common stock of a multinational semiconductor and telecommunications equipment company trading on Nasdaq as “QCOM.”
The notes may be automatically called on August 31, 2027 if the underlying closing value is at or above the starting value, paying $1,000 plus a call premium of at least 34.25%, after which investors have no further rights. If not called, the maturity payment on August 30, 2029 depends on the final underlying value: 150% leveraged upside above the starting value; a capped “contingent absolute return” for declines down to a threshold at 70% of the starting value; and 1‑for‑1 downside loss below the threshold, up to total loss of principal.
The securities pay no interest or dividends and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The public offering price is $1,000 per security, with an underwriting discount and commission of up to 2.575% ($25.75) and issuer proceeds of $974.25 per security. The issuer expects the estimated value on the pricing date to be at least $902 per security, reflecting internal funding rates and structuring and hedging costs. Liquidity may be limited, and U.S. tax treatment is complex, with the securities expected to be treated as prepaid forward contracts.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering callable contingent coupon equity-linked senior notes due September 6, 2030, in $1,000 denominations, linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. The notes can pay a contingent coupon of at least 11.10% per annum, on scheduled dates, but only if the worst performing index on the prior valuation date is at or above its coupon barrier, set at 70% of its initial value. If the notes are not called and, on the final valuation date, the worst performing index is at or above its 70% final barrier, investors receive $1,000 plus the final coupon; if it is below, repayment is reduced one-for-one with the index loss, down to zero, with no minimum principal protection. Citigroup may redeem the notes in whole on specified coupon dates at $1,000 plus any coupon, limiting future income. The issue price is $1,000 per note, including up to a $7.50 underwriting fee, with estimated value of at least $933.50, and investors face both market risk on the indices and credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., as well as potentially limited secondary market liquidity.
CITIGROUP INC (C), via Citigroup Global Markets Holdings Inc., is issuing unsecured, guaranteed autocallable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing August 24, 2028.
Each $1,000 security pays a contingent coupon of 0.9458% per observation period (about 11.35% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 80% of its initial value; missed coupons can be paid later if the barrier is met. The notes can be automatically called on specified dates if the worst-performing index is at or above its initial value, returning $1,000 plus the applicable coupon.
If not called, principal repayment depends solely on the worst-performing index at maturity: full principal is repaid only if it is at or above 70% of its initial value; otherwise repayment is reduced one-for-one with the index loss, down to zero. Investors face full market downside of the worst index, no upside participation or dividends, credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, an initial estimated value of $989 per $1,000 below issue price, and uncertain U.S. tax treatment including potential 30% withholding on coupons for non-U.S. holders.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering callable contingent coupon equity-linked securities maturing August 24, 2029, linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a contingent coupon of 1.1958% per period (about 14.35% per annum) only if, on each valuation date, the worst-performing index is at or above 80% of its initial level.
Citigroup may redeem the notes early on specified monthly dates, paying $1,000 plus any due coupon. If held to maturity and not called, investors receive $1,000 per note only if the worst-performing index is at or above its 80% final barrier; otherwise, repayment is reduced one-for-one with that index’s loss, down to zero. No dividends or upside participation in any index are provided, and secondary market liquidity may be limited. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and the Citigroup Inc. guarantee. The issue price is $1,000, while the estimated value is $990.60 per note.
CITIGROUP INC (symbol: C) is the issuer of record for a Form 424B2 filing submitted to the SEC.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, autocallable structured securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, fully and unconditionally guaranteed by Citigroup Inc. The notes have a stated principal amount of $1,000 per security, no interest payments and a scheduled maturity on August 26, 2032, with numerous interim valuation dates from August 2027 onward.
The notes may be automatically redeemed early if, on any non-final valuation date, the index is at or above the autocall barrier value of 90% of the initial index level, triggering repayment of principal plus a fixed premium that steps up over time to as much as 123% of principal at final maturity. If not called and the final index value is at or above the autocall barrier, holders receive principal plus the final premium; if it is between the 60% final barrier and the autocall barrier, only principal is repaid. Below the 60% final barrier, repayment is reduced 1-for-1 with the index loss, down to zero. The underlying index is itself complex and risky, using up to 500% leveraged futures exposure, a 40% volatility target and a 6% per annum decrement, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., with limited or no secondary market liquidity expected.
Citigroup Inc. (C), through Citigroup Global Markets Holdings Inc., is offering $946,000 of unsecured Autocallable Barrier Securities linked to Liberty Energy Inc., each with a $1,000 stated principal amount, maturing on August 24, 2029 unless automatically redeemed earlier.
The notes pay no interest and do not guarantee principal. If on August 30, 2027 the Liberty Energy share price is at or above the $19.36 initial value, the notes are automatically redeemed for $1,335 per security (a 33.50% premium). If held to maturity, investors participate in Liberty Energy’s appreciation at a 150% upside participation rate and receive full principal back if the final share price is at or above the final barrier value of $11.616 (60% of the initial value.
If the final share price is below the barrier and the notes have not been called, holders receive 51.65289 Liberty Energy shares per security (or equivalent cash), exposing them to losses up to 100% of principal. The estimated value on the pricing date is $901.80 per note, below the issue price, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., with limited or no secondary market expected.
CITIGROUP INC, through Citigroup Global Markets Holdings Inc., is offering unsecured Autocallable Barrier Securities linked to Liberty Energy Inc. stock, with a $1,000 stated principal amount per security and a total offering of $295,000. The notes pay no interest and are fully and unconditionally guaranteed by Citigroup Inc.
On August 30, 2027, if Liberty Energy’s closing price is at least the initial value of $19.36, the notes are automatically redeemed for $1,387.50 per security (principal plus a 38.75% premium) and then terminate. If not redeemed and held to the August 24, 2029 maturity, investors receive: (i) principal plus leveraged upside (150% of any positive price return) if the final price exceeds $19.36, (ii) full principal back if the final price is at or below $19.36 but at or above the barrier of $11.616 (60% of the initial value), or (iii) 51.65289 Liberty Energy shares (or equivalent cash) per note if the final price is below $11.616, exposing investors to full downside and potential total loss of principal.
The securities lack principal protection, do not pay dividends, may have limited or no secondary market, and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $927.80 per note, below the $1,000 issue price, reflecting structuring, hedging costs and the issuer’s internal funding rate.
Citigroup Inc. (C), via Citigroup Global Markets Holdings Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, EURO STOXX 50® Index and S&P 500® Index, with a maturity in August 2028 and a stated principal of $1,000 per security.
The securities pay a 2.375% contingent coupon per quarter (9.50% per annum) only if, on each valuation date, the worst performing index is at or above 70% of its initial level; otherwise no coupon is paid. Principal repayment also depends on the worst performer: if on the final valuation date it is at or above 70% of its initial level, investors receive $1,000 (plus any final coupon); if below, repayment is reduced one-for-one with the index decline, potentially to zero. The notes can be automatically called on specified dates starting August 2027 if the worst performer is at or above its initial level, in which case investors receive $1,000 plus the coupon and the investment ends early. All payments are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and the Citigroup Inc. guarantee, with limited expected liquidity and an estimated initial value of $993.10 per $1,000 security.