Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured autocallable securities linked to the worst performer of the EURO STOXX 50®, MSCI EAFE® and MSCI Emerging Markets indices, in $1,000 denominations, for an aggregate stated principal amount of $3,985,000, maturing August 7, 2031.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above 95% of its initial value, returning $1,000 plus a fixed premium (from 16.15% to 80.75% of principal, depending on the date). If not called, at maturity investors receive: principal plus the final premium if the worst index is at or above its 95% autocall barrier; principal only if it is below 95% but at or above 75%; or a loss matching the full negative return of the worst index if it finishes below 75%, potentially reducing repayment to zero.
Key terms include initial index levels of 6,426.50 (EURO STOXX 50®), 3,190.79 (MSCI EAFE®) and 1,651.40 (MSCI Emerging Markets), with corresponding 95% autocall and 75% final barriers. The issue price is $1,000 per security, with an estimated value of $972.80, underwriting fees up to $20 per note and proceeds to the issuer of $980 per note, all subject to Citigroup credit risk and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Barrier Digital Plus Securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing August 8, 2033, with a stated principal of $1,000 per security.
At maturity, if the worst-performing index is at or above its initial value, holders receive $1,000 plus the greater of a fixed digital return of $778.00 (77.80%) or 1‑to‑1 participation in that index’s gain. If it is below its initial value but at or above its final barrier value of 75% of initial, investors receive only the $1,000 principal. If it is below the barrier, repayment is reduced 1‑for‑1 with the index loss, down to possible total loss of principal.
The issue price is $1,000, including up to a $46.00 underwriting fee, with minimum proceeds to the issuer of $954.00 per security and an estimated value of $941.60 based on Citigroup’s models. The securities pay no interest, provide no dividends on the indices, may have limited or no secondary market, and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. U.S. tax treatment is intended as a prepaid forward contract, but is uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing on August 8, 2034, in $1,000 denominations. The notes pay no interest and do not guarantee return of principal.
The notes auto-redeem early if, on any scheduled valuation date, the index closing value is at least the initial value of 687.7007, paying $1,000 plus a growing fixed premium (up to 162.80% of principal on the final valuation date). If not called and the final index value is at or above the final barrier of 343.85 (50% of initial), holders receive $1,000 plus the final premium; otherwise payoff is $1,000 plus $1,000 times the index return, exposing investors to 1:1 downside and possible total loss.
The underlying index targets 40% volatility with leverage up to 500%, includes a 6% per annum decrement, and references S&P 500 futures, which embed financing costs and may underperform the S&P 500 Index. The estimated value is $888.80 per $1,000 note, below issue price, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity linked securities tied to the worst performer of the Russell 2000 Index, the S&P 500 Index and the SPDR S&P Regional Banking ETF (KRE), maturing August 8, 2028, at $1,000 per security.
Investors may receive a 10.50% annualized contingent coupon (2.625% per quarter) only if, on each valuation date, the worst performing underlying is at or above its 65.00% coupon barrier. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon.
If held to maturity and not called, principal is fully returned only if the worst performer is at or above its 65.00% final barrier. Otherwise, repayment is reduced one-for-one with the underlying’s decline, potentially to $0. The issue price is $1,000, with an estimated value of $971.20, reflecting selling, structuring and hedging costs and the use of an internal funding rate. Payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index, maturing August 8, 2029. The notes have a $1,000 denomination and offer a contingent coupon of 1.225% per period (equivalent to 14.70% per annum) on each observation date only if the worst performing index is at or above 90% of its initial level. Principal is protected only down to a 30% buffer; if the worst index finishes below 70% of its initial level, repayment is reduced 1% for each percentage point drop beyond that, up to substantial loss of principal.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The total offering is $11,214,000, with a per‑note issue price of $1,000, underwriting fee up to $6, and estimated value of $999.70. Investors face issuer and guarantor credit risk, complex payoff terms, potential illiquidity, and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Barrier Digital Plus Securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index, maturing August 8, 2030, with a stated principal of $1,000 per security.
At maturity, if the worst performing index ends at or above its initial level, investors receive $1,000 plus the greater of a fixed digital return of $528.50 (52.85%) or 1‑to‑1 participation in that index’s gain. If it is below the initial level but at or above its 75% barrier, principal is repaid. If it finishes below the barrier, repayment is reduced 1% for each 1% decline from the initial level, down to zero. The total offering is $3,493,000 at $1,000 per note, with an underwriting fee of $16 per security and per‑note proceeds of $984; the initial estimated value is $982.30, reflecting structuring and hedging costs. The notes pay no interest, forgo all index dividends, may have limited secondary liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF. Each security has a $1,000 principal amount, with total offering proceeds of $765,000, a pricing date of August 3, 2026 and maturity on November 8, 2028, unless earlier redeemed.
The notes pay a contingent coupon of 0.9808% per month (about 11.77% per annum) only if, on each valuation date, the worst-performing underlying is at or above its coupon barrier (70% of its initial value). Principal is protected only if, on the final valuation date, the worst-performing underlying is at or above its final barrier (65% of its initial value; otherwise repayment is reduced one-for-one with the underlying loss, down to zero.
Citigroup may redeem the notes in whole on specified dates at $1,000 plus any due coupon, capping future income. The estimated value is $983.70 per note, below the $1,000 issue price, reflecting selling, hedging and funding costs. Investors face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., potential loss of all principal, no dividend or upside participation in the underlyings, limited liquidity, model and correlation risk, and uncertain and potentially adverse U.S. tax treatment (including possible 30% withholding for non-U.S. holders).
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing August 8, 2029. The stated principal amount is $1,000 per security, with an aggregate offering of $500,000.
On each valuation date, a contingent coupon of 1.1583% of principal (about 13.90% per annum) is paid only if the worst-performing index is at or above its coupon barrier, set at 75% of its initial value; otherwise no coupon is paid. At maturity, if not previously redeemed and the worst-performing index is at or above its final barrier (also 75% of initial), investors receive $1,000 plus any final coupon. If it is below the final barrier, repayment is $1,000 plus $1,000 × the index return of the worst performer, exposing investors to losses up to a total loss of principal.
Citigroup may call the securities in whole on specified dates, paying $1,000 plus any due coupon. The issue price is $1,000 with an underwriting fee up to $7.50 and estimated value of $992.40, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked senior notes linked to the worst performing of the Nasdaq-100 Index® and the Russell 2000® Index, in $1,000 denominations, maturing August 17, 2029.
The notes pay a contingent coupon of at least 2.4375% per quarter (at least 9.75% per annum) on scheduled dates only if, on the preceding valuation date, the worst performing index is at or above 70% of its initial level. Beginning February 16, 2027, the notes are automatically called on specified dates if the worst index is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note if the worst index is at or above 70% of its initial level; otherwise they receive $1,000 plus $1,000 × the index return of the worst index, exposing them to 1:1 downside and potentially a zero payment. The issue price is $1,000, with an estimated value of at least $921.50 due to selling, structuring and hedging costs. The notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes, Series N, in the form of autocallable securities linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due August 19, 2031. The notes have a $1,000 stated principal amount, pay no interest and do not provide full principal protection. On each annual valuation date from August 17, 2027 to August 14, 2031, the notes will be automatically redeemed at $1,000 plus a premium if the worst performing index is at or above its initial value, with minimum premiums stepping from 9.05% to 45.25% of principal over the term. If not called, at maturity investors receive principal plus the final premium if the worst index is at or above its initial value, principal only if it is between the initial value and 70% of that initial value, and otherwise incur a loss matching the negative return of the worst index. The issuer expects the estimated value on the pricing date to be at least $900 per note, versus a $1,000 issue price, with an underwriting fee of up to $41.25 per note and proceeds to the issuer of $958.75 per note, all subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.