Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing on July 6, 2029. Each security has a $1,000 stated principal amount.
The notes pay a contingent coupon of 0.9625% of principal per contingent coupon period (equivalent to 11.55% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 75% of its initial value. Principal is protected at maturity only if the worst performing index is at or above its final barrier, set at 65% of its initial value; otherwise repayment is reduced one-for-one with that index’s negative return, potentially to zero.
Citigroup may redeem the securities early on specified potential redemption dates at $1,000 per security plus any due coupon. The total offering is $2,266,000.00, with an underwriting fee of up to $10.00 per security and estimated value of $979.50 per security, reflecting structuring and funding costs. The securities involve significant market, credit, structural and tax risks and are intended for investors who understand worst-of equity-linked, callable, contingent-coupon structures.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes in the form of callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, due July 6, 2029. The notes have a stated principal amount of $1,000 per security, total issue price of $2,451,000.00, total underwriting fee of $18,528.13 and total proceeds to the issuer of $2,432,471.87.
Investors may receive a 0.9417% monthly contingent coupon (about 11.30% per annum) only if, on each valuation date, the worst performing index is at or above 70% of its initial value. At maturity, if the worst performing index is at or above its 70% final barrier, investors receive $1,000 per note plus any final coupon; if it is below, principal is reduced one-for-one with the index loss, potentially to zero.
The notes are callable in whole on specified dates at $1,000 plus any coupon. The initial index levels include 28,274.20 for the Nasdaq-100, 2,931.339 for the Russell 2000 and 7,489.72 for the S&P 500. The estimated value is $979.80 per note, below the issue price, reflecting structuring and hedging costs. The product carries complex market, credit, liquidity and tax risks, and may pay no coupons and return substantially less than principal.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, due August 28, 2031, at a $1,000 stated principal amount per security.
Investors may receive a 0.6417% contingent coupon per month (about 7.70% per annum) only if, on each valuation date, the worst performing index is at or above 75% of its initial value. Starting August 25, 2027, if the worst index is at or above 90% of its initial value on a potential autocall date, the notes are automatically redeemed at $1,000 plus the coupon.
If not called, at maturity holders receive $1,000 if the worst index is at or above 70% of its initial value, otherwise principal is reduced 1-for-1 with the worst index loss, potentially to $0. The notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market, and have an estimated value on the pricing date of at least $905.50 per $1,000 security, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing on August 28, 2031 with a stated principal of $1,000 per security.
The notes pay a 0.7042% monthly contingent coupon (about 8.45% per annum) only if, on each valuation date, the worst-performing index is at or above 75.00% of its initial value. They may be automatically redeemed on specified autocall dates if the worst-performing index is at or above 95.00% of its initial value, returning $1,000 plus the coupon.
If not called and the worst-performing index is at least 70.00% of its initial value at final valuation, investors receive $1,000; otherwise repayment is reduced one-for-one with the index loss, potentially to zero. The issue price is $1,000, with an underwriting fee up to $35 and estimated value of at least $902.50, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable medium-term senior notes linked to the worst performer of the Dow Jones Industrial Average™, Russell 2000® Index and S&P 500® Index, with a stated principal amount of $1,000 per security and final maturity on August 16, 2032, unless called earlier.
On scheduled valuation dates from November 2027 through August 2032, if the worst performing index is at or above 90% of its initial value, the notes are automatically redeemed at $1,000 plus a fixed premium, starting at 11.9375% of principal and rising to 57.3000% on the final valuation date. If held to maturity and not called, investors receive $1,000 plus the final premium if the worst index is at or above 80% of its initial value, $1,000 if it is between 75% and 80%, and $1,000 plus the index return (which may be negative) if it is below 75%.
The issuer expects the estimated value on the pricing date to be at least $934.00 per $1,000 security, reflecting CGMI’s proprietary pricing models and internal funding rate. The securities do not pay dividends on the underlying indices, can result in significant loss of principal, and are expected to be treated as prepaid forward contracts for U.S. federal income tax purposes, with additional considerations for Non-U.S. Holders under Section 871(m).
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, due August 28, 2031. The notes have a $1,000 stated principal amount and pay a contingent coupon of 0.7458% per month (about 8.95% per annum) only if, on each valuation date, the worst-performing index is at or above 75% of its initial value. From August 25, 2027, the notes are automatically called on specified dates if the worst-performing index is at or above its initial value, returning $1,000 plus the coupon. If not called, and on the final valuation date the worst-performing index is at or above 70% of its initial value, investors receive $1,000 (plus any final coupon); otherwise repayment is $1,000 + $1,000 × index return, exposing investors to losses up to their entire principal. The issue price is $1,000, including an underwriting fee of up to $35, for minimum issuer proceeds of $965 per note; the estimated value on the pricing date is expected to be at least $897, reflecting selling, structuring and hedging costs. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable senior unsecured notes linked to the worst performer of the Dow Jones Industrial, Russell 2000® Index and S&P 500® Index, with a $1,000 stated principal amount per security and no periodic interest.
The notes may be automatically redeemed on scheduled valuation dates from February 2028 through May 2032 if the worst-performing index is at or above 90% of its initial value, paying $1,000 plus a fixed premium that steps from 15% up to 60% by the final valuation date. If not redeemed, at maturity in August 2032 investors receive $1,000 plus the final premium if the worst index is at or above 90% of its initial value, $1,000 if it is at or above 75%, and otherwise $1,000 reduced 1% for every 1% decline in that index, exposing investors to substantial principal loss.
Investors do not receive dividends or upside beyond the fixed premiums, face correlation and small-cap risks (via the Russell 2000® Index), rely on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and are subject to limited liquidity and tax- and valuation-related uncertainties, including an estimated initial value of at least $939 per security, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable medium-term senior notes linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due August 14, 2031. Each security has a $1,000 stated principal amount and pays no interest.
On scheduled valuation dates from February 2028 to August 2031, the notes are automatically redeemed if the worst-performing index is at or above 85% of its initial level, paying $1,000 plus a fixed premium that steps up from 14.475% to 48.25%. If not called, at maturity investors receive $1,000 plus the final premium if the worst index is at or above the 85% autocall barrier, $1,000 if it is between 75% and 85% of its initial level, and a loss matching the full downside of the worst index if it finishes below 75%, potentially losing all principal. Investors forgo dividends, face limited or no secondary market liquidity, and are exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issuer expects the initial estimated value to be at least $934.50 per $1,000 security, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to The Goldman Sachs Group, Inc. common stock, maturing August 10, 2028. Each security has a stated principal amount of $1,000.
Investors may receive contingent coupons of 2.65% of principal per valuation date, equivalent to 10.60% per annum, but only when the underlying’s closing value is at or above a coupon barrier set at 60.00% of the initial underlying value. Missed coupons can be paid later if the barrier is again met, but may be lost entirely.
The notes are autocallable on specified dates starting February 8, 2027 if the underlying is at or above its initial value, in which case investors receive $1,000 plus the applicable coupon and any unpaid coupons. If not called, and the final value is below a 60.00% final barrier, repayment is reduced one-for-one with the underlying’s loss, down to zero. The notes do not provide dividend participation or upside beyond coupons, are unsecured obligations subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, and may have limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked senior notes due August 17, 2029, linked to the worst performer of the Nasdaq-100 Index® and the VanEck® Gold Miners ETF. Each security has a $1,000 stated principal amount and pays a 1.0458% contingent coupon per valuation period (about 12.55% per annum) only if, on the prior valuation date, the worst performing underlying is at or above 70% of its initial value.
Beginning February 16, 2027, the notes are automatically called if on a potential autocall date the worst performing underlying is at or above its initial value, returning $1,000 plus the coupon. If not called, maturity repayment depends on the final value of the worst performer: investors receive full principal if it is at or above 60% of its initial value, or $1,000 plus $1,000 × underlying return if below, which can result in a significant loss, up to total loss. The notes are unsecured and subject to the credit risk of both issuers, have limited expected liquidity, and an estimated value on the pricing date of at least $891 per security, below the $1,000 issue price.