Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, senior, callable contingent coupon equity‑linked securities due September 6, 2029, fully and unconditionally guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount and is linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq‑100 Index® and the SPDR® S&P® Regional Banking ETF.
The notes pay a contingent coupon of 1.0333% per period (about 12.40% per annum) only if, on each valuation date, the worst performing underlying is at or above its coupon barrier of 70% of its initial value; otherwise no coupon is paid for that period. If not previously called, at maturity investors receive $1,000 per note only if the worst performer is at or above its final barrier of 60% of its initial value. Below that level, principal is reduced one‑for‑one with the decline in the worst performer, potentially to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The issue price is $1,000, including up to a $5.00 underwriting fee, with estimated value on the pricing date expected to be at least $932 per security. Investors face underlying market risk, call risk, limited liquidity, complex U.S. tax treatment and the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is issuing medium-term senior Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices, fully and unconditionally guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount and pays a contingent coupon of at least 1.0167% per period (approximately at least 12.20% per annum) only if, on the relevant valuation date, the worst performing index closes at or above 75% of its initial value. At maturity on September 6, 2028, if not earlier redeemed, investors receive $1,000 per security if the worst index is at or above 70% of its initial value; otherwise the payoff is $1,000 plus $1,000 times that index’s return, exposing principal to full downside to zero.
Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon, limiting the maximum coupon stream. An underwriting fee of up to $6.00 per security results in issuer proceeds of $994.00, while the estimated value on the pricing date is expected to be at least $940.00, reflecting structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Inc. (C), as guarantor of notes issued by its subsidiary Citigroup Global Markets Holdings Inc., is offering autocallable medium-term senior notes linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due September 14, 2032. The notes have a $1,000 stated principal amount per security, pay no interest and do not guarantee return of principal.
The notes may be automatically redeemed on scheduled valuation dates from September 10, 2027 through March 4, 2032 if the worst performing index is at or above its applicable premium threshold level; in that case investors receive $1,000 plus a fixed premium (from 9.60% up to 57.60% of principal, depending on the date). If not redeemed early, at maturity investors receive $1,000 plus the final-date premium if the worst performing index is at or above 80% of its initial value, $1,000 if it is between 75% and 80%, and suffer 1‑for‑1 loss below 75%, potentially losing all principal.
All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $933.50 per security, below the $1,000 issue price, reflecting structuring and hedging costs. The notes offer no dividends, have exposure to the small‑cap Russell 2000® Index, may be illiquid, and carry uncertain U.S. tax treatment, which counsel currently expects to treat as prepaid forward contracts.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured Medium-Term Senior Notes, Series N, in $1,000 denominations, fully and unconditionally guaranteed by Citigroup Inc. These autocallable securities are linked to the worst performing of the Nasdaq-100 Index® and the Russell 2000® Index.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates from 2027 to 2031 if the worst performing index is at or above 95.00% of its initial value, paying $1,000 plus a fixed premium that steps from 9.75% up to 48.75% of principal. If not called, at maturity in 2031 investors receive $1,000 plus the 48.75% premium if the worst index is at or above 95.00%, $1,000 if it is between 85.00% and 95.00%, or $1,000 plus the index return if it is below 85.00%, exposing principal 1-for-1 to downside and potentially to total loss.
The issue price is $1,000 per security, including up to $41 underwriting fee, leaving issuer proceeds of at least $959 per note; the estimated value on the pricing date is expected to be at least $901, reflecting selling, structuring and hedging costs. The notes involve Citigroup credit risk, limited or no secondary market liquidity, complex payoff and tax treatment, loss of dividends on the indices and multiple market and correlation risks.
CITIGROUP INC (C), via Citigroup Global Markets Holdings Inc., is offering medium-term senior notes titled Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100®, Russell 2000® and S&P 500® indices, guaranteed by Citigroup Inc. The notes have a stated principal of $1,000 per security, pay a contingent coupon of at least 0.7475% per period (8.97% per annum) only when the worst-performing index on the relevant valuation date is at or above 70% of its initial value, and otherwise pay no coupon. If not called and the worst-performing index on the final valuation date is below 70% of its initial value, the maturity payment is reduced one-for-one with the index loss, down to zero, so investors may lose their entire investment. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The issue price is $1,000, including up to a $30 underwriting fee, with at least $970 per note to the issuer and an estimated initial value of at least $910. The notes carry Citigroup credit risk, have limited or no expected secondary market liquidity, complex tax treatment and potential 30% withholding on coupons for certain non-U.S. holders.
CITIGROUP INC, through subsidiary Citigroup Global Markets Holdings Inc., is offering autocallable medium-term senior notes linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due September 14, 2032, with a $1,000 stated principal amount per security and a full guarantee by Citigroup Inc.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates from September 10, 2027 through September 7, 2032 if the worst-performing index is at or above 92% of its initial value, in which case investors receive $1,000 plus a fixed premium that steps from 10% to 60%.
If not called, at maturity investors receive: $1,000 plus the final premium if the worst index is at or above 92% of its initial value; return of $1,000 if it is between 75% and 92%; or a loss matching the full downside of the worst index if it finishes below 75%, potentially losing the entire investment. The estimated value on the pricing date is expected to be at least $940 per security, below the $1,000 issue price, and the notes are subject to the credit risk of both the issuer and Citigroup Inc., with limited expected secondary market liquidity.
CITIGROUP INC (C), via Citigroup Global Markets Holdings Inc., is offering medium-term senior notes called Autocallable Securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, with a stated principal amount of $1,000 per security. The notes pay no interest, do not guarantee principal at maturity, and are fully and unconditionally guaranteed by Citigroup Inc.
The notes may be automatically redeemed on scheduled valuation dates from September 10, 2027 through September 7, 2032 if the worst-performing index is at or above 90% of its initial value, paying $1,000 plus a fixed premium that rises from 9.50% to 57.00% of principal over time. If not redeemed early, and on the final valuation date the worst-performing index is at or above 90% of its initial value, investors receive $1,000 plus the final premium; if it is between 75% and 90%, they receive only $1,000.
If on the final valuation date the worst-performing index is below 75% of its initial value, repayment is reduced 1-for-1 with the index decline, potentially to zero. Citigroup estimates the initial value of each note on the pricing date will be at least $940.50, below the $1,000 issue price, reflecting structuring, hedging costs and expected profit. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Inc (C), through Citigroup Global Markets Holdings Inc., is offering senior unsecured Buffered Equity Index Basket‑Linked Notes with a stated principal amount of $1,000 per note, linked to a non‑U.S. equity basket: EURO STOXX 50® (40%), TOPIX® (25%), FTSE® 100 (17%), Swiss Market Index® (11%) and S&P/ASX 200 (7%). The notes have a term expected to be 17–20 months, pay no interest and are fully and unconditionally guaranteed by Citigroup Inc.
The initial basket level is 100.00. At maturity, investors receive $1,000 plus 180% of any positive basket return, capped at a maximum settlement amount expected between $1,186.66 and $1,219.60 per $1,000 (cap level expected between 110.37% and 112.20% of the initial basket level). If the basket decline is within the 15% buffer (down to a basket level of 85.00), investors receive full principal; beyond that, losses accelerate at about 1.1765% of principal for every 1% decline past the buffer, with the possibility of losing the entire investment.
The notes are not listed on any exchange, may have limited or no liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. A portion of proceeds will be used to hedge the issuer’s obligations, and hedging and market‑making by affiliates may affect basket index levels and secondary prices. Tax treatment is uncertain; counsel views it as more likely than not that the notes are prepaid forward contracts for U.S. federal income tax purposes.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, senior medium-term notes linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a Citigroup Inc. guarantee. The notes pay a contingent quarterly coupon of at least 0.7917% of the $1,000 principal (about 9.50% per year) only if on each valuation date the worst-performing index is at or above 70% of its initial level.
The issuer may redeem the notes at par plus any due coupon on specified dates from March 2027 through June 2028. If not redeemed, at August 2, 2028 maturity investors receive $1,000 per note only if the worst-performing index is at or above 60% of its initial level; otherwise principal is reduced in line with that index’s loss, potentially to $0, and no final coupon is paid.
The notes carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited or no secondary market liquidity and an estimated value on the pricing date of at least $934 per $1,000 issue price due to selling, structuring and hedging costs and the use of an internal funding rate. U.S. tax treatment is uncertain, and non‑U.S. holders may face 30% withholding on coupons.
Citigroup Inc. (C), through subsidiary Citigroup Global Markets Holdings Inc., is offering callable contingent coupon equity-linked senior notes tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing September 3, 2031. Each security has a $1,000 principal amount and may pay a quarterly contingent coupon of at least 0.7875% (at least 9.45% per annum) whenever the worst-performing index on the prior valuation date is at or above 70% of its initial value. Principal is protected only if, at final valuation, the worst-performing index is at or above 60% of its initial value; otherwise repayment is reduced one-for-one with that index’s decline, potentially to zero. The issuer can redeem the notes at par plus any coupon on specified dates, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., with limited expected liquidity and an initial estimated value of about $937.50 per $1,000.