Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index, maturing January 2, 2029, with a stated principal of $1,000 per security.
Investors may receive a 12.00% annualized contingent coupon (1.00% per period) only if, on each valuation date, the worst performing index is at or above its coupon barrier set at 70% of its initial value. Citigroup may call the notes in whole on specified dates, returning $1,000 plus any due coupon, which can cap income potential. At maturity, if not called and the worst performing index closes below its 70% final barrier, principal is reduced one-for-one with the index decline, down to zero.
The total offering is $1,000,000, with an issue price of $1,000, estimated value of $985.40, and up to $5.00 per-note underwriting fee. The notes carry credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividend participation, potentially limited liquidity, complex U.S. tax treatment and significant downside risk, including loss of all invested principal.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $339,000 of callable Contingent Coupon Equity Linked Securities linked to the worst performing of the iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF, at $1,000 per security. The notes pay a 1.2292% contingent coupon per period (about 14.75% per annum) only if, on the relevant valuation date, the worst-performing ETF is at or above 70% of its initial value; otherwise no coupon is paid. If not called and held to August 1, 2030, investors receive $1,000 per note only if the worst-performing ETF is at or above 60% of its initial value; below that level, principal is reduced 1-for-1 with the ETF’s loss, down to zero. Citigroup may redeem the notes early at par plus any due coupon on multiple scheduled call dates. The initial ETF values are $103.91 (EAFE) and $63.62 (Emerging Markets), with an estimated value of the notes of $983.40 per $1,000 at pricing, reflecting selling, structuring and hedging costs. Payments depend on Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable equity-linked notes tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index® and S&P 500® Index, maturing November 30, 2028. Each security has a $1,000 stated principal amount.
The notes pay a 1.00% quarterly contingent coupon (12.00% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70.00% of its initial value. Principal is repaid at maturity only if the worst-performing index on the final valuation date is at or above this same 70.00% final barrier; otherwise repayment is reduced one-for-one with the index loss, down to zero.
Citigroup may redeem the notes in whole on specified dates at $1,000 plus any due coupon, capping future income. The initial issue price is $1,000 versus an estimated value of $987.40, reflecting selling, structuring and hedging costs and use of an internal funding rate. Investors face index, correlation, call, liquidity, credit and complex U.S. tax risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities linked to Dollar Tree, Inc. Each security has a $1,000 principal amount, a maturity on August 1, 2028, and may be redeemed early at Citi’s option on specified dates.
The notes pay a 12.25% annualized contingent coupon, evaluated quarterly, only if Dollar Tree’s share price on the relevant valuation date is at or above the coupon barrier of $62.77. Principal repayment is also contingent: if at final valuation the share price is at or above the final barrier of $62.77, holders receive $1,000 plus any final coupon; otherwise they receive a fixed number of Dollar Tree shares (or, at Citi’s election, cash) worth the then-share price, which can be substantially less than $1,000 and may be zero.
The issue price is $1,000 per note, with an estimated fair value of $974.80, and total offering size of $690,000. Investors bear the full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., face limited or no liquidity, no dividends or upside participation in Dollar Tree stock, complex U.S. tax treatment, and the risk of losing some or all of their investment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the S&P 500 Index, maturing on August 1, 2029, in $1,000 denominations. The total offering size is $1,500,000.
Investors may receive a 2.125% contingent coupon per quarter (8.50% per annum) only if on each valuation date the S&P 500 closing value is at least the coupon barrier value 5,189.226, which is 70.00% of the initial index level of 7,413.18. The notes are autocallable: on specified potential autocall dates, if the index is at or above the initial level, the notes are redeemed at $1,000 plus coupon, ending further coupons.
If not called, at maturity holders receive $1,000 only if the final index level is at or above the final barrier value 5,189.226. Otherwise, repayment is $1,000 plus $1,000 times the index return, exposing investors to full downside and potential total loss of principal. The issue price is $1,000, while the estimated value is $996.70 per note. The securities are unsecured, subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, and may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $2,390,000 of autocallable contingent coupon equity linked securities due August 1, 2029, at $1,000 per security. The notes are linked to the worst performing of the EURO STOXX® Banks Index and the VanEck® Semiconductor ETF.
The notes pay a contingent coupon of 4.4125% of principal per quarter (annualized 17.65%) only if, on each valuation date, the worst performing underlying is at or above its coupon barrier, set at 55% of its initial value (306.81 and $548.55, respectively). If on a potential autocall date the worst performer is at or above its initial value, the notes are automatically redeemed at $1,000 plus that coupon.
If not called and the worst performer on the final valuation date is below its final barrier (also 55% of initial), maturity payment is $1,000 + $1,000 × underlying return, exposing investors to a loss of up to 100% of principal. The estimated value on the pricing date is $963.10 per note versus the $1,000 issue price, reflecting selling, structuring and hedging costs. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the issuer warns of limited or no secondary market liquidity and complex, uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing on February 1, 2028. Each security has a $1,000 stated principal amount and may pay a contingent coupon of 1.0083% per period (about 12.10% per annum) if, on the relevant valuation date, the worst performing index is at or above its 70% coupon barrier.
If not called and at maturity the worst index is at or above its 70% final barrier, investors receive $1,000 plus any final coupon; otherwise they receive $1,000 plus the index return of the worst performer, which can reduce principal to zero. Citigroup may redeem the notes early at par plus any due coupon on specified dates. Initial index levels are 28,039.21 (Nasdaq‑100), 2,948.035 (Russell 2000) and 7,413.18 (S&P 500). The total offering is $900,000, with an estimated value of $982.20 per security at pricing, below the issue price. The notes are unsecured, subject to Citigroup credit risk, may have limited or no liquidity, and involve complex market and U.S. tax considerations.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing on July 31, 2031, with a stated principal amount of $1,000 per security.
Investors may receive a 2.7125% quarterly contingent coupon (10.85% per annum) on each valuation date only if the worst performing index is at or above 75% of its initial value. The notes are automatically called on specified dates if the worst performer is at or above its initial level, returning $1,000 plus the coupon.
If not called and the worst performer is below 70% of its initial value at final valuation, principal is reduced 1:1 with the index loss, potentially to zero. The notes are unsecured, subject to Citigroup credit risk, may have little or no secondary market, and have an estimated value of $987 per $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, maturing on July 31, 2031. Each security has a $1,000 principal amount and pays a contingent coupon of 0.7333% per month (about 8.80% per year) only if, on the relevant valuation date, the worst performing index is at or above 75% of its initial value. The notes are automatically called on specified dates if the worst index is at or above its initial value, returning $1,000 plus the coupon. If held to maturity and not called, principal is fully repaid only if the worst index is at or above 70% of its initial value; below that, repayment is reduced one-for-one with the index decline, and investors can lose most or all of their investment. The notes are unsecured and unsubordinated, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., with limited expected liquidity and an estimated value of $942.20 per $1,000 at pricing, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable equity-linked notes tied to the worst performer of the Nasdaq-100 Index and the Russell 2000 Index, maturing July 31, 2031. Each security has a $1,000 principal amount and pays a contingent coupon of 0.9542% per period (about 11.45% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier (70% of its initial level). Citigroup may redeem the notes early on specified dates at $1,000 plus any coupon.
If the notes are held to maturity and not redeemed, principal is repaid in full only if the worst-performing index is at or above its final barrier (60% of initial). Otherwise, investors receive $1,000 plus the index return of the worst performer, which can reduce repayment to zero. Investors do not receive dividends or upside participation in either index and face both market risk and Citigroup credit risk. The initial estimated value of each note is $985.50, below the $1,000 issue price.