Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to Tractor Supply Company, in $1,000 denominations, for aggregate proceeds of $2,398,377.22 after underwriting fees. The notes pay a contingent coupon of 1.2542% of principal per period (about 15.05% per annum) only when Tractor Supply’s closing value on the relevant valuation date is at or above the coupon barrier value of $18.762, which is 59% of the $31.80 initial share value.
If, on specified potential autocall dates in 2027, the share price is at or above the initial value, the notes are automatically redeemed at $1,000 plus the coupon, ending future income. If not called, maturity on September 1, 2027 returns full principal only if the final share value is at or above the final barrier of $18.762. Below that level, repayment is $1,000 + ($1,000 × underlying return), so investors face losses down to a complete loss if the stock goes to zero.
The securities are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no liquidity, and carry complex and uncertain U.S. tax treatment. The per-security issue price is $1,000, while the estimated value on the pricing date is $990.90, reflecting embedded costs and hedging-related profit to affiliates.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is issuing callable fixed rate notes due August 20, 2029 with a stated principal amount of $1,000 per note. The notes pay a fixed interest rate of 5.00% per annum on a 30/360 unadjusted basis, with semi-annual interest payments on February 20 and August 20 of each year, starting February 20, 2027. At maturity, holders receive $1,000 per note plus accrued interest, unless the notes are redeemed earlier.
Beginning February 20, 2027, the issuer may, in whole and not in part, redeem the notes on specified quarterly redemption dates at 100% of principal plus accrued interest. The notes will not be listed on any securities exchange, and Citigroup Global Markets Inc. acts as underwriter and may apply a temporary upward pricing adjustment for about three months after issuance. The net proceeds are for general corporate purposes and related hedging, and the notes are treated as fixed rate debt without original issue discount for U.S. federal income tax purposes.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable unsecured debt securities linked to the VanEck® Semiconductor ETF, maturing August 1, 2029. Each security has a $1,000 stated principal amount and pays no interest or dividends.
The note can be automatically redeemed on scheduled valuation dates from July 28, 2027 through April 27, 2029 if the ETF’s closing value is at or above the initial value of $548.55. In that case, holders receive $1,000 plus a fixed premium ranging from 24.60% on the first call date up to 67.65% near maturity. If not called, at maturity investors receive: $1,000 plus a 73.80% premium if the final value is at or above the initial value; $1,000 if the final value is below the initial value but at or above the final barrier of $411.413 (75% of initial); or $1,000 plus $1,000 times the ETF return if the final value is below the barrier, resulting in 1‑for‑1 downside exposure and potential total loss of principal.
The issue price is $1,000, with estimated value of $953.40 based on CGMI models and an underwriting fee of up to $32 per note. The securities are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing on July 31, 2031, at $1,000 stated principal per security.
The notes pay a 0.7708% monthly contingent coupon (about 9.25% per annum) only if on each valuation date the worst-performing index is at or above its coupon barrier (75% of initial). If on any potential autocall date the worst-performing index is at or above its initial level, the notes are automatically redeemed at $1,000 plus the coupon, ending further payments.
If not called and at maturity the worst-performing index is below its final barrier (70% of initial), investors lose 1% of principal for each 1% decline, down to zero recovery in extreme scenarios, with no final coupon. The initial offering totals $4,049,000, with an estimated value of $950.80 per $1,000, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities due July 31, 2031, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Dynamic Participation Index.
The notes pay a 0.625% quarterly contingent coupon (7.50% per annum) only if, on the prior valuation date, the worst-performing index is at or above its coupon barrier of 80.00% of its initial value. Principal is protected only down to a 15.00% buffer; if, at maturity, the worst index is below 85.00% of its initial value, repayment is reduced dollar-for-dollar beyond that buffer and can fall well below the $1,000 principal.
The notes are autocallable quarterly from July 27, 2027: if the worst index is at or above its initial value, investors receive $1,000 plus the coupon, and the note terminates. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and liquidity may be limited. The issue price is $1,000.00 per security versus an initial estimated value of $943.20, reflecting selling, hedging costs and internal funding assumptions.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities due July 31, 2031 linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, in an aggregate stated principal amount of $2,858,000 at $1,000 per security.
The notes pay a contingent coupon of 0.725% per month (8.70% per annum) only if the worst-performing index on each valuation date is at or above its 75% coupon barrier, and may be automatically called from July 27, 2027 if that index is at or above 95% of its initial value. If not called and the worst-performing index ends below 70% of its initial value at maturity, principal is reduced one-for-one with the index loss, down to zero. Investors do not receive dividends, have full downside exposure to the worst index, face limited liquidity, and bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing on July 31, 2031, with a stated principal of $1,000 per security.
The securities pay a 0.6833% monthly contingent coupon (about 8.20% per year) only if, on each valuation date, the worst performing index is at or above its 75% coupon barrier. They may be automatically called from July 2027 onward if the worst performer is at or above 90% of its initial value, returning $1,000 plus the coupon. If not called and, on the final valuation date, the worst performer is below its 70% final barrier, principal is reduced one‑for‑one with the index loss, potentially to zero. Investors forgo dividends, have no upside participation in the indices and are fully exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The offering size is $418,000, with an underwriting fee of $35 per security and an estimated value of $953.20 on the pricing date.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes, Series N as callable contingent coupon equity-linked securities due August 2, 2029. The notes are linked to the worst performer of three ETFs: the SPDR S&P 500 ETF Trust, the Energy Select Sector SPDR ETF and the VanEck Gold Miners ETF.
Investors receive a 2.825% contingent coupon per quarter (11.30% per annum) only if, on each valuation date, the worst performing ETF is at or above 50% of its initial value. Citigroup may redeem the notes early on specified dates at $1,000 plus any coupon. If held to maturity and the worst performer is at or above 50% of its initial value, investors receive $1,000 per note plus any final coupon; otherwise they receive ETF shares (or cash) based on the equity ratio, which may be worth significantly less than $1,000 and no coupon is paid.
The stated principal amount is $1,000 per security, with an issue price of $1,000, an underwriting fee of up to $18.50 and minimum issuer proceeds of $981.50 per security. The issuer expects the estimated value on the pricing date to be at least $906.50, below the issue price. The product carries complex market, sector, correlation, liquidity, credit and tax risks, and is aimed at investors who understand structured notes and can tolerate potential loss of principal.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering fixed rate senior notes due September 3, 2027 under its Medium-Term Senior Notes, Series N program. Each note has a stated principal amount of $1,000 and pays a fixed annual interest rate of 4.30%.
Interest is calculated on a 30/360 unadjusted basis and is payable on February 3, 2027, August 3, 2027 and at maturity. The notes will not be listed on any securities exchange, and Citigroup Global Markets Inc., acting as underwriter and an affiliate of the issuer, will receive an underwriting fee of up to $2.00 per note. Net proceeds will be used for general corporate purposes and related hedging transactions conducted through affiliates.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index, issued at $1,000 per security and maturing on August 17, 2029, unless called earlier.
The notes pay a 2.40% quarterly contingent coupon (9.60% per annum) only if, on each valuation date, the worst performing index is at or above its coupon barrier, set at 70.00% of its initial value. Principal repayment at maturity is fully protected only if the worst performing index is at or above its final barrier (also 70.00% of initial); otherwise, repayment is reduced 1% for each 1% decline in that index, down to zero.
The securities are subject to automatic early redemption on specified dates if the worst performing index is at or above its initial value, in which case investors receive $1,000 plus the contingent coupon. The notes carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market, include complex U.S. tax and potential withholding consequences, and have an estimated value on the pricing date expected to be at least $942.50 per security, below the issue price.