Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.
Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.
Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.
Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.
Citigroup Global Markets Holdings Inc. has filed a Preliminary Pricing Supplement (Form 424B2) for Callable Contingent Coupon Equity-Linked Securities maturing on 6 July 2029. The $1,000-denominated senior unsecured notes, fully and unconditionally guaranteed by Citigroup Inc., are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices.
Key structural terms
- Contingent Coupon: at least 0.8458% per month (≥ 10.15% p.a.) paid only if, on the relevant valuation date, the worst performing index closes ≥ 70% of its initial level (the “coupon barrier”).
- Principal at Risk: at maturity investors receive $1,000 only if the worst performer remains ≥ 70% of its initial level; otherwise redemption equals $1,000 plus performance of that index, exposing holders to losses up to 100% of principal.
- Issuer Call: Citigroup may redeem the notes in whole on any of the 43 specified quarterly “potential redemption dates” (first possible call 30 Sep 2025) at $1,000 plus accrued coupon.
- Credit Exposure: payments rely on Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the notes are not FDIC-insured and will not be exchange-listed.
- Estimated Value: at least $934.00 per note on the pricing date, below the $1,000 issue price; CGMI will receive up to $7.50 underwriting fee per note.
The structure offers a high potential yield relative to conventional Citigroup debt but carries elevated market, reinvestment (call), and credit risks, as well as limited liquidity.
Citigroup Global Markets Holdings has filed a prospectus supplement for Barrier Securities linked to the S&P 500® Index, due July 6, 2029. These structured notes offer modified exposure to S&P 500 performance with the following key features:
- Principal Amount: $1,000 per security
- Upside Participation Rate: 110% with maximum return capped at 55.75%
- Downside Protection: Principal protected unless S&P 500 falls below 85% of initial value
- No periodic interest payments
Key risks include potential loss of principal if the index falls below barrier level, capped upside potential, no dividend participation, and credit risk of Citigroup. The estimated value at pricing ($900.00) is less than issue price, with $27.50 underwriting fee per security. Securities will not be listed on any exchange, potentially limiting liquidity.
Citigroup Global Markets Holdings has announced new Barrier Securities linked to the S&P 500® Index due August 14, 2026. These structured notes offer modified exposure to S&P 500 performance with the following key features:
- Principal Amount: $1,000 per security
- Upside Participation Rate: 200% with maximum return capped at 11.25%
- Downside Protection: Principal protected unless S&P 500 falls below 85% of initial value
- Key Dates: Prices June 30, 2025; Issues July 3, 2025; Matures August 14, 2026
Notable risks include potential loss of principal if the index falls below the barrier level, no interest payments, and no dividend benefits. The securities' estimated value at pricing will be at least $947.50 per security, below the issue price. Citigroup Global Markets Inc. will receive an underwriting fee of up to $20.00 per security. These notes are not bank deposits and lack FDIC insurance protection.
Citigroup Global Markets Holdings has issued $6 million in Autocallable Phoenix Securities linked to the SPDR S&P 500 ETF Trust (SPY), due June 24, 2026. These structured notes offer potential contingent coupon payments at a 1.025% rate per payment period.
Key features include:
- Contingent coupon payments if SPY closes at or above 90% of initial price ($537.777)
- Automatic early redemption if SPY closes at or above initial price ($597.53) on any interim valuation date
- 10% downside buffer at maturity
- If SPY falls below buffer at maturity, investors lose more than 1% for each 1% decline beyond buffer
The securities are priced at $1,000 per unit with an estimated value of $996.70. Risk factors include potential loss of principal, no direct participation in SPY upside, credit risk of Citigroup, and limited liquidity. The securities are not bank deposits and not FDIC insured.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Apple Inc., due July 23, 2026. Key features include:
- Principal amount of $1,000 per security with total offering of $2,761,000
- Potential contingent coupon payments at 10.60% per annum if Apple's stock price stays above barrier value of $149.401 (76% of initial value)
- Automatic early redemption if Apple's stock closes at or above initial value of $196.58 on any autocall date
- Risk of principal loss if final stock price falls below barrier value, with investors receiving shares or cash value worth significantly less than principal
The securities' estimated value of $971.50 is below the issue price, with CGMI receiving an underwriting fee of up to $21.50 per security. These complex securities involve significant risks including potential loss of principal and are not FDIC insured.
Citigroup Global Markets Holdings is offering Market-Linked Securities tied to the SPDR Gold Trust (GLD), due July 2026. Key features include:
- Principal amount: $1,000 per security
- Upside participation rate: 100% of GLD's appreciation
- Maximum return: 12.95% ($129.50 per security)
- Downside protection: Limited losses to maximum of 5% of principal
- Initial share price: $310.13
The securities do not pay interest and don't guarantee full principal repayment. Returns depend on GLD's performance from initial to final valuation date. Investors must forgo dividends and accept limited liquidity. All payments are subject to Citigroup's credit risk. The estimated value at pricing ($932.50) is less than the issue price, with CGMI receiving a $10.00 underwriting fee per security.