Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the SPDR® S&P® Regional Banking ETF, maturing on July 31, 2029, under its Series N medium-term note program.
Each security has a $1,000 principal amount and pays a contingent coupon of at least 0.8167% per month (about 9.80% per annum) only if, on the relevant valuation date, the worst performing underlying is at or above its coupon barrier, set at 70% of its initial value. If a coupon is missed and a later valuation date is at or above the barrier, unpaid coupons are then paid in arrears.
If on any potential autocall date the worst performer is at or above its initial value, the notes are automatically redeemed for $1,000 plus the applicable coupon and any unpaid coupons, which can shorten the investment horizon. If held to maturity and not called, investors receive $1,000 only if the worst performer finishes at or above its final barrier of 60% of initial; otherwise, repayment is reduced one-for-one with the underlying loss, potentially to zero. The issue price is $1,000 with up to $30 underwriting fee and minimum proceeds to the issuer of $970 per security; the estimated value on the pricing date is expected to be at least $906.50. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and the notes are expected to have limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes, Series N in the form of callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Russell 2000® Index and S&P 500® Index, maturing on August 2, 2029.
Each security has a $1,000 stated principal amount and pays a contingent coupon on scheduled dates only if the worst performing index on the prior valuation date is at or above its coupon barrier, set at 65.00% of its initial value for each index. The minimum contingent coupon is 0.9042% of principal per period, equivalent to at least 10.85% per annum, and the issuer may call the notes for $1,000 plus the coupon on specified potential redemption dates.
If not redeemed early, at maturity investors receive $1,000 per security if the worst performing index is at or above its final barrier (65% of its initial value). Otherwise, repayment is reduced one-for-one with the decline in that index, with no minimum payment, so the investment could result in a total loss of principal and no coupons. The estimated value on the pricing date is expected to be at least $945.00 per security, below the issue price, reflecting selling, structuring and hedging costs. Payments are unsecured and subject to the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on August 10, 2029, with a stated principal amount of $1,000 per security.
The notes pay a contingent coupon of at least 0.9833% per month (about 11.80% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier, set at 75% of its initial value. The same 75% level is the final barrier for principal protection; if at maturity the worst-performing index is below this level, repayment is reduced one-for-one with the index decline, down to zero.
The securities are automatically callable on specified dates from August 9, 2027 onward if the worst-performing index is at or above its initial value, returning $1,000 plus the applicable coupon. The estimated value on the pricing date is expected to be at least $931.50 per $1,000 note, below the issue price, reflecting underwriting fees, hedging costs and Citigroup’s internal funding rate. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and secondary market liquidity may be limited.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering medium-term senior notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing August 5, 2030. Each security has a $1,000 stated principal amount and may be called in whole on specified potential redemption dates at $1,000 plus any due coupon.
The notes pay a contingent coupon of at least 1.0083% per period (about 12.10% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level. Principal is protected only if, on the final valuation date, the worst-performing index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with that index’s decline, potentially to $0. An estimated value of at least $938.50 per $1,000 security is lower than the issue price, reflecting selling, structuring and hedging costs. Investors face equity-index, correlation, issuer and guarantor credit risk, limited liquidity, complex U.S. tax treatment and no dividend or upside participation in the indices.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable barrier securities linked to the S&P 500® Equal Weight Index with a stated principal of $1,000 per security, priced on July 23, 2026 and maturing July 28, 2031.
The notes may be automatically redeemed on July 30, 2027 if the index closes at or above the initial value of 8,585.81, paying $1,097 per security (principal plus a 9.70% premium). If held to maturity, investors receive upside at a 150.00% participation rate when the final index value exceeds the initial value, full principal repayment if the final value is between the initial value and the final barrier value of 6,868.648 (80% of initial), and 1‑for‑1 downside exposure below the barrier.
Total issuance is $1,400,000 (1,400 securities) at $1,000 each, with per‑security proceeds to the issuer of $978.00 after up to a $22.00 underwriting fee. The estimated value is $964.60 per security, based on CGMI’s proprietary models and internal funding rate. The securities pay no dividends and carry credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured, autocallable medium-term senior notes linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due August 12, 2031. Each security has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed on scheduled annual valuation dates from 2027 to 2030 if the worst-performing index is at or above its initial level, returning $1,000 plus a fixed premium that steps up from 9.70% to 38.80%. If held to maturity and not called, investors receive $1,000 plus a 48.50% premium if the worst-performing index finishes at or above its initial level, $1,000 if it is below the initial level but at or above 60.00% of that level, and otherwise a loss matching the full negative return of the worst-performing index, down to a zero payment.
The structure exposes investors to equity-market downside, no dividends, limited liquidity and the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000, with an estimated value of at least $900, reflecting selling, structuring and hedging costs and an internal funding rate. U.S. tax treatment is expected, but not certain, to follow a prepaid forward contract analysis.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured senior Equity Index Basket‑Linked Notes with a stated principal of $1,000 per note. The notes pay no interest and repay no fixed principal; repayment at maturity (expected 17–20 months after trade date) depends on an unequally weighted equity basket: EURO STOXX 50® 40%, TOPIX® 25%, FTSE® 100 17%, Swiss Market Index® 11%, and S&P/ASX 200® 7%, with an initial basket level of 100.00.
At maturity, investors receive $1,000 plus 200% of any positive basket return, subject to a cap level expected between 113.89% and 116.30% of the initial basket level, producing a maximum settlement amount between $1,277.80 and $1,326.00 per $1,000. Any decline in the basket results in a 1:1 loss of principal with no downside protection, and investors may lose their entire investment. The notes are not listed and may have limited or no liquidity. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the issuer and its affiliates may hedge and trade in related instruments in ways that affect basket levels. The issuer expects the initial estimated value, based on internal funding rates and proprietary models, to be lower than the issue price. U.S. tax treatment is uncertain but is expected to follow a prepaid forward contract approach, and Section 871(m) considerations apply to non‑U.S. holders.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to Space Exploration Technologies Corp. Each security has a $1,000 stated principal amount and is scheduled to mature on January 27, 2028, unless automatically redeemed earlier.
Investors may receive a contingent coupon of 6.9875% of principal per quarter (27.95% per annum) on each valuation date only if the SpaceX share closing value is at or above the coupon barrier of $65.032. Missed coupons can be paid later if the barrier is subsequently met, but may be lost entirely if it is not met again before maturity.
If the notes are not called and the final value is at or above the final barrier of $65.032, investors receive $1,000 per security (plus any applicable coupon). If the final value is below the barrier, investors receive a fixed number of SpaceX shares (or cash equivalent) based on an equity ratio of 8.45737, which may be worth significantly less than principal, including a total loss. The notes are issued at $1,000 with an estimated value of $968.20 and include an underwriting fee of $15 per security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior notes called Autocallable Phoenix Securities linked to the Invesco QQQ Trust, Series 1. Each security has a $1,000 stated principal amount and pays a monthly contingent coupon of 1.2834% of principal when conditions are met.
Coupons are paid only if the relevant QQQ price is at or above the coupon barrier price of $581.596, equal to 85.00% of the initial share price of $684.23. If prices recover after missed coupons, unpaid coupons can be paid later. The notes may be automatically redeemed early if QQQ is at or above the initial share price on an interim valuation date, returning $1,000 plus the applicable coupon. At maturity, if not redeemed and QQQ is below the final barrier price of $581.596, repayment of principal is reduced using a 15.00% buffer and a buffer rate of approximately 117.647%, and investors may lose all or a substantial portion of their principal and any unpaid coupons. The estimated value on the pricing date is expected to be at least $947.00 per security, less than the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the iShares MSCI Emerging Markets ETF (EEM), issued in $1,000 denominations. The notes are scheduled to price on July 29, 2026, be issued on August 3, 2026, and, unless called earlier, mature on August 1, 2030.
Investors may receive a contingent coupon of 4.20% of principal per quarter (equivalent to 16.80% per annum) on each payment date, but only if the ETF’s closing value on the prior valuation date is at least the coupon barrier, set at 75% of the initial value. Principal is protected only if, at final valuation, the ETF is at or above the final barrier of 65% of the initial value; otherwise, repayment is reduced one‑for‑one with the ETF’s loss and can drop to zero.
The notes may be automatically redeemed early on specified autocall dates if EEM closes at or above its initial value, returning $1,000 plus the applicable coupon, which can shorten income streams. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. Citigroup expects the estimated value on the pricing date to be at least $943.50 per $1,000 note, below the issue price, reflecting selling, structuring and hedging costs and the use of its internal funding rate. The product embeds exposure to emerging‑markets equities and currency movements and may have limited secondary market liquidity.