Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
CITIGROUP INC (symbol: C) is the issuer of record for a Form 424B2 filing submitted to the SEC.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is issuing unsecured autocallable barrier securities linked to the Russell 2000® Index, maturing on August 21, 2031. Each security has a $1,000 stated principal amount, with total issuance of $1,175,000, and pays no interest.
The notes may be automatically redeemed on annual valuation dates from 2027–2030 if the index closing value is at least the initial value of 3,017.887, delivering $1,000 plus fixed premiums of 10%, 20%, 30% or 40%, respectively. If held to maturity and not called, payment depends on the final index level: if at or above the initial level, investors receive $1,000 plus the greater of a 25% premium or 100% participation in index appreciation; if below the initial level but at or above the final barrier value of 2,263.415 (75% of initial), they receive $1,000; if below the barrier, principal is exposed 1:1 to the negative index return and can be reduced to zero.
The issue price is $1,000 per security, including up to $23.50 in underwriting fees; the issuer’s proceeds are at least $976.50 per security. The initial estimated value is $967.70, below the issue price, reflecting structuring and hedging costs and the issuer’s internal funding rate. The securities are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, volatility in the Russell 2000® Index, small-cap equity risk, and uncertain U.S. tax treatment, which counsel currently characterizes as a prepaid forward contract.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering autocallable unsecured notes linked to the worst performer among the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on August 21, 2031. The notes have a $1,000 stated principal amount and an aggregate offering of $3,113,000, pay no interest and are fully and unconditionally guaranteed by Citigroup Inc.
The notes may be automatically redeemed on scheduled valuation dates from August 2027 onward if the worst-performing index is at or above its initial level, paying $1,000 plus a fixed premium that steps up from 11.75% to 58.75% of principal. If held to maturity, investors receive (i) $1,000 plus the final premium if the worst-performing index is at or above its initial level, (ii) $1,000 if it is below initial but at or above its 60% barrier, or (iii) $1,000 plus the index return, giving 1:1 downside below the barrier, potentially to zero.
The initial index levels are 53,343.40 (Dow), 3,017.887 (Russell 2000) and 7,691.76 (S&P 500), with barriers set at 60% of each. The estimated value is $983 per note, below the $1,000 issue price, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. Investors face credit risk to Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividends or voting rights on the indices, potential illiquidity with CGMI as the likely sole market-maker, and complex U.S. tax treatment generally intended as a prepaid forward contract.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering autocallable contingent coupon equity-linked securities with a stated principal amount of $1,000 per security and total issuance of $548,000, fully and unconditionally guaranteed by Citigroup Inc. The notes are linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, mature on August 21, 2031, and may be automatically called from February 18, 2027 onward if the worst performer is at or above its initial value.
Investors can receive quarterly contingent coupons of 1.8875% of principal (annualized 7.55%) only when the worst performing index on the relevant valuation date is at or above its coupon barrier of 75% of its initial level. Principal is fully repaid at maturity only if the worst performer on the final valuation date is at or above its final barrier of 70% of its initial level; otherwise, repayment is reduced one-for-one with the index decline, down to zero. The estimated value is $943.20 per security versus a $1,000 issue price, reflecting structuring and hedging costs. The notes carry Citigroup credit risk, can have limited or no secondary market, and have complex tax and index-linked risks, including potential loss of all invested principal and all coupons.
Citigroup Inc. (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, autocallable medium-term senior notes linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, with a stated principal amount of $1,000 per security and maturity on August 29, 2034 unless redeemed earlier.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the index closing value is at or above its initial value, returning $1,000 plus a fixed premium that starts at 20.35% of principal in August 2027 and rises to 162.80% at final maturity. If not called and the final index value is at or above a 50% final barrier, holders receive principal plus the final premium; if below the barrier, repayment is reduced 1-for-1 with the index loss, down to possible full loss of principal. The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex tax treatment, and the high risk of the decrement index, which has a 40% volatility target, leverage up to 500%, and a 6% per annum decrement that can significantly drag performance.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering Medium-Term Senior Notes, Series N as Autocallable Contingent Coupon Equity Linked Securities linked to the worst of the Nasdaq-100 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF. Each security has a $1,000 stated principal amount.
The notes pay a monthly contingent coupon of 0.9583% of principal (about 11.50% per annum) only if, on the prior valuation date, the worst performing underlying is at or above its coupon barrier of 70% of its initial value. If on any potential autocall date the worst underlying is at or above its initial value, the notes are automatically redeemed for $1,000 plus the coupon.
At maturity in August 2029, if not called and the worst underlying is at or above its 60% final barrier, investors receive $1,000 per note (and any final coupon); otherwise they receive $1,000 plus the worst underlying’s return, down to zero. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and are fully and unconditionally guaranteed by Citigroup Inc. An underwriting fee of up to $7.50 per security applies, with per-security proceeds to the issuer of $992.50 and an estimated value on the pricing date of at least $926.00.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured Medium-Term Senior Notes, Series N, in the form of callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount, a maturity of August 29, 2029, and pays a contingent coupon of 1.0208% per period (about 12.25% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value. The same 70% level applies as the final barrier for principal protection at maturity.
Citigroup may redeem the notes early on specified potential redemption dates at $1,000 plus any due coupon. If held to maturity and the worst performing index finishes below its final barrier, investors lose 1% of principal for each 1% decline in that index, potentially losing the entire investment. The estimated value on the pricing date is expected to be at least $942.50 per security, below the $1,000 issue price, reflecting structuring, hedging costs and the issuer’s internal funding rate. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
CITIGROUP INC (through issuer Citigroup Global Markets Holdings Inc.) is offering Autocallable Contingent Coupon Equity Linked Securities, unsecured senior notes due August 29, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount and pays a contingent coupon of 1.0083% per month (about 12.10% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value. The same 70% level is the final barrier for principal protection.
Starting with the February 24, 2027 valuation date and on specified subsequent dates, the notes are automatically redeemed if the worst performing index is at or above its initial value, paying $1,000 plus the coupon. If not called, the maturity payment equals $1,000 if the worst performer finishes at or above its barrier, or $1,000 plus its index return (which can be highly negative) if below, with no minimum; investors can lose their entire principal and may receive no coupons.
The issue price is $1,000 per security, including an underwriting fee of up to $1.00, for minimum issuer proceeds of $999.00 per security. Citigroup Global Markets Inc. estimates the value on the pricing date will be at least $944.00 per security, below the issue price, reflecting selling, structuring and hedging costs and use of an internal funding rate. The notes are subject to the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex U.S. tax treatment and multiple detailed structural risks.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured Medium-Term Senior Notes, Series N, in the form of Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount and is scheduled to mature on August 30, 2029, with quarterly observation dates and issuer call dates after November 2026. Investors may receive a contingent coupon of at least 0.8333% per period (approximately 10.00% per year) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 60.00% of its initial value. If the notes are not redeemed and the worst performing index ends below its final barrier (also 60.00% of initial), principal is reduced 1% for each 1% decline in that index, potentially to zero. The issue price is $1,000 per security, with an estimated value of at least $937.50, an underwriting fee of up to $4.50 and proceeds to the issuer of $995.50 per security, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering medium-term senior unsecured notes titled Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount and pays a contingent coupon of at least 0.7792% per observation period (about 9.35% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value. If on any potential autocall date the worst-performing index is at or above its initial value, the notes are automatically redeemed for $1,000 plus that period’s coupon. At maturity on August 30, 2029, if not called, investors receive $1,000 per note only if the worst-performing index is at or above 60% of its initial value; otherwise repayment is reduced one-for-one with the index loss, down to zero.
The issue price is $1,000 per security, including an underwriting fee of up to $5, leaving proceeds to the issuer of $995 per security, and the issuer currently expects the estimated value on the pricing date to be at least $940. The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., feature limited liquidity with any secondary market made at CGMI’s discretion, and involve complex risks, including the possibility of receiving no coupons and losing a significant portion or all of the principal.