Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked senior notes linked to the worst performing of the Nasdaq-100 Index® and the Russell 2000® Index, maturing on July 31, 2031, with a stated principal amount of $1,000 per security.
Investors may receive a contingent coupon of at least 0.9542% per period (approximately at least 11.45% per annum) on each observation date only if the worst performing index is at or above 70% of its initial value. At maturity, if the notes have not been called and the worst performing index is at or above 60% of its initial value, principal is repaid; otherwise, repayment is reduced 1-for-1 with the negative index return, potentially to zero.
The issuer may redeem the notes in whole on specified dates for $1,000 plus any due coupon, capping future income. Per note economics include an issue price of $1,000, underwriting fee of up to $3, and proceeds to issuer of $997, with an estimated value on the pricing date expected to be at least $935. The notes carry credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., feature limited or no secondary market liquidity, and embed complex market and tax risks.
Citigroup Inc. is offering Callable Fixed to Float Range Accrual Notes linked to the 10-year constant maturity Treasury (CMT) rate, with a stated principal of $1,000 per note and maturity on July 20, 2046, unless earlier redeemed.
For the first two years, the notes pay a fixed coupon of 10.00% per annum, with quarterly payments. Thereafter, the coupon becomes variable, up to a 10.00% contingent rate, and accrues only on days when the 10-year CMT rate is between 0.00% and 5.00%, using a 30/360 day-count convention.
Citigroup may redeem the notes in whole on any interest payment date on or after July 20, 2027 at 100% of principal plus the applicable coupon. The notes are senior unsecured TLAC-eligible debt, not listed on any exchange, and are treated as contingent payment debt instruments for U.S. federal income tax purposes, using a comparable yield of 6.523% compounded quarterly.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior autocallable securities linked to the worst performing of the Russell 2000 Index and the S&P 500 Index, each with a stated principal amount of $1,000.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates from January 20, 2027 through July 20, 2029 if the worst performing index is at or above its applicable premium threshold level, providing fixed premiums that step from 5.00% up to 30.00% of principal.
If not called, at maturity investors receive principal plus the final premium if the worst index is at or above its premium threshold, principal only if it is between the 70.00% final barrier and the threshold, or principal reduced 1-for-1 with the index loss below the barrier, potentially to zero. The estimated value on the pricing date is expected to be at least $922.50 per note versus a $1,000 issue price. Returns depend on index performance and the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked senior notes due August 5, 2031, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 stated principal amount and pays a contingent coupon of 0.9083% of principal per period (about 10.90% per annum) only if, on the related valuation date, the worst performing index closes at or above its coupon barrier, set at 70% of its initial value. The notes may be redeemed early at the issuer’s option on specified dates at par plus any due coupon.
If held to maturity and not redeemed, investors receive $1,000 per note only if the worst performing index on the final valuation date is at or above its final barrier, set at 60% of its initial value; otherwise repayment is reduced one-for-one with the index’s decline, potentially to zero, and no final coupon is paid when the worst performer is below its coupon barrier. The notes do not provide dividends or upside participation in the indices and are exposed to the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc. The expected estimated value on the pricing date is at least $930 per $1,000 note, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a stated principal amount of $1,000 per security and maturity on June 29, 2028.
The notes pay a contingent coupon of 1.0142% per period (about 12.17% per annum) only if, on each valuation date, the worst performing index is at or above 70% of its initial value; otherwise no coupon is paid. At maturity, if not previously called and the worst-performing index is below its 70% final barrier, investors receive $1,000 plus $1,000 times that index’s return, which can reduce repayment to zero.
The issuer may redeem the notes in whole on specified dates at $1,000 plus any due coupon. The estimated value on the pricing date is expected to be at least $933.50 per security, below the issue price, reflecting structuring, hedging costs and the issuer’s internal funding rate. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities due July 28, 2031, tied to the worst performing of the Russell 2000® Index, the S&P 500® Index and the VanEck® Gold Miners ETF. Each security has a $1,000 stated principal amount and pays a 1.00% quarterly contingent coupon (12.00% per annum) only if, on the relevant valuation date, the worst performing underlying is at or above 60% of its initial value. The issuer may redeem the notes in whole on specified dates at $1,000 plus any due coupon. At maturity, if not redeemed and the worst underlying is at or above 50% of its initial value, investors receive $1,000; otherwise repayment is reduced 1:1 with the decline in that underlying, down to zero. The securities do not provide dividend exposure, have full downside risk to the worst underlying, are subject to limited liquidity and depend entirely on the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issuer expects the pricing-date estimated value to be at least $899.50 per security, below the $1,000 issue price due to selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured senior Equity Index Basket-Linked Notes with a stated principal amount of $1,000 per note and a term expected to be 15–17 months. The notes pay no interest and do not guarantee repayment of principal.
Returns depend on an unequally weighted basket set at an initial level of 100.00, consisting of the EURO STOXX 50 (40%), TOPIX (25%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (7%). At maturity, investors receive $1,000 plus 300% of any positive basket return, subject to a cap level expected between 107.57% and 108.90% of the initial basket level, producing a maximum settlement amount between $1,227.10 and $1,267.00.
If the final basket level is below 100.00, repayment is reduced 1% for each 1% decline, with no minimum payment; investors can lose their entire investment. The notes are not listed, may have limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities with a $1,000 stated principal amount per security, due July 20, 2029. The notes are linked to the worst performing of the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index, with coupon and principal outcomes determined solely by that worst performer.
The notes pay a contingent coupon of at least 0.9917% per period (about 11.90% per annum), but only if on the relevant valuation date the worst performing index is at or above its coupon barrier, set at 70% of its initial value. If not, no coupon is paid. At maturity, if not previously called and the worst index is at or above its final barrier (also 70%), investors receive $1,000 plus any final coupon; otherwise repayment is $1,000 plus $1,000 × index return, exposing investors to losses up to their entire investment. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., there may be little or no secondary market, and the estimated value on the pricing date is expected to be at least $931 per security, below the $1,000 issue price due to selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing unsecured senior Buffered Digital Notes linked to the EURO STOXX 50® Index. Each note has a $1,000 stated principal amount, pays no interest and does not guarantee return of principal.
At maturity, if the index’s final level is at least 85.00% of the initial level, investors receive a fixed cash payment, the threshold settlement amount, expected to be between $1,101.20 and $1,119.00 per $1,000 note, a contingent return of 10.12%–11.90%. If the index falls by more than the 15.00% threshold amount, repayment is reduced so that investors lose about 1.1765% of principal for every 1% decline beyond 15%, with the potential to lose their entire investment.
The notes will not be listed and may have limited or no liquidity. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The structure involves an issuer-favorable internal funding rate and hedging by Citigroup affiliates, which may create conflicts of interest and contribute to secondary market values below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities with a stated principal amount of $1,000 per security, linked to the worst performing of the iShares Russell 2000 ETF, the Nasdaq-100 Index and the S&P 500 Index.
The notes pay a contingent coupon of 2.25% per quarter (9.00% per annum) only if, on each valuation date, the worst performing underlying is at or above its coupon barrier, set at 60.00% of its initial value. At maturity, if not previously redeemed and the worst performer is at or above its final barrier (also 60.00%), investors receive $1,000; otherwise, principal is reduced 1:1 with the worst performer’s decline, potentially to zero.
The issuer may call the notes in whole on specified redemption dates at $1,000 plus any due coupon, limiting future income. Issue price is $1,000, with an underwriting fee of $18.50 and proceeds to the issuer of $981.50 per security; the estimated initial value is expected to be at least $923.50, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.