Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000 autocallable securities due July 18, 2031 linked to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER. The initial underlying value is 555.3365 and the final premium threshold value is 333.202, equal to 60% of the initial value.
On each scheduled valuation date from July 2027 to July 2031, if the index is at or above the applicable premium threshold, the notes are automatically redeemed for $1,000 plus a growing premium that reaches 83.75% of principal on the final valuation date. If held to maturity without early redemption, investors receive $1,000 plus the final premium if the index is at or above the final premium threshold; otherwise, they receive $1,000 plus the underlying return, giving 1‑for‑1 downside exposure below 60% of the initial index level and potentially returning far less than principal, even zero.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes, Series N in the form of Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing July 27, 2029.
Each $1,000 security may pay a contingent coupon of at least 0.9458% per period (about 11.35% per year) only if on the relevant valuation date the worst-performing index is at or above its coupon barrier, set at 65.00% of its initial value. If the notes are not redeemed and on the final valuation date the worst-performing index is at or above its 65.00% final barrier, investors receive $1,000 plus any final coupon; if it is below, repayment is reduced 1-for-1 with the index loss, down to zero.
The issuer may call the notes in whole on specified dates at $1,000 plus any coupon, capping future income. The issue price is $1,000, including up to $7.50 underwriting fee and at least $936.50 estimated value per note. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, limited or no liquidity, multiple-index and small-cap exposure, complex tax treatment and possible 30% withholding on coupons for certain non-U.S. holders.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities maturing July 19, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a 0.95% quarterly contingent coupon (11.40% per annum) only if, on each valuation date, the worst performing index is at or above its coupon barrier, set at 65% of its initial value.
If on any potential autocall date the worst performing index is at or above its initial value, the notes are automatically redeemed at $1,000 plus coupon, which can shorten the income stream. If held to maturity and not called, investors receive $1,000 only if the worst-performing index on the final valuation date is at or above its final barrier (also 65% of initial). Otherwise, repayment is $1,000 plus $1,000 × index return of the worst performer, exposing principal to losses down to zero.
The stated principal amount is $1,000 per note, issue price $1,000, underwriting fee $5, and issuer proceeds $995 per note, with a total offering size of $4,388,000. The estimated value on the pricing date is $993.60 per security, below the issue price, reflecting selling, structuring and hedging costs. Payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing June 21, 2028, with a stated principal of $1,000 per security.
The notes pay a 0.975% contingent coupon per month (11.70% per annum) only if, on each valuation date, the worst-performing index is at or above its 70% coupon barrier. From January 15, 2027 onward, the notes are subject to automatic early redemption if the worst-performing index is at or above its initial level, returning $1,000 plus any due coupon.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its 70% final barrier; otherwise, repayment is reduced one-for-one with the index loss, down to zero. The security offers no upside participation or dividends, has limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value at pricing is $987.30 per security, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Barrier Securities linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, each with a $1,000 stated principal amount and total issuance of $1,714,000.
The notes pay no interest and do not guarantee principal. They can be automatically redeemed on July 16, 2027 or July 17, 2028 if the worst-performing index on that valuation date is at or above its initial value, paying $1,000 plus a premium of 16.10% or 32.20%, respectively. If not redeemed, at July 19, 2029 maturity investors receive: upside participation of 150% of any gain in the worst-performing index; full principal back if that index is at or below its initial level but at or above 70% of its initial level (the final barrier); or a 1‑for‑1 loss if it finishes below the barrier, potentially losing the entire investment.
The initial index levels are 29,502.60 for the Nasdaq‑100, 2,976.259 for the Russell 2000 and 7,572.40 for the S&P 500. The issue price is $1,000 per note, including up to $29.50 in underwriting fees, versus an estimated value of $963.40. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, equity market and correlation risk, limited liquidity, loss of dividends, and complex U.S. tax treatment.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index® and the Russell 2000® Index, maturing on July 19, 2029, in an aggregate amount of $5,166,000.
The notes pay a 10.55% per annum contingent coupon (2.6375% per quarter) only if, on each valuation date, the worst-performing index is at least 70% of its initial value; otherwise no coupon is paid. Starting January 15, 2027, the notes are automatically called if on a potential autocall date the worst-performing index is at or above its initial value, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its 70% final barrier. Below that level, principal is reduced one-for-one with the index loss, down to zero. The issue price is $1,000 per note, with an estimated value of $976, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity‑linked securities due June 21, 2028, linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. Each $1,000 security pays a 0.7917% monthly contingent coupon (about 9.50% per annum) only if, on the relevant valuation date, the worst performing index is at or above 70% of its initial level. Citigroup may redeem the notes in whole on specified dates by paying $1,000 plus any due coupon.
At maturity, if not earlier redeemed, investors receive $1,000 per security if the worst performer is at or above 65% of its initial level; otherwise they receive $1,000 plus the index return of the worst performer, exposing principal to 1:1 downside with no minimum payment. Investors do not participate in any index upside or receive dividends, face credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may experience limited or no liquidity. The issue price is $1,000 per security versus an estimated value of $973.20, reflecting selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $1,000 Medium-Term Senior Notes, Series N, structured as callable contingent coupon equity-linked securities maturing on July 24, 2031. The notes pay a quarterly contingent coupon of at least 2.9375% of principal (at least 11.75% per annum) only if, on each valuation date, the worst performing of the EURO STOXX 50® Index, Nasdaq-100 Index® and Russell 2000® Index is at or above its coupon barrier set at 65% of its initial level.
If not called on specified potential redemption dates, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its 65% final barrier; otherwise repayment is reduced one-for-one with that index’s loss, potentially to $0. The issuer may redeem the notes early at par plus any due coupon. The issue price is $1,000, including a $4.50 underwriting fee, for proceeds to the issuer of $995.50 per note. Citigroup estimates the initial value at at least $928 per note, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Autocallable Contingent Coupon Equity Linked Securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing July 19, 2029.
The notes pay a 2.28% contingent coupon per quarter (9.12% p.a.) only if, on each valuation date, the worst-performing index is at or above its coupon barrier (65% of its initial value). The notes can be automatically called from January 2027 onward if the worst-performing index is at or above its initial level, returning $1,000 plus coupon. If not called and the worst performer ends below its 65% final barrier, principal is reduced 1:1 with the index loss, potentially to zero. The issue price is $1,000, while the estimated value is $970, and secondary market liquidity and U.S. tax treatment are both described as uncertain. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing on July 19, 2029, at $1,000 per security.
Investors may receive a quarterly contingent coupon of 1.0625% of principal (annualized 12.75%) only if, on each valuation date, the worst performing index is at or above 70% of its initial value. If the notes are not called and, on the final valuation date, the worst performer is below its 70% final barrier, principal is reduced 1% for each 1% decline, down to zero. Citigroup may redeem the notes in whole on specified dates at $1,000 plus any due coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no liquidity. The initial estimated value is $987.80 per $1,000, below issue price.