Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity‑linked securities due July 19, 2029 tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index.
Each $1,000 security pays a 0.96% monthly contingent coupon (11.52% per annum) only if, on the relevant valuation date, the worst performing index closes at or above 70% of its initial value. If it finishes below this coupon barrier on a valuation date, no coupon is paid for that period.
Unless earlier called at $1,000 plus any due coupon, the maturity payment depends on the worst index on the final valuation date: if at or above 70% of initial, investors receive $1,000; if below, they receive $1,000 plus $1,000 times that index’s return, exposing principal one‑for‑one to downside and potentially to a zero recovery.
The notes are unsecured obligations subject to the credit risk of both issuers, may have limited liquidity, and had an initial estimated value of $981.50 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities maturing April 20, 2027, linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. Each security has a $1,000 stated principal amount.
The notes pay a 0.8125% contingent coupon per month (annualized 9.75%, about 7.312% over the term) only if, on the relevant valuation date, the worst-performing index is at or above 80% of its initial level. If it is below that barrier, no coupon is paid for that period. Automatic early redemption can occur on specified dates starting October 15, 2026 if the worst-performing index is at or above its initial level, returning $1,000 plus the coupon, which can cut off future income.
If not called, at maturity investors receive $1,000 per security only if the worst performer is at or above 70% of its initial value; otherwise, principal is reduced one-for-one with the index decline, potentially to zero, and no final coupon is paid. The indices’ starting levels are 29,502.60 for the Nasdaq‑100, 2,976.259 for the Russell 2000 and 7,572.40 for the S&P 500, with 80% coupon barriers and 70% final barriers set from those levels.
The issue price is $1,000 per security, including up to $16 underwriting fees, for total proceeds of $4.44 million to the issuer on a $4.51 million offering. The initial estimated value is $982.40 per security, below the issue price, reflecting structuring, hedging costs and the issuer’s internal funding rate. Key risks include potential loss of all principal, non-receipt of any coupons, sensitivity to the worst-performing index, limited liquidity, and credit risk of both the issuer and guarantor.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities maturing on July 19, 2029, linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. Each security has a $1,000 stated principal amount and pays a contingent coupon of 0.8208% per month (about 9.85% per year) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial level. Citigroup may redeem the notes early on specified dates at par plus any due coupon.
If the notes are not redeemed and, on the final valuation date, the worst performing index is at or above its final barrier (also 70% of its initial level), investors receive $1,000 per note plus any final coupon. If it is below the final barrier, repayment is $1,000 plus the index return of the worst performer, leading to losses of 1% of principal for each 1% decline and possibly a total loss, with no final coupon. Investors receive no dividends on the indices and face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000, including up to $29.50 in underwriting fees per security, while the estimated value on the pricing date is $964.00, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities maturing April 18, 2030, linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. The notes pay a 2.375% quarterly contingent coupon (9.50% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial value. Beginning January 15, 2027, the notes are automatically called if on a potential autocall date the worst-performing index is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 per note only if the worst-performing index is at or above its 70% final barrier; otherwise, they receive $1,000 reduced one-for-one with the index loss, potentially down to zero. Investors forgo dividends, have no upside participation beyond coupons, face full downside to the worst index, limited or no liquidity, and are exposed to the unsecured credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per note versus an estimated value of $965.50, reflecting selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities due July 19, 2029, at $1,000 per security, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index.
Investors may receive a 0.8375% monthly contingent coupon (10.05% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level; missed coupons are “memory” and can be paid later if the barrier is subsequently met. At maturity, if not earlier called and the worst index is at or above 60% of its initial level, investors receive $1,000 per security; otherwise principal is reduced one-for-one with the index loss, down to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. The notes do not pay dividends or participate in index upside and carry credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., market risk from all three indices, limited liquidity, complex U.S. tax treatment and an initial estimated value of $989 per $1,000, below issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities maturing on January 21, 2028. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the VanEck Semiconductor ETF.
Each $1,000 note pays a 2.1417% contingent coupon per period (about 25.70% per annum) only if, on the relevant valuation date, the worst underlying is at or above 70% of its initial value. Principal is protected only if, on the final valuation date, the worst underlying is at or above 60% of its initial value; otherwise repayment is reduced 1‑for‑1 with that underlying’s loss and can fall to zero. Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon.
The issue price is $1,000 per note with total proceeds of $2,844,000; the initial estimated value is $983.20 per note, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. Investors face the credit risk of Citigroup, the possibility of no coupons, substantial downside exposure to the weakest underlying, limited liquidity, complex U.S. tax treatment and multiple index- and ETF-specific risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable unsecured notes linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing on July 20, 2034. Each security has a $1,000 stated principal amount and may be automatically redeemed on quarterly valuation dates starting July 15, 2027 if the index closes at or above the initial value of 702.255. Upon such early redemption, investors receive $1,000 plus a fixed premium that starts at 19.75% and steps up over time to 158.00% of principal on the final valuation date.
If not called, at maturity investors receive $1,000 plus the applicable premium if the final index level is at or above the 50% barrier of 351.128. Otherwise, repayment is $1,000 × (1 + index return), giving full downside exposure and allowing a loss of up to the entire investment. The notes pay no interest, provide no participation above the fixed premiums, and do not pass through dividends. The underlying index is described as highly risky, combining up to 500% leveraged exposure to S&P 500 futures with a 6% per annum decrement. Issue price is $1,000, with an estimated value of $887.20 and aggregate offering size of $2.745 million, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to Take-Two Interactive Software, Inc. with a stated principal of $1,000 per security, maturing on August 27, 2027, unless called earlier.
Investors may receive contingent coupons of at least 1.1958% of principal on each valuation cycle (about 14.35% per annum) only when TTWO’s closing value is at or above the coupon barrier. The notes can be automatically redeemed on specified autocall dates if TTWO is at or above its initial value, paying $1,000 plus the coupon.
If not called and TTWO’s final value is below the final barrier (58% of the initial value), principal is reduced 1% for each 1% decline in the stock, down to possible zero. Investors forgo dividends and upside in TTWO and take on the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $931.50 per $1,000, below the issue price, reflecting selling, hedging costs and use of an internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities maturing July 18, 2031, with a $1,000 stated principal per security. Payments depend on the worst performing of the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index.
On each quarterly valuation date, investors receive a 2.50% coupon (10.00% per annum) only if the worst-performing index is at or above 60% of its initial level. If that index is below the coupon barrier, no coupon is paid. At maturity, if the worst-performing index is at or above 60% of its initial level, investors receive $1,000 plus any final coupon. If it is below 60%, principal is reduced 1:1 with the index loss, potentially to $0.
The issuer may call the notes on specified dates at $1,000 plus any due coupon, capping future income. The issue price is $1,000, with an estimated value of $983.50 and an underwriting fee up to $7.50 per note. Investors face complex risks: equity market risk on three indices, worst‑of and barrier features, issuer and guarantor credit risk, uncertain liquidity, and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities with a stated principal of $1,000 per security, linked to the worst performer of Invesco QQQ, iShares Russell 2000 ETF and SPDR S&P 500 ETF.
The notes pay a 2.5625% quarterly contingent coupon (annualized 10.25%) only if, on each valuation date, the worst-performing underlying is at or above 65% of its initial value. Missed coupons can be paid later if the barrier is met, but may be lost entirely. The securities are automatically called at par plus coupon if, on any autocall date, the worst performer is at or above its initial value.
If not called, at maturity investors receive par only if the worst performer is at or above its 65% final barrier; otherwise they receive a fixed number of shares of that ETF (or cash equivalent), exposing them to unlimited downside up to total loss. The notes are unsecured, subject to Citigroup credit risk, may have limited liquidity, and have an estimated value of $986.30 versus the $1,000 issue price.